Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Corporate VP, CTO, ICS | April 01, 2022 | April 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date April 01, 2022 · Filed April 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,057 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Tax withholding · Disposed 960 · Balance 8,057 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 960 | $156.31 | $150,057.60 |
DisclosureSEC source: 0001225208-22-005514 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,057 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 19:29 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 6,862 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002272 · doc4.xml · derivative · entry 2 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,312 Underlying: Common Stock · 6,862 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 19:29 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 27,450 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002272 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,450 Underlying: Common Stock · 27,450 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 23,437 | $0.00 Strike: $81.10 | $0.00 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 13 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,437 shares Expires 2027-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,267 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 12 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090 Underlying: Common Stock · 6,267 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,361 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 11 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,361 Underlying: Common Stock · 4,361 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,244 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 10 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732 Underlying: Common Stock · 2,244 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 20,450 | $178.53 | $3,650,836.25 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 9 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,017 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 5,574 | $178.53 | $995,098.35 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 8 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,904 | $178.53 | $696,961.60 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 7 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,041 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 2,563 | $178.53 | $457,559.58 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 6 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,945 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 2,065 | $178.53 | $368,654.13 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 5 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,508 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 2,244 | $117.34 | $263,310.96 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 4 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,361 | $98.31 | $428,729.91 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 3 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 6,267 | $93.88 | $588,345.96 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 2 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 22:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 23,437 | $81.10 | $1,900,740.70 |
DisclosureSEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionRestricted Stock Unit · Derivative | 4,928 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012851 · doc4.xml · derivative · entry 3 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 2,619 | $166.02 | $434,806.38 |
DisclosureSEC source: 0001225208-21-012851 · doc4.xml · nonDerivative · entry 2 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,264 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012851 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011378 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 18:23 UTC Amendment | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011464 · doc4a.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 663 | $154.92 | $102,711.96 |
DisclosureSEC source: 0001225208-21-006454 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,076 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:31 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 7,032 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002655 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,032 Underlying: Common Stock · 7,032 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 14:47 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010353 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2021. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 947 | $91.32 | $86,480.04 |
DisclosureSEC source: 0001225208-20-005868 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 8,976 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001668 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,976 Underlying: Common Stock · 8,976 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 15:13 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 2,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010950 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,758 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:45 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 8,722 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002259 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,722 Underlying: Common Stock · 8,722 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 8,357 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002849 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 8,357 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.