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person · Reporting owner

Usmar Shaun A.

Disclosed activity across 2 companies

Tapewire entity
55181
SEC CIK
0001702522

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEABODY ENERGY CORPBTU · Entity 4124DirectorNovember 29, 2019December 03, 2019
Vale S.A.VALE · Entity 2990CEO of VBMMarch 18, 2026March 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEABODY ENERGY CORP

Report date November 29, 2019 · Filed December 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,871 Reported balance After 2019-11-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-11-29 · Grant · Acquired 72 · Balance 12,871

F1: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

Vale S.A.

Report date March 18, 2026 · Filed March 31, 2026

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2019 Filed Dec 3, 2019 21:59 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022596 · doc1.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:43 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 35 $18.53 $648.55
Disclosure

SEC source: 0001567619-19-018303 · doc1.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,801

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:35 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 27 $22.52 $608.04
Disclosure

SEC source: 0000899243-19-017078 · doc4.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,766

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:41 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 4,391 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013463 · doc4.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,739

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012869 · doc4.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:17 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 4,994 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-011824 · doc4.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,994

F1 · shares: Represent deferred stock units that vest pro rata over 12 months and are converted into common stock upon the earlier to occur of the third anniversary of the grant date and the reporting person's separation from service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.