TapewireFind a company

person · Reporting owner

keller brett

Disclosed activity across 2 companies

Tapewire entity
17001
SEC CIK
0001214608

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252DirectorApril 08, 2026April 09, 2026
Booking Holdings Inc.PCLN · Entity 450Chief Marketing OfficerFebruary 24, 2010March 08, 2010

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Report date April 08, 2026 · Filed April 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,968 Ending reported balance After 2026-04-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-08 · Grant · Acquired 54 · Balance 16,942

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Row 2 · 2026-04-08 · Grant · Acquired 26 · Balance 16,968

F2: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F2: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Booking Holdings Inc.

Report date February 24, 2010 · Filed March 08, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,780 Reported balance After 2010-02-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2010-02-24 · Gift · Disposed 250 · Balance 4,780

F1: On February 24, 2010, Mr. Keller made a charitable gift of 250 shares of priceline.com Incoporated common stock, par value $0.008 per share.

Common StockSEC Table I · non-derivativeDirect11,030 Reported balance After 2010-03-05 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2010-03-05 · Grant · Acquired 2,500 · Balance 11,030

F3: On March 5, 2010, performance share units, which were originally issued on March 5, 2007, vested pursuant to their terms and upon the satisfaction of the applicable performance criteria resulting in the issuance of 2,500 shares of priceline.com common stock.

Common StockSEC Table I · non-derivativeDirect9,956 Reported balance After 2010-03-05 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2010-03-05 · Tax withholding · Disposed 1,074 · Balance 9,956

F4: On March 5, 2010, 1,074 shares of priceline.com's common stock were withheld to satisfy certain tax withholding obligations related to the vesting of performance share units of Mr. Keller.

Common StockSEC Table I · non-derivativeDirect8,632 Reported balance After 2010-03-05 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2010-03-05 · Tax withholding · Disposed 1,324 · Balance 8,632

F5: On March 5, 2010, 3,750 shares of priceline.com Incorporated restricted common stock granted to Mr. Keller on March 5, 2007 vested and 1,324 shares of priceline.com common stock were withheld to satisfy certain tax withholding obligations.

2010 Performance Share Unit GrantSEC Table I · non-derivativeDirect2,438 Reported balance After 2010-03-04 transaction · row 2
1 source row

Row 2 · 2010-03-04 · Grant · Acquired 2,438 · Balance 2,438

F2: On March 4, 2010, Mr. Keller was granted 2,438 priceline.com Incorporated (the "Company") performance share units, which represents the "target" number of performance share units. The exact number of shares to be issued to Mr. Keller, which could be as many as one to two times the initial grant, will depend upon, among other things, the Company's financial performance. The shares, if any, will be issued on or about March 1, 2013 or earlier, in the event of, among other things, a termination of employment in certain circumstances.

2008 Performance Share UnitsSEC Table I · non-derivativeDirect3,137 Reported balance Holding disclosure · report date 2010-02-24 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,137

F6: Represents "target" number of performance share units outstanding. The actual number of shares issued, if any, could increase or decrease depending on certain performance factors.

Restricted Stock UnitsSEC Table I · non-derivativeDirect4,839 Reported balance Holding disclosure · report date 2010-02-24 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 4,839

Filing footnotes · ownership attribution and instrument terms

F1: On February 24, 2010, Mr. Keller made a charitable gift of 250 shares of priceline.com Incoporated common stock, par value $0.008 per share.

F2: On March 4, 2010, Mr. Keller was granted 2,438 priceline.com Incorporated (the "Company") performance share units, which represents the "target" number of performance share units. The exact number of shares to be issued to Mr. Keller, which could be as many as one to two times the initial grant, will depend upon, among other things, the Company's financial performance. The shares, if any, will be issued on or about March 1, 2013 or earlier, in the event of, among other things, a termination of employment in certain circumstances.

F3: On March 5, 2010, performance share units, which were originally issued on March 5, 2007, vested pursuant to their terms and upon the satisfaction of the applicable performance criteria resulting in the issuance of 2,500 shares of priceline.com common stock.

F4: On March 5, 2010, 1,074 shares of priceline.com's common stock were withheld to satisfy certain tax withholding obligations related to the vesting of performance share units of Mr. Keller.

F5: On March 5, 2010, 3,750 shares of priceline.com Incorporated restricted common stock granted to Mr. Keller on March 5, 2007 vested and 1,324 shares of priceline.com common stock were withheld to satisfy certain tax withholding obligations.

F6: Represents "target" number of performance share units outstanding. The actual number of shares issued, if any, could increase or decrease depending on certain performance factors.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2026 Filed Apr 9, 2026 18:24 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 26 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004469 · doc4.xml · nonDerivative · entry 2

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 18:24 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 54 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004469 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,942

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
April 07, 2026 Filed Apr 8, 2026 18:00 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004441 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,888

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 16:51 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000318 · doc4.xml · nonDerivative · entry 2

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,711

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 16:51 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000318 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,693

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 15:13 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009848 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,654

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 18:39 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 1,758 $0.00 Strike: $225.61 $0.00
Disclosure

SEC source: 0001225208-25-009245 · doc4.xml · derivative · entry 2

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 1,758 shares

Expires 2035-11-13

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 18:39 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009245 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,516

F1 · price: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 14:35 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008413 · doc4.xml · nonDerivative · entry 2

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,057

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 14:35 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008413 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,041

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 14:25 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008099 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,006

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 16:17 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006467 · doc4.xml · nonDerivative · entry 2

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,885

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 16:17 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006467 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,871

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 16:12 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005930 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,840

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 15:52 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004137 · doc4.xml · nonDerivative · entry 2

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,710

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 15:52 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004137 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,697

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 16:32 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-003506 · doc4.xml · nonDerivative · entry 1

keller brett · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,667

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 18:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionStock Option (Right to Buy) · Derivative 5,771 $0.00 Strike: $56.37 $0.00
Disclosure

SEC source: 0001225208-25-001319 · doc4.xml · derivative · entry 6

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,771 shares

Expires 2025-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 18:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionStock Option (Right to Buy) · Derivative 3,087 $0.00 Strike: $51.43 $0.00
Disclosure

SEC source: 0001225208-25-001319 · doc4.xml · derivative · entry 5

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,087 shares

Expires 2025-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 18:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 SaleCommon Stock 3,566 $240.40 $857,266.76
Disclosure

SEC source: 0001225208-25-001319 · doc4.xml · nonDerivative · entry 4

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,536

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.55 - $241.0763, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 18:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 SaleCommon Stock 1,876 $240.40 $450,990.59
Disclosure

SEC source: 0001225208-25-001319 · doc4.xml · nonDerivative · entry 3

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,102

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.55 - $241.0763, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 18:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionCommon Stock 3,087 $51.43 $158,764.41
Disclosure

SEC source: 0001225208-25-001319 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 18:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionCommon Stock 5,771 $56.37 $325,311.27
Disclosure

SEC source: 0001225208-25-001319 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2025 Filed Jan 10, 2025 20:29 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000531 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,120

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 03, 2025 Filed Jan 10, 2025 20:29 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000531 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 16:50 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010870 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,076

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 19:32 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 1,844 $0.00 Strike: $227.56 $0.00
Disclosure

SEC source: 0001225208-24-009964 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 1,844 shares

Expires 2034-11-14

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 19:32 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009964 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,940

F1 · price: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 16:27 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009201 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,482

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 16:27 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009201 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,468

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 16:12 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-008818 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,436

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 13:28 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007365 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,288

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 13:28 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007365 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,275

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 18:41 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006833 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,245

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 18:22 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004983 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,101

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 18:22 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004983 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,089

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 21:01 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004571 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,059

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 17:27 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000603 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,917

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 17:27 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000603 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,905

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 16:27 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011169 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,874

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 20:20 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 2,241 $0.00 Strike: $176.18 $0.00
Disclosure

SEC source: 0001225208-23-010200 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,241

Underlying: Common Stock · 2,241 shares

Expires 2033-11-09

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 20:20 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010200 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,719

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 13:05 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009421 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,181

F2 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 13:05 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009421 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,169

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 18:17 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009077 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,137

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 16:17 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007409 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,982

F2 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 16:17 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007409 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,971

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · ownership.direct: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 19:54 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006996 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,940

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 19:03 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004664 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,754

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 19:03 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004664 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,742

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.