Dorch A. Verona

SEC source: 0001567619-20-003573 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,600

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.

SEC source: 0001567619-20-002797 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,952

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 3,622 restricted stock units on February 9, 2020.

F2 · balance_after: Adjusted to decrease total by one share to reflect a correction due to rounding of dividend equivalents.

SEC source: 0001567619-20-000648 · doc1.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,223

F3 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,476 restricted stock units on January 2, 2020.

SEC source: 0001567619-20-000648 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,792

F1 · shares: Represent restricted stock units ("RSU") that vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

F2 · balance_after: Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents.

SEC source: 0001567619-19-022582 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,551

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 1 share in the individual's total amount of holdings.

SEC source: 0001567619-19-018276 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,377

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-19-017046 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,769

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-19-010230 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,289

F1 · shares: The shares of Common Stock were sold pursuant to an amended Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $27.73 to $28.10, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-19-010136 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,816

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 57,201 restricted stock units on April 3, 2019.

SEC source: 0000899243-19-008793 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,490

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-19-006894 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,576

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-19-003427 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,058

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.

F2 · price: The price reported is a weighted average price for the shares sold on February 12, 2019. These shares were sold in multiple transactions at prices ranging from $29.63 to $29.81, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0000899243-19-003282 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,228

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 3,298 restricted stock units on February 9, 2019.

SEC source: 0001567619-19-000541 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,356

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal installments on the first, second and third anniversaries of the grant date of January 2, 2019, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

SEC source: 0000899243-18-029634 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,126

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0001567619-18-005085 · doc1.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,656

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.

F3 · price: The price reported is a weighted average price for the shares sold on November 5, 2018. These shares were sold in multiple transactions at prices ranging from $34.99 to $35.25, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0001567619-18-005085 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,456

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.

F2 · price: The price reported is a weighted average price for the shares sold on November 1, 2018. These shares were sold in multiple transactions at prices ranging from $35.01 to $35.40, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0000899243-18-023304 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,643

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-18-015225 · doc4.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,299

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-18-009567 · doc4.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,006

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 53,107 restricted stock units on April 3, 2018.

SEC source: 0000899243-18-009567 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,622

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 53,107 restricted stock units on April 3, 2018.

SEC source: 0000899243-18-015225 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,006

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership reported on a Form 4 filed on April 5, 2018.

SEC source: 0000899243-18-003655 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,649

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of February 9,2018 subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

SEC source: 0000899243-17-009564 · doc4.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,874

F2 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of April 3, 2017, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment by the issuer and its subsidiaries without cause or by the executive officer for good reason or due to a termination of employment with the issuer and its subsidiaries by reason of death or disability.

SEC source: 0000899243-17-009564 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.