Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | VP, ICS - Mutual Funds | April 01, 2022 | April 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date April 01, 2022 · Filed April 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,051.91 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Tax withholding · Disposed 905 · Balance 6,051.91 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 15:57 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 905 | $156.31 | $141,460.55 |
DisclosureSEC source: 0001225208-22-005509 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051.91 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:29 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 5,558 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002265 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Common Stock · 5,558 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,820 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 20 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Underlying: Common Stock · 5,820 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,098 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 19 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 4,098 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,100 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 18 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,100 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,806 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 17 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,806 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,259 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 16 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,259 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,089 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 15 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,268 Underlying: Common Stock · 2,089 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 6,828 | $176.11 | $1,202,479.76 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 14 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,956.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 6,422 | $173.78 | $1,116,015.16 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 13 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784.91 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.75 - $174.05, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 5,131 | $176.11 | $903,620.92 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 12 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,206.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,315 | $176.11 | $759,915.08 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 11 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,337.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,639 | $176.11 | $640,864.65 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 10 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,652.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,000 | $176.11 | $528,330.30 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 9 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,291.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 1,913 | $176.11 | $336,898.62 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 8 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,291.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 1,479 | $176.11 | $260,466.84 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 7 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,204.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 1,806 | $50.95 | $92,015.70 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 6 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 2,089 | $117.34 | $245,123.26 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 5 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,877.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,098 | $98.31 | $402,874.38 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 4 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,788.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,259 | $51.95 | $273,205.05 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,690.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,820 | $93.88 | $546,381.60 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 2 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,431.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 8,100 | $67.32 | $545,292.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,611.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 11:36 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011372 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,511.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 14:23 UTC Amendment | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011458 · doc4a.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,511.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 16:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 898 | $154.92 | $139,118.16 |
DisclosureSEC source: 0001225208-21-006449 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,761.91 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 15:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 6,547 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002649 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,547 Underlying: Common Stock · 6,547 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| November 02, 2020 Filed Aug 6, 2021 15:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 40 | $140.33 | $5,613.34 |
DisclosureSEC source: 0001225208-21-011278 · doc5.xml · nonDerivative · entry 4 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 0 Read SEC document |
| November 02, 2020 Filed Aug 6, 2021 15:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 25 | $140.22 | $3,505.38 |
DisclosureSEC source: 0001225208-21-011278 · doc5.xml · nonDerivative · entry 2 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,659.91 Read SEC document |
| September 11, 2020 Filed Aug 6, 2021 15:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | PurchaseCommon Stock | 40 | $134.44 | $5,377.43 |
DisclosureSEC source: 0001225208-21-011278 · doc5.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 40 Read SEC document |
| September 11, 2020 Filed Aug 6, 2021 15:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | PurchaseCommon Stock | 25 | $134.52 | $3,363.03 |
DisclosureSEC source: 0001225208-21-011278 · doc5.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,684.91 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 10:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010348 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,659.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2021. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 13:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 1,269 | $91.32 | $115,885.08 |
DisclosureSEC source: 0001225208-20-005863 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,847.91 Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 10:55 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 8,357 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001663 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 8,357 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 11:13 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 2,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010945 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,116.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 10:36 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 1,393 | $104.99 | $146,251.07 |
DisclosureSEC source: 0001225208-19-006264 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,554.91 Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 14:44 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 8,196 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002254 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,196 Underlying: Common Stock · 8,196 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 12:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 2,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012314 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,947.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2019. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,699 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 12 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 Underlying: Common Stock · 2,699 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,703 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 11 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,703 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,537 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 10 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,537 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,416 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 9 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,806 Underlying: Common Stock · 5,416 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,258 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 8 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 Underlying: Common Stock · 5,258 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 33,191 | $117.45 | $3,898,263.04 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 7 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,095.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.32 - $117.99, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 10,716 | $117.45 | $1,258,587.77 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 6 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,286.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.32 - $117.99, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 2,699 | $67.32 | $181,696.68 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 5 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,002.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,258 | $51.95 | $273,153.10 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 4 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,303.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,416 | $50.95 | $275,945.20 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,045.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,537 | $36.97 | $204,702.89 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 2 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,629.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 20,703 | $36.97 | $765,389.91 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,092.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 15:39 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionFY2015 RSUs · Derivative | 1,192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007127 · doc4.xml · derivative · entry 4 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 2, 2018 1,192 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 2, 2018 1,192 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 2, 2018 1,192 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 2, 2018 1,192 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.