Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Howmet Aerospace Inc.HWM · Entity 2911 | Director | May 24, 2024 | May 30, 2024 |
| PEABODY ENERGY CORPBTU · Entity 4124 | Director | March 13, 2024 | March 15, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Howmet Aerospace Inc.
Report date May 24, 2024 · Filed May 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,564 |
Reported balance
After 2024-05-24 transaction · row 1
1 source rowRow 1 · 2024-05-24 · Grant · Acquired 1,889 · Balance 51,564 |
PEABODY ENERGY CORP
Report date March 13, 2024 · Filed March 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,942 |
Reported balance
After 2024-03-13 transaction · row 1
1 source rowRow 1 · 2024-03-13 · Grant · Acquired 34 · Balance 28,942 F1: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2024 Filed May 30, 2024 00:53 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 1,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-066277 · tm2415880-6_4seq1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,564 Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:33 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 34 | $25.15 | $855.10 |
DisclosureSEC source: 0001064728-24-000062 · wk-form4_1710534772.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,942 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 22:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 35 | $23.79 | $832.65 |
DisclosureSEC source: 0001064728-23-000168 · wk-form4_1701468436.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,908 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 20:29 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 38 | $21.91 | $832.58 |
DisclosureSEC source: 0001064728-23-000126 · wk-form4_1693600142.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,873 F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:36 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001064728-23-000097 · wk-form4_1688675763.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,835 F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:25 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 45 | $18.16 | $817.20 |
DisclosureSEC source: 0001064728-23-000079 · wk-form4_1685737535.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,925 F1 · shares: The shares of Common Stock represent exempt dividend equivalents in the form of deferred stock units on prior deferred stock unit awards. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:22 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 3,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-063731 · tm2316637-6_4seq1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,675 Read SEC document |
| May 05, 2023 Filed May 8, 2023 21:19 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 4,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001064728-23-000063 · wk-form4_1683580776.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,880 F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months. Read SEC document |
| May 27, 2022 Filed May 31, 2022 22:41 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 4,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-066729 · tm2217337-5_4seq1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,116 Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:24 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-009949 · doc1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,496 F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 23:29 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 4,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075243 · tm2118198-6_4seq1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,953 Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:22 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 4,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-009592 · doc1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,382 F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:21 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 10,135 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-20-000139 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,725 F1 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. This amount reflects the total number of Howmet Aerospace Inc. shares underlying equity awards held by the reporting person after reflecting the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation to relate to Howmet Aerospace Inc. common stock in a manner intended to preserve the aggregate intrinsic value of the original awards, in accordance with the Employee Matters Agreement, as amended, between Howmet Aerospace Inc. and Arconic Corporation. Read SEC document |
| May 08, 2020 Filed May 11, 2020 21:32 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-009495 · doc1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:28 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004709 · doc1.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: Represent deferred stock units that generally vest in three monthly installments beginning March 8, 2020, but do not become payable until the third anniversary of the grant date. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:31 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,381 | $31.49 | $43,487.69 |
DisclosureSEC source: 0000004281-20-000007 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,679 Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 17:12 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,611 | $24.20 | $38,986.20 |
DisclosureSEC source: 0000004281-19-000116 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,298 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 17:13 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,204 | $26.15 | $31,484.60 |
DisclosureSEC source: 0000004281-19-000091 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,687 Read SEC document |
| May 16, 2019 Filed May 20, 2019 19:48 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 6,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-19-000082 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,483 Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 19:28 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,518 | $19.75 | $29,980.50 |
DisclosureSEC source: 0000004281-19-000055 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,702 Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:16 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 8,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000086 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,184 Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 22:25 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000135 · edgar.xml · nonDerivative · entry 1 Miller David J · CIK 0001447777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,888 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.