Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coeur Mining, Inc.CDE · Entity 3250 | VP, Finance & CAO | January 18, 2018 | January 23, 2018 |
| PEABODY ENERGY CORPBTU · Entity 4124 | EVP and CFO | September 03, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coeur Mining, Inc.
Report date January 18, 2018 · Filed January 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 95,932 |
Reported balance
After 2018-01-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-18 · Tax withholding · Disposed 4,262 · Balance 95,932 F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 93,271 |
Reported balance
After 2018-01-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-01-19 · Tax withholding · Disposed 2,661 · Balance 93,271 F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 81,376 |
Reported balance
After 2018-01-19 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-01-19 · Tax withholding · Disposed 11,895 · Balance 81,376 F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2: Includes 43,390 unvested shares of restricted stock. |
| Incentive Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.12 · Expires 2024-01-17 | Direct | 22,779 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 22,779 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| Incentive Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.81 · Expires 2026-01-20 | Direct | 116,279 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 116,279 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| Non-qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.12 · Expires 2024-01-17 | Direct | 9,638 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,638 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| Non-qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.81 · Expires 2026-01-20 | Direct | 32,800 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 32,800 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.
F2: Includes 43,390 unvested shares of restricted stock.
F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.
PEABODY ENERGY CORP
Report date September 03, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,652 |
Reported balance
After 2026-09-03 transaction · row 1
1 source rowRow 1 · 2026-09-03 · Grant · Acquired 92 · Balance 68,652 F1: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 8, 2026 20:09 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 92 | $27.64 | $2,542.88 |
DisclosureSEC source: 0001577048-26-000014 · wk-form4_1788898159.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,652 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:06 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 89 | $28.19 | $2,508.91 |
DisclosureSEC source: 0001577048-26-000009 · wk-form4_1781121971.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,560 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 20:08 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 77 | $32.56 | $2,507.12 |
DisclosureSEC source: 0001577048-26-000008 · wk-form4_1773346089.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,471 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:05 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 30,000 | $35.58 | $1,067,400.00 |
DisclosureSEC source: 0001577048-26-000006 · wk-form4_1772831103.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,394 F1 · shares: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.43 to $35.74 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:05 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 7,549 | $33.29 | $251,306.21 |
DisclosureSEC source: 0001577048-26-000004 · wk-form4_1771621539.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,394 F2 · shares: Shares withheld for taxes upon vesting of January 3, 2023 performance stock unit vesting. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:05 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 17,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001577048-26-000004 · wk-form4_1771621539.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,943 F1 · shares: Represents shares earned from a performance stock unit grant awarded on January 3, 2023 with a two-year performance period with an additional year vest. The Compensation Committee certified the achievement of the performance goals on February 18, 2026. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:09 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 7,811 | $30.68 | $239,641.48 |
DisclosureSEC source: 0001577048-26-000002 · wk-form4_1767733761.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,807 F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on January 2 and 3, 2026. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:09 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 14,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001577048-26-000002 · wk-form4_1767733761.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,618 F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2026, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:18 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 92 | $29.43 | $2,707.56 |
DisclosureSEC source: 0001577048-25-000003 · wk-form4_1764969488.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,992 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 20:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 159 | $17.09 | $2,717.31 |
DisclosureSEC source: 0001064728-25-000128 · wk-form4_1757103402.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,900 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:11 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 312 | $13.40 | $4,180.80 |
DisclosureSEC source: 0001064728-25-000088 · wk-form4_1749240703.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,741 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. F2 · shares: Due to an administrative error, 110 shares of Common Stock representing exempt dividend equivalents on prior deferred stock unit awards were erroneously omitted from the Form 4 filed by the Reporting Person on March 11, 2025. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:13 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 84 | $13.81 | $1,160.04 |
DisclosureSEC source: 0001064728-25-000033 · wk-form4_1741896787.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,429 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 21:20 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 2,546 | $20.23 | $51,505.58 |
DisclosureSEC source: 0001064728-25-000008 · wk-form4_1736198426.xml · nonDerivative · entry 3 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,345 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on January 2 and 3, 2025. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:20 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 20,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001064728-25-000008 · wk-form4_1736198426.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,891 F2 · shares: Represent restricted stock units (RSUs) that will vest in three equal annual installments on the first, second, and third anniversary of the grant date of January 2, 2025, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:20 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 2,276 | $20.86 | $47,477.36 |
DisclosureSEC source: 0001064728-25-000008 · wk-form4_1736198426.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,518 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on January 2 and 3, 2025. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:14 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 84 | $23.08 | $1,938.72 |
DisclosureSEC source: 0001064728-24-000185 · wk-form4_1733519654.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,794 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:18 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 10,000 | $29.52 | $295,200.00 |
DisclosureSEC source: 0001064728-24-000181 · wk-form4_1731100686.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,710 F1 · shares: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.51 to $29.56 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 20:14 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 88 | $22.03 | $1,938.64 |
DisclosureSEC source: 0001064728-24-000135 · wk-form4_1725653661.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,710 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:12 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 82 | $23.60 | $1,935.20 |
DisclosureSEC source: 0001064728-24-000103 · wk-form4_1717791168.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,622 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:10 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 76 | $25.15 | $1,911.40 |
DisclosureSEC source: 0001064728-24-000042 · wk-form4_1710533403.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,540 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| February 23, 2024 Filed Feb 23, 2024 22:48 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 6,826 | $24.57 | $167,714.82 |
DisclosureSEC source: 0001064728-24-000029 · wk-form4_1708728513.xml · nonDerivative · entry 3 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,464 F3 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2022, and amended March 9, 2023. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.43 to $24.75 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 22:48 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 10,859 | $24.70 | $268,217.30 |
DisclosureSEC source: 0001064728-24-000029 · wk-form4_1708728513.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,290 F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 24,511 restricted stock units on February 21, 2024. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:48 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 24,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001064728-24-000029 · wk-form4_1708728513.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,149 F1 · shares: Represents shares earned from a restricted stock unit grant awarded on January 3, 2022 with a two-year performance period. The Compensation Committee certified the achievement of the performance goals on February 21, 2024. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:17 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 4,827 | $24.94 | $120,385.38 |
DisclosureSEC source: 0001064728-24-000010 · wk-form4_1705007864.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,638 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/02/2022 and amended 03/09/23. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.83 to $25.14 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 21:58 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 8,307 | $24.79 | $205,930.53 |
DisclosureSEC source: 0001064728-24-000006 · wk-form4_1704405481.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,465 F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 17,960 restricted stock units on January 3, 2024. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:58 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 14,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001064728-24-000006 · wk-form4_1704405481.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,772 F1 · shares: Represent restricted stock units (RSUs) that will vest in three equal annual installments on the first, second, and third anniversary of the grant date of January 2, 2024, subject to the executive officers continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 22:09 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 92 | $23.79 | $2,188.68 |
DisclosureSEC source: 0001064728-23-000170 · wk-form4_1701468538.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,422 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 20:14 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 99 | $21.91 | $2,169.09 |
DisclosureSEC source: 0001064728-23-000112 · wk-form4_1693599285.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,330 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:00 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 123 | $18.16 | $2,233.68 |
DisclosureSEC source: 0001064728-23-000087 · wk-form4_1685739633.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,231 F1 · shares: The shares of Common Stock represent exempt dividend equivalents in the form of restricted stock units on prior restricted stock unit awards. Read SEC document |
| February 24, 2023 Filed Feb 25, 2023 02:01 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 21,070 | $25.88 | $545,291.60 |
DisclosureSEC source: 0001567619-23-003799 · doc1.xml · nonDerivative · entry 3 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,108 F3 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.65 to $26.21 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 02:01 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 33,516 | $26.19 | $877,784.04 |
DisclosureSEC source: 0001567619-23-003799 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,178 F2 · shares: Shares withheld for taxes upon vesting of July 1, 2020 performance stock unit grant. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 02:01 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 75,655 | $26.19 | $1,981,404.45 |
DisclosureSEC source: 0001567619-23-003799 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,694 F1 · shares: Represents shares earned from a performance stock unit grant awarded on July 1, 2020 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 22, 2023. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:27 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 10,766 | $26.48 | $285,083.68 |
DisclosureSEC source: 0001567619-23-000650 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,039 F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.87 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 02:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 6,219 | $24.65 | $153,298.35 |
DisclosureSEC source: 0001567619-23-000397 · doc1.xml · nonDerivative · entry 6 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,578 F6 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:27 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 11,753 | $26.57 | $312,277.21 |
DisclosureSEC source: 0001567619-23-000650 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,805 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 26,530 restricted stock units on January 4, 2023. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:24 UTC Amendment | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 6,219 | $24.65 | $153,298.35 |
DisclosureSEC source: 0001567619-23-000642 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,558 F2 · balance_after: This transaction is included solely to update the amount of securities beneficially owned following the amended transaction. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 02:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 11,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000397 · doc1.xml · nonDerivative · entry 5 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,797 F5 · shares: Represent?restricted?stock units?("RSUs")?that?will?vest?in three equal?annual?installments on the first, second, and third anniversary?of?the?grant?date of?January?3, 2023, subject?to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 02:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 5,372 | $25.10 | $134,837.20 |
DisclosureSEC source: 0001567619-23-000397 · doc1.xml · nonDerivative · entry 4 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,845 F4 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,125 restricted stock units on January 3, 2023. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 21:24 UTC Amendment | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 16,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000642 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,777 F1 · shares: The original Form 4 filed on January 4, 2023 is amended by this Form 4 amendment solely to correct an administrative error which misreported the number of restricted stock units granted on January 3, 2023. Read SEC document |
| January 02, 2023 Filed Jan 5, 2023 02:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 4,822 | $26.42 | $127,397.24 |
DisclosureSEC source: 0001567619-23-000397 · doc1.xml · nonDerivative · entry 3 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,217 F3 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 10,884 restricted stock units on January 2, 2023. Read SEC document |
| January 02, 2023 Filed Jan 5, 2023 02:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 2,134 | $26.42 | $56,380.28 |
DisclosureSEC source: 0001567619-23-000397 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,039 F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 2, 2023. Read SEC document |
| January 02, 2023 Filed Jan 5, 2023 02:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 3,490 | $26.42 | $92,205.80 |
DisclosureSEC source: 0001567619-23-000397 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,173 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,174 restricted stock units on January 2, 2023. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:13 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 12,742 | $24.31 | $309,758.02 |
DisclosureSEC source: 0001567619-22-012256 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,663 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.51 per share. The filer undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:01 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 532 | $16.94 | $9,012.08 |
DisclosureSEC source: 0001567619-22-005669 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,405 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 22:04 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 828 | $17.43 | $14,432.04 |
DisclosureSEC source: 0001567619-22-005276 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,937 F2 · shares: Shares withheld for taxes upon vesting of January 2, 2019 performance stock unit grant. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 22:04 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 1,892 | $31.15 | $58,935.80 |
DisclosureSEC source: 0001567619-22-005276 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,765 F1 · shares: Represents shares earned from a performance stock unit grant awarded on January 2, 2019 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 16, 2022. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 22:14 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 12,212 | $11.75 | $143,491.00 |
DisclosureSEC source: 0001567619-22-000754 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,873 F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21.The weighted average price for this transaction is reported in the form. Full information regarding the number of shares at each price is available upon request. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:14 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 11,839 | $11.24 | $133,070.36 |
DisclosureSEC source: 0001567619-22-000754 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,085 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 26,531 restricted stock units on January 4, 2022. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 23:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 24,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000357 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,924 F2 · shares: Represents restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 3, 2022, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 23:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 9,181 | $10.07 | $92,452.67 |
DisclosureSEC source: 0001567619-22-000357 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,674 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 18,911 restricted stock units on January 2, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.