Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEABODY ENERGY CORPBTU · Entity 4124 | EVP & COO | May 15, 2020 | May 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEABODY ENERGY CORP
Report date May 15, 2020 · Filed May 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 139,189 |
Reported balance
After 2020-05-15 transaction · row 1
1 source rowRow 1 · 2020-05-15 · Sale · Disposed 525 · Balance 139,189 F1: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020 to pay a portion of the estimated tax obligations resulting from the vesting of 5,405 restricted stock units on January 2, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020 to pay a portion of the estimated tax obligations resulting from the vesting of 5,405 restricted stock units on January 2, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 19, 2020 21:04 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 525 | $3.01 | $1,580.25 |
DisclosureSEC source: 0001567619-20-010765 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,189 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020 to pay a portion of the estimated tax obligations resulting from the vesting of 5,405 restricted stock units on January 2, 2020. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 16:04 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 12,783 | $2.93 | $37,454.19 |
DisclosureSEC source: 0001567619-20-007794 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,714 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 84,109 restricted stock units on April 3, 2020. F2 · price: The price reported in Column 4 is a weighted average price.? These shares of Common Stock were sold in multiple transactions at prices ranging from $2.89 to $3.00, inclusive. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 00:09 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 25,023 | $3.01 | $75,319.23 |
DisclosureSEC source: 0001567619-20-007671 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,497 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 84,109 restricted stock units on April 3, 2020. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 22:21 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 662 | $8.22 | $5,441.64 |
DisclosureSEC source: 0001567619-20-004106 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,520 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 4,374 restricted stock units on February 9, 2020. Read SEC document |
| February 09, 2020 Filed Feb 11, 2020 22:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 1,324 | $8.50 | $11,254.00 |
DisclosureSEC source: 0001567619-20-002801 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,182 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,374 restricted stock units on February 9, 2020. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:18 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 1,895 | $9.99 | $18,931.05 |
DisclosureSEC source: 0001567619-20-000656 · doc1.xml · nonDerivative · entry 2 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,506 F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 5,405 restricted stock units on January 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:18 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 54,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000656 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,401 F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:56 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 1,609 | $9.68 | $15,575.12 |
DisclosureSEC source: 0001567619-19-022589 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,501 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was an increase of 1 share in the individual's total amount of holdings. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 834 | $18.53 | $15,454.02 |
DisclosureSEC source: 0001567619-19-018291 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,891 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:24 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 659 | $22.52 | $14,840.68 |
DisclosureSEC source: 0000899243-19-017050 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,057 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 35,779 | $23.68 | $847,246.72 |
DisclosureSEC source: 0000899243-19-016645 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,398 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $23.51 to $23.81, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 20:12 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 1,323 | $27.27 | $36,078.21 |
DisclosureSEC source: 0000899243-19-010233 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,177 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 in order to pay a portion of the estimated tax obligations resulting from the vesting of 81,715 restricted stock units on April 3, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $27.16 to $27.36, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:13 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 35,668 | $27.24 | $971,596.32 |
DisclosureSEC source: 0000899243-19-010128 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,500 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 81,715 restricted stock units on April 3, 2019. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:16 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 11,044 | $29.59 | $326,791.96 |
DisclosureSEC source: 0000899243-19-008802 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,168 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:15 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 722 | $31.60 | $22,815.20 |
DisclosureSEC source: 0000899243-19-006898 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,124 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 634 | $29.67 | $18,810.78 |
DisclosureSEC source: 0000899243-19-003432 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,402 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 3,983 restricted stock units on February 9, 2019. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 21:26 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 1,303 | $29.73 | $38,738.19 |
DisclosureSEC source: 0000899243-19-003290 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,036 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 3,983 restricted stock units on February 9, 2019. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:30 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 14,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000550 · doc1.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,339 F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2019, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 21:19 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 662 | $32.31 | $21,389.22 |
DisclosureSEC source: 0000899243-18-029644 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,572 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 20:05 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 35,000 | $42.10 | $1,473,500.00 |
DisclosureSEC source: 0000899243-18-023370 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,910 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-l trading plan adopted by the reporting person on July 27, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.96 to $42.40, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 20:06 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 486 | $42.15 | $20,484.90 |
DisclosureSEC source: 0000899243-18-023306 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,910 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:03 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 413 | $45.47 | $18,779.11 |
DisclosureSEC source: 0000899243-18-015223 · doc4.xml · nonDerivative · entry 2 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,423 F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 20:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 1,125 | $36.92 | $41,535.00 |
DisclosureSEC source: 0000899243-18-009565 · doc4.xml · nonDerivative · entry 2 Meintjes Charles F · CIK 0001554000 · EVP - Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,010 F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 75,868 restricted stock units on April 3,2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 20:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 33,306 | $37.77 | $1,257,967.62 |
DisclosureSEC source: 0000899243-18-009565 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP - Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,135 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 75,868 restricted stock units on April 3,2018. Read SEC document |
| March 05, 2018 Filed Jun 6, 2018 20:03 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 675 | $40.67 | $27,452.25 |
DisclosureSEC source: 0000899243-18-015223 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,010 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership on a Form 4 filed on April 5, 2018. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 19:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 11,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-003658 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP - Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,767 F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of February 9, 2018, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment by due to the executive officer's death or disability. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:02 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 226,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009568 · doc4.xml · nonDerivative · entry 2 Meintjes Charles F · CIK 0001554000 · EVP - Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,963 F2 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of April 3, 2017, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment by the issuer and its subsidiaries without cause or by the executive officer for good reason or due to a termination of employment with the issuer and its subsidiaries by reason of death or disability. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:02 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | OtherCommon Stock | 9,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009568 · doc4.xml · nonDerivative · entry 1 Meintjes Charles F · CIK 0001554000 · EVP - Corporate Services & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.