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Hathhorn Marc E.

Disclosed activity across 2 companies

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77579
SEC CIK
0001785022

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEABODY ENERGY CORPBTU · Entity 4124President-US OperationsApril 26, 2022April 28, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEABODY ENERGY CORP

Report date April 26, 2022 · Filed April 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,943 Ending reported balance After 2022-04-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-04-26 · Sale · Disposed 7,948 · Balance 72,330

F1: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.42 to $25.29 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

Row 2 · 2022-04-26 · Sale · Disposed 10,387 · Balance 61,943

F2: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.46 to $25.80 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.42 to $25.29 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

F2: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.46 to $25.80 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RADIUS RECYCLING, INC.

Report date July 10, 2025 · Filed July 10, 2025

Section 16 reporting ended · disclosed 2025-07-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-10 transaction · row 1
1 source row

Row 1 · 2025-07-10 · Disposition to issuer · Disposed 145,581 · Balance 0

F1: On July 10, 2025, Radius Recycling, Inc. (the "Issuer") completed the previously announced transaction with Toyota Tsusho America, Inc. ("Parent"), and TAI Merger Corporation ("Merger Sub"), pursuant to the Agreement and Plan of Merger dated as of March 13, 2025 (the "Merger Agreement"), whereby Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger as a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, each share of Issuer Class A common stock ("Class A Common Stock") and Issuer Class B common stock ("Class B Common Stock" and together with Class A Common Stock, "Common Stock") that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) (other than certain properly dissenting shares) was converted into the right to receive $30.00 in cash (the "Merger Consideration"), without interest, and less applicable withholding taxes.

F2: Includes 145,581 unvested Company RSU Awards (as defined in the Merger Agreement). Pursuant to the Merger Agreement, as of the Effective Time, each Company RSU Award that was outstanding immediately prior to the Effective Time became immediately vested and was cancelled and converted into the right to receive an amount in cash equal to the sum of (x) the product of (A) the Merger Consideration, multiplied by (B) the total number of shares of Common Stock subject to such Company RSU Award immediately prior to the Effective Time, plus (y) any accrued and unpaid dividends or dividend equivalent rights corresponding to such Company RSU Award.

Filing footnotes · ownership attribution and instrument terms

F1: On July 10, 2025, Radius Recycling, Inc. (the "Issuer") completed the previously announced transaction with Toyota Tsusho America, Inc. ("Parent"), and TAI Merger Corporation ("Merger Sub"), pursuant to the Agreement and Plan of Merger dated as of March 13, 2025 (the "Merger Agreement"), whereby Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger as a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, each share of Issuer Class A common stock ("Class A Common Stock") and Issuer Class B common stock ("Class B Common Stock" and together with Class A Common Stock, "Common Stock") that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) (other than certain properly dissenting shares) was converted into the right to receive $30.00 in cash (the "Merger Consideration"), without interest, and less applicable withholding taxes.

F2: Includes 145,581 unvested Company RSU Awards (as defined in the Merger Agreement). Pursuant to the Merger Agreement, as of the Effective Time, each Company RSU Award that was outstanding immediately prior to the Effective Time became immediately vested and was cancelled and converted into the right to receive an amount in cash equal to the sum of (x) the product of (A) the Merger Consideration, multiplied by (B) the total number of shares of Common Stock subject to such Company RSU Award immediately prior to the Effective Time, plus (y) any accrued and unpaid dividends or dividend equivalent rights corresponding to such Company RSU Award.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2025 Filed Jul 10, 2025 16:50 UTC RADIUS RECYCLING, INC. RDUS · Entity 17765 Disposition to issuerClass A Common Stock 145,581 $30.00 $4,367,430.00
Disclosure

SEC source: 0000950170-25-095078 · ownership.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 10, 2025, Radius Recycling, Inc. (the "Issuer") completed the previously announced transaction with Toyota Tsusho America, Inc. ("Parent"), and TAI Merger Corporation ("Merger Sub"), pursuant to the Agreement and Plan of Merger dated as of March 13, 2025 (the "Merger Agreement"), whereby Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger as a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, each share of Issuer Class A common stock ("Class A Common Stock") and Issuer Class B common stock ("Class B Common Stock" and together with Class A Common Stock, "Common Stock") that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) (other than certain properly dissenting shares) was converted into the right to receive $30.00 in cash (the "Merger Consideration"), without interest, and less applicable withholding taxes.

F1 · shares: On July 10, 2025, Radius Recycling, Inc. (the "Issuer") completed the previously announced transaction with Toyota Tsusho America, Inc. ("Parent"), and TAI Merger Corporation ("Merger Sub"), pursuant to the Agreement and Plan of Merger dated as of March 13, 2025 (the "Merger Agreement"), whereby Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger as a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, each share of Issuer Class A common stock ("Class A Common Stock") and Issuer Class B common stock ("Class B Common Stock" and together with Class A Common Stock, "Common Stock") that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) (other than certain properly dissenting shares) was converted into the right to receive $30.00 in cash (the "Merger Consideration"), without interest, and less applicable withholding taxes.

F2 · shares: Includes 145,581 unvested Company RSU Awards (as defined in the Merger Agreement). Pursuant to the Merger Agreement, as of the Effective Time, each Company RSU Award that was outstanding immediately prior to the Effective Time became immediately vested and was cancelled and converted into the right to receive an amount in cash equal to the sum of (x) the product of (A) the Merger Consideration, multiplied by (B) the total number of shares of Common Stock subject to such Company RSU Award immediately prior to the Effective Time, plus (y) any accrued and unpaid dividends or dividend equivalent rights corresponding to such Company RSU Award.

F1 · price: On July 10, 2025, Radius Recycling, Inc. (the "Issuer") completed the previously announced transaction with Toyota Tsusho America, Inc. ("Parent"), and TAI Merger Corporation ("Merger Sub"), pursuant to the Agreement and Plan of Merger dated as of March 13, 2025 (the "Merger Agreement"), whereby Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger as a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, each share of Issuer Class A common stock ("Class A Common Stock") and Issuer Class B common stock ("Class B Common Stock" and together with Class A Common Stock, "Common Stock") that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) (other than certain properly dissenting shares) was converted into the right to receive $30.00 in cash (the "Merger Consideration"), without interest, and less applicable withholding taxes.

F2 · price: Includes 145,581 unvested Company RSU Awards (as defined in the Merger Agreement). Pursuant to the Merger Agreement, as of the Effective Time, each Company RSU Award that was outstanding immediately prior to the Effective Time became immediately vested and was cancelled and converted into the right to receive an amount in cash equal to the sum of (x) the product of (A) the Merger Consideration, multiplied by (B) the total number of shares of Common Stock subject to such Company RSU Award immediately prior to the Effective Time, plus (y) any accrued and unpaid dividends or dividend equivalent rights corresponding to such Company RSU Award.

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November 08, 2024 Filed Nov 12, 2024 20:33 UTC RADIUS RECYCLING, INC. RDUS · Entity 17765 GrantClass A Common Stock 112,951 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-125858 · ownership.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,581

F2 · kind: Award of restricted stock units pursuant to the issuer's omnibus incentive plan. The restricted stock units vest in three equal annual installments commencing November 30, 2025 and each October 31 thereafter.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:33 UTC RADIUS RECYCLING, INC. RDUS · Entity 17765 GrantClass A Common Stock 32,630 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-125858 · ownership.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,630

F1 · kind: Award of restricted stock units pursuant to the issuer's omnibus incentive plan. The restricted stock units vest in five equal annual installments commencing November 30, 2025 and each October 31 thereafter.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:29 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 10,387 $25.55 $265,387.85
Disclosure

SEC source: 0001567619-22-009118 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,943

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.46 to $25.80 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:29 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 7,948 $24.88 $197,746.24
Disclosure

SEC source: 0001567619-22-009118 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,330

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.42 to $25.29 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:01 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 1,639 $17.04 $27,928.56
Disclosure

SEC source: 0001567619-22-005671 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,824

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2021. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.83 to $17.34 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:48 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 944 $17.43 $16,453.92
Disclosure

SEC source: 0001567619-22-005265 · doc1.xml · nonDerivative · entry 4

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,463

F4 · shares: Shares withheld for taxes upon vesting of September 1, 2019 performance stock unit grant.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:48 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 1,702 $17.43 $29,665.86
Disclosure

SEC source: 0001567619-22-005265 · doc1.xml · nonDerivative · entry 3

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,407

F3 · shares: Shares withheld for taxes upon vesting of January 2, 2019 performance stock unit grant.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:48 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 2,112 $18.43 $38,924.16
Disclosure

SEC source: 0001567619-22-005265 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,109

F2 · shares: Represents shares earned from a performance stock unit grant awarded on September 1, 2019 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 16, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:48 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 3,811 $31.15 $118,712.65
Disclosure

SEC source: 0001567619-22-005265 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,997

F1 · shares: Represents shares earned from a performance stock unit grant awarded on January 2, 2019 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 16, 2022.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 22:15 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 16,699 $11.75 $196,213.25
Disclosure

SEC source: 0001567619-22-000756 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,186

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21. The weighted average price for this transaction is reported in the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:15 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 11,505 $11.24 $129,316.20
Disclosure

SEC source: 0001567619-22-000756 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,885

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 25,765 restricted stock units on January 4, 2022.

Read SEC document
January 04, 2022 Filed Mar 10, 2022 01:04 UTC Amendment PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 11,505 $11.24 $129,316.20
Disclosure

SEC source: 0001567619-22-006672 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,339

F1 · balance_after: This amendment is being filed solely to correct the total amount of shares beneficially owned after this transaction. The incorrect total was carried through the reporting person's subsequent calculations and reporting of the total amount of shares beneficially owned. As of the date of this amended report, the reporting person beneficially owns 80,278 shares of the Issuer's Common Stock.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 23:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 22,711 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000343 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,844

F2 · shares: Represents restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 3, 2022, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 23:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 16,751 $10.07 $168,682.57
Disclosure

SEC source: 0001567619-22-000343 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,133

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 35,887 restricted stock units on January 2, 2022.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:08 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 9,388 $18.69 $175,461.72
Disclosure

SEC source: 0001567619-21-017242 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,884

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65 to $18.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:29 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 2,427 $3.90 $9,465.30
Disclosure

SEC source: 0001567619-21-004806 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,272

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:20 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 1,339 $3.89 $5,208.71
Disclosure

SEC source: 0001567619-21-004604 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,699

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:20 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 3,766 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004604 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,038

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

Read SEC document
February 11, 2021 Filed Feb 11, 2021 23:06 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 1,521 $3.59 $5,460.39
Disclosure

SEC source: 0001567619-21-003162 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,272

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 23:06 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 839 $3.73 $3,129.47
Disclosure

SEC source: 0001567619-21-003162 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,793

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,360 restricted stock units on February 9, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:56 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 1,921 $3.07 $5,897.47
Disclosure

SEC source: 0001567619-21-000751 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,632

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2019.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:10 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 51,530 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000320 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,553

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:10 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 6,240 $2.41 $15,038.40
Disclosure

SEC source: 0001567619-21-000320 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,023

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 17,549 restricted stock units on January 2, 2021.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 16:05 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 14,379 $2.93 $42,130.47
Disclosure

SEC source: 0001567619-20-007796 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,263

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017.

F2 · price: The price reported in Column 4 is a weighted average price.? These shares of Common Stock were sold in multiple transactions at prices ranging from $2.89 to $3.00, inclusive.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 23:52 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 6,090 $3.01 $18,330.90
Disclosure

SEC source: 0001567619-20-007666 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,642

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 20,469 restricted stock units on April 3, 2020.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:22 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 1,679 $8.22 $13,801.38
Disclosure

SEC source: 0001567619-20-004108 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,732

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:43 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 681 $8.50 $5,788.50
Disclosure

SEC source: 0001567619-20-002798 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,411

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,360 restricted stock units on February 9, 2020.

F2 · balance_after: Adjusted to decrease total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:33 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 1,935 $9.86 $19,079.10
Disclosure

SEC source: 0001567619-20-000829 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,093

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2019.

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January 02, 2020 Filed Jan 7, 2020 00:34 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 1,045 $9.99 $10,439.55
Disclosure

SEC source: 0001567619-20-000660 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,028

F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,980 restricted stock units on January 2, 2020.

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January 02, 2020 Filed Jan 7, 2020 00:34 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 40,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000660 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,073

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

F3 · balance_after: Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents.

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November 29, 2019 Filed Dec 3, 2019 21:53 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 806 $9.68 $7,802.08
Disclosure

SEC source: 0001567619-19-022584 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,672

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was an increase of 2 shares in the individual's total amount of holdings.

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September 11, 2019 Filed Sep 13, 2019 20:35 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 402 $18.53 $7,449.06
Disclosure

SEC source: 0001567619-19-018280 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,866

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

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September 01, 2019 Filed Sep 4, 2019 19:27 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 2,170 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017860 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,464

F1 · shares: Represent restricted stock units ("RSU") that will vest in two equal installments on January 2, 2021, and January 2, 2022, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.