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person · Reporting owner

Richard Paul V.

Disclosed activity across 1 company

Tapewire entity
131582
SEC CIK
0001722412

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PEABODY ENERGY CORP

Report date January 04, 2022 · Filed January 06, 2022

Section 16 reporting ended · disclosed 2022-01-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,300 Ending reported balance After 2022-01-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-01-04 · Tax withholding · Disposed 5,891 · Balance 30,502

F1: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,675 restricted stock units on January 4, 2022.

Row 2 · 2022-01-05 · Sale · Disposed 11,202 · Balance 19,300

F2: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21, and amended 10/29/21. The weighted average price for this transaction is reported in the form. Full information regarding the number of shares at each price is available upon request.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,675 restricted stock units on January 4, 2022.

F2: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21, and amended 10/29/21. The weighted average price for this transaction is reported in the form. Full information regarding the number of shares at each price is available upon request.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2022 Filed Jan 6, 2022 22:17 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 11,202 $11.74 $131,511.48
Disclosure

SEC source: 0001567619-22-000761 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · Former SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,300

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21, and amended 10/29/21. The weighted average price for this transaction is reported in the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:17 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 5,891 $11.24 $66,214.84
Disclosure

SEC source: 0001567619-22-000761 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · Former SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,502

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,675 restricted stock units on January 4, 2022.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 23:08 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 4,410 $10.07 $44,408.70
Disclosure

SEC source: 0001567619-22-000359 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · Former SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,393

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 8,828 restricted stock units on January 2, 2022.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:06 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 10,993 $17.47 $192,047.71
Disclosure

SEC source: 0001567619-21-017240 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,803

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.46 to $17.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:27 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 514 $3.90 $2,004.60
Disclosure

SEC source: 0001567619-21-004804 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,796

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:15 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 1,856 $3.89 $7,219.84
Disclosure

SEC source: 0001567619-21-004601 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,310

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:15 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 5,222 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004601 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,166

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

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February 10, 2021 Filed Feb 11, 2021 22:01 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 147 $3.69 $542.43
Disclosure

SEC source: 0001567619-21-003115 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,944

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2018 to pay a portion of the estimated tax obligation resulting from the vesting of 1,455 restricted stock units on February 9, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:01 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 518 $3.73 $1,932.14
Disclosure

SEC source: 0001567619-21-003115 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,091

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 1,455 restricted stock units on February 9, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:52 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 1,067 $3.07 $3,275.69
Disclosure

SEC source: 0001567619-21-000745 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,609

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2019 and February 26, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 8,828 restricted stock units on January 2, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 25,350 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000312 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,676

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 3,140 $2.41 $7,567.40
Disclosure

SEC source: 0001567619-21-000312 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,326

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 8,828 restricted stock units on January 2, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:27 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 152 $8.22 $1,249.44
Disclosure

SEC source: 0001567619-20-003570 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,466

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 1,454 restricted stock units on February 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:45 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 510 $8.50 $4,335.00
Disclosure

SEC source: 0001567619-20-002799 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,618

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 1,454 Restricted Stock Units on February 9, 2020.

F2 · balance_after: Adjusted to decrease total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:32 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 215 $9.86 $2,119.90
Disclosure

SEC source: 0001567619-20-000827 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,129

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2019 to pay a portion of the estimated tax obligations resulting from the vesting of 2,203 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:13 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 773 $9.99 $7,722.27
Disclosure

SEC source: 0001567619-20-000654 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,344

F3 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,203 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:13 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 19,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000654 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,117

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

F2 · balance_after: Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:57 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 140 $9.68 $1,355.20
Disclosure

SEC source: 0001567619-19-022592 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,241

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:40 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 74 $18.53 $1,371.22
Disclosure

SEC source: 0001567619-19-018296 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:24 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 57 $22.52 $1,283.64
Disclosure

SEC source: 0000899243-19-017052 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,027

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:15 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 545 $29.59 $16,126.55
Disclosure

SEC source: 0000899243-19-008798 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,970

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:21 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 34 $31.60 $1,074.40
Disclosure

SEC source: 0000899243-19-006906 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,425

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:42 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 128 $29.70 $3,801.60
Disclosure

SEC source: 0000899243-19-003440 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 1,324 restricted stock units on February 9, 2019.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 21:20 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 473 $29.73 $14,062.29
Disclosure

SEC source: 0000899243-19-003276 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,519

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 1,324 restricted stock units on February 9, 2019.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:23 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000539 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2019, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:17 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 16 $32.31 $516.96
Disclosure

SEC source: 0000899243-18-029642 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,973

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:08 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 11 $42.15 $463.65
Disclosure

SEC source: 0000899243-18-023308 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 10 $45.47 $454.70
Disclosure

SEC source: 0000899243-18-015219 · doc4.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,946

F1 · shares: Represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
March 05, 2018 Filed Jun 6, 2018 20:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 11 $40.67 $447.37
Disclosure

SEC source: 0000899243-18-015219 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

F1 · shares: Represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 19:40 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 3,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-003659 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of February 9, 2018, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.