Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC | Tax withholdingCommon Stock | 7,530 | $91.32 | $687,639.60 |
DisclosureSEC source: 0001225208-20-005861 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,082.0271 Read SEC document |
|
| April 01, 2020 Filed Apr 2, 2020 13:22 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Tax withholdingCommon Stock | 22,057 | $91.32 | $2,014,245.24 |
DisclosureSEC source: 0001225208-20-005859 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,734.9949 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC |
Young James MCorporate SVP and CFO
|
Tax withholdingCommon Stock | 6,367 | $91.32 | $581,434.44 |
DisclosureSEC source: 0001225208-20-005870 · doc4.xml · nonDerivative · entry 1 Young James M · CIK 0001610934 · Corporate SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,617 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Tax withholdingCommon Stock | 1,931 | $91.32 | $176,338.92 |
DisclosureSEC source: 0001225208-20-005869 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,752.327 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC |
Tae Michael SCorporate VP, Corp. Strategy
|
Tax withholdingCommon Stock | 947 | $91.32 | $86,480.04 |
DisclosureSEC source: 0001225208-20-005868 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
Tax withholdingCommon Stock | 3,858 | $91.32 | $352,312.56 |
DisclosureSEC source: 0001225208-20-005867 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,444.6729 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC |
PERRY CHRISTOPHER JOHNPresident
|
Tax withholdingCommon Stock | 2,703 | $91.32 | $246,837.96 |
DisclosureSEC source: 0001225208-20-005866 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,749.528 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:22 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Tax withholdingCommon Stock | 1,361 | $91.32 | $124,286.52 |
DisclosureSEC source: 0001225208-20-005860 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,979.8948 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC |
KALENKA ROBERT FCorporate Vice President
|
Tax withholdingCommon Stock | 1,366 | $91.32 | $124,743.12 |
DisclosureSEC source: 0001225208-20-005862 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,871.4097 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:22 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Tax withholdingCommon Stock | 2,938 | $91.32 | $268,298.16 |
DisclosureSEC source: 0001225208-20-005858 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,199.3989 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 13:45 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005518 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,252 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:45 UTC |
keller brettDirector
|
GrantCommon Stock | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005516 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:45 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005519 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:45 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005517 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,118 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 15:55 UTC |
Duelks Robert NDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,100 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-20-004535 · doc4.xml · derivative · entry 3 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 15:55 UTC |
Duelks Robert NDirector
|
SaleCommon Stock | 7,658 | $101.00 | $773,458.00 |
DisclosureSEC source: 0001225208-20-004535 · doc4.xml · nonDerivative · entry 2 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,538 Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 15:55 UTC |
Duelks Robert NDirector
|
Exercise / conversionCommon Stock | 15,100 | $21.94 | $331,294.00 |
DisclosureSEC source: 0001225208-20-004535 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 13:44 UTC |
BRUN LESLIE ADirector
|
SaleCommon Stock | 6,000 | $104.77 | $628,618.20 |
DisclosureSEC source: 0001225208-20-004053 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,860 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.7684 - $104.7950, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 2, 2020 15:48 UTC |
BRUN LESLIE ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,100 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-20-003861 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 2, 2020 15:48 UTC |
BRUN LESLIE ADirector
|
SaleCommon Stock | 4,500 | $105.92 | $476,629.20 |
DisclosureSEC source: 0001225208-20-003861 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,860 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.89 - $106.01, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 2, 2020 15:48 UTC |
BRUN LESLIE ADirector
|
Exercise / conversionCommon Stock | 15,100 | $21.94 | $331,294.00 |
DisclosureSEC source: 0001225208-20-003861 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Dec 7, 2021 21:13 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
PurchaseCommon Stock | 11 | $113.33 | $1,246.65 |
DisclosureSEC source: 0001225208-21-014574 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351.8948 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 20:37 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002004 · doc4.xml · derivative · entry 3 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 11, 2020 10,246 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 11, 2020 10,246 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 11, 2020 10,246 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 11, 2020 10,246 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 20:37 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
Tax withholdingCommon Stock | 3,799 | $119.81 | $455,158.19 |
DisclosureSEC source: 0001225208-20-002004 · doc4.xml · nonDerivative · entry 2 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,452.528 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 20:37 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
Exercise / conversionCommon Stock | 10,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002004 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,251.528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 11, 2020 10,246 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 15:48 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,789 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-20-001796 · doc4.xml · derivative · entry 3 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,930 Underlying: Common Stock · 14,789 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 15:48 UTC |
Taylor Julie R.Corporate VP and CHRO
|
SaleCommon Stock | 12,700 | $120.47 | $1,529,913.12 |
DisclosureSEC source: 0001225208-20-001796 · doc4.xml · nonDerivative · entry 2 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,683.327 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.4050 - $120.5500, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 15:48 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionCommon Stock | 14,789 | $51.95 | $768,288.55 |
DisclosureSEC source: 0001225208-20-001796 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,383.327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 10:55 UTC |
Matlin LauraVP, Deputy GC and CGO
|
GrantStock Option (Right to Buy) · Derivative | 3,920 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001664 · doc4.xml · derivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 Underlying: Common Stock · 3,920 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 10:55 UTC |
Mayadas VijayCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 7,944 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001665 · doc4.xml · derivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,944 Underlying: Common Stock · 7,944 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 10:55 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
GrantStock Option (Right to Buy) · Derivative | 8,357 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001663 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 8,357 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
Gokey Timothy CPresident and CEO
|
GrantStock Option (Right to Buy) · Derivative | 125,877 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001661 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,877 Underlying: Common Stock · 125,877 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 10:54 UTC |
DALY RICHARD JDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 58,037 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001659 · doc4.xml · derivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,037 Underlying: Common Stock · 58,037 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 9,492 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001660 · doc4.xml · derivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,492 Underlying: Common Stock · 9,492 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
Young James MCorporate SVP and CFO
|
GrantStock Option (Right to Buy) · Derivative | 41,580 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001670 · doc4.xml · derivative · entry 1 Young James M · CIK 0001610934 · Corporate SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,580 Underlying: Common Stock · 41,580 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
Taylor Julie R.Corporate VP and CHRO
|
GrantStock Option (Right to Buy) · Derivative | 13,619 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001669 · doc4.xml · derivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,619 Underlying: Common Stock · 13,619 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
Tae Michael SCorporate VP, Corp. Strategy
|
GrantStock Option (Right to Buy) · Derivative | 8,976 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001668 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,976 Underlying: Common Stock · 8,976 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
GrantStock Option (Right to Buy) · Derivative | 39,413 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001666 · doc4.xml · derivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,413 Underlying: Common Stock · 39,413 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
GrantStock Option (Right to Buy) · Derivative | 28,786 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001667 · doc4.xml · derivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,786 Underlying: Common Stock · 28,786 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC |
KALENKA ROBERT FCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 9,182 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001662 · doc4.xml · derivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,182 Underlying: Common Stock · 9,182 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:54 UTC |
Carey Thomas PCorporate VP
|
GrantStock Option (Right to Buy) · Derivative | 15,167 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001658 · doc4.xml · derivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,167 Underlying: Common Stock · 15,167 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:54 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 20,738 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001657 · doc4.xml · derivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,738 Underlying: Common Stock · 20,738 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 19:34 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000454 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,096 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 14:34 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000457 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,516 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 14:34 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000458 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,907 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 14:34 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000458 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,903 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 19:34 UTC |
keller brettDirector
|
GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000455 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,142 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 14:34 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000452 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,260 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 19:34 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000453 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,184 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 19:34 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000456 · doc4.xml · nonDerivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,813 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.