person · Reporting owner

BRUN LESLIE A

Disclosed activity across 6 companies

Tapewire entity: 11736
SEC CIK: 0001217068

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252	Director	October 03, 2024	October 07, 2024
CORNING INC /NYGLW · Entity 2883	Director	February 11, 2026	February 12, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984	Director	May 04, 2018	May 08, 2018
Merck & Co., Inc.MRK · Entity 2807	Director	May 28, 2021	June 02, 2021
Thoma Bravo AdvantageTBA · Entity 143669	Director	January 13, 2021	January 14, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Report date October 03, 2024 · Filed October 07, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	77,433	Reported balance After 2024-10-03 transaction · row 1 1 source row Row 1 · 2024-10-03 · Grant · Acquired 115 · Balance 77,433 F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

CORNING INC /NY

Report date February 11, 2026 · Filed February 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	44,218	Reported balance After 2026-02-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-02-11 · Grant · Acquired 1,806 · Balance 44,218 F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	977	Reported balance Holding disclosure · report date 2026-02-11 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 977 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	1,663	Reported balance Holding disclosure · report date 2026-02-11 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 1,663 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2026-02-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

Hewlett Packard Enterprise Co

Report date May 04, 2018 · Filed May 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	12,493	Reported balance After 2018-05-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-05-04 · Grant · Acquired 12,493 · Balance 12,493 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.
Common StockSEC Table I · non-derivative	Direct	18,847	Reported balance Holding disclosure · report date 2018-05-04 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 18,847 F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
Common StockSEC Table I · non-derivative	IndirectBy Merrill Lynch	15,416.8193	Reported balance Holding disclosure · report date 2018-05-04 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 15,416.8193 F2: The reporting person elected to defer the receipt of these shares of common stock until termination of his service as a member of the Issuer's Board of Directors. Included in Column 5 are 65.81930 DEUs reflecting an adjustment in DEU incremental value.

Filing footnotes · ownership attribution and instrument terms

F1: There is no reportable change since the last filing. This is a reiteration of holdings only.

F2: The reporting person elected to defer the receipt of these shares of common stock until termination of his service as a member of the Issuer's Board of Directors. Included in Column 5 are 65.81930 DEUs reflecting an adjustment in DEU incremental value.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

Merck & Co., Inc.

Report date May 28, 2021 · Filed June 02, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security	Direct	49,719.0553	Reported balance After 2021-05-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-05-28 · Grant · Acquired 2,635.3933 · Balance 49,719.0553 F1: 1-for-1 F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3: Holdings include shares acquired in dividend reinvestment transactions.
Common StockSEC Table I · non-derivative	Direct	1,948	Reported balance Holding disclosure · report date 2021-05-28 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,948

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3: Holdings include shares acquired in dividend reinvestment transactions.

Thoma Bravo Advantage

Report date January 13, 2021 · Filed January 14, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-01-13 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-251772) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date. Includes 2,500,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional Class A ordinary shares.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-251772) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date. Includes 2,500,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional Class A ordinary shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CDK Global, Inc.

Report date July 06, 2022 · Filed July 06, 2022

Section 16 reporting ended · disclosed 2022-07-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-07-06 transaction · row 1 1 source row Row 1 · 2022-07-06 · Disposition to issuer · Disposed 61,762 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), among the Company, Central Parent LLC ("Parent") and Central Merger Sub Inc. ("Merger Sub"), on July 6, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), and, at the effective time of the Merger, each share of common stock, par value $0.01 per share (each, a "Share"), of the Company was canceled and converted into the right to receive $54.87 in cash without interest.
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.67	Direct	0	Reported balance After 2022-07-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-07-06 · Disposition to issuer · Disposed 15,384 · Balance 0 F2: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether then unvested or vested, by virtue of the Merger and without any action by the holder, was canceled and converted into only the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares issuable under such option and (y) the excess, if any, of (i) $54.87 over (ii) the exercise price payable in respect of each Share issuable under such option (the "Option Consideration"); provided, however, that the Option Consideration for each option with an exercise price equal to or greater than $54.87 was $0.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), among the Company, Central Parent LLC ("Parent") and Central Merger Sub Inc. ("Merger Sub"), on July 6, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), and, at the effective time of the Merger, each share of common stock, par value $0.01 per share (each, a "Share"), of the Company was canceled and converted into the right to receive $54.87 in cash without interest.

F2: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether then unvested or vested, by virtue of the Merger and without any action by the holder, was canceled and converted into only the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares issuable under such option and (y) the excess, if any, of (i) $54.87 over (ii) the exercise price payable in respect of each Share issuable under such option (the "Option Consideration"); provided, however, that the Option Consideration for each option with an exercise price equal to or greater than $54.87 was $0.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 11, 2026 Filed Feb 12, 2026 21:46 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	1,806	$0.00	$0.00	Disclosure SEC source: 0000024741-26-000126 · form4.xml · derivative · entry 4 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,218 Underlying: Common Stock · 1,806 shares Expires not disclosed F3 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:05 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	4,519	$0.00	$0.00	Disclosure SEC source: 0001127602-25-004868 · form4.xml · derivative · entry 4 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,412 Underlying: Common Stock · 4,519 shares Expires not disclosed F3 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
October 03, 2024 Filed Oct 7, 2024 12:27 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	115	$0.00	$0.00	Disclosure SEC source: 0001225208-24-009198 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,433 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
August 26, 2024 Filed Aug 27, 2024 10:14 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	9,445	$0.00 Strike: $45.09	$0.00	Disclosure SEC source: 0001225208-24-008242 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,445 shares Expires 2024-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 26, 2024 Filed Aug 27, 2024 10:14 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	5,739	$210.05	$1,205,478.10	Disclosure SEC source: 0001225208-24-008242 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,318 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.885 - $210.225, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
August 26, 2024 Filed Aug 27, 2024 10:14 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	9,445	$45.09	$425,875.05	Disclosure SEC source: 0001225208-24-008242 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 05, 2024 Filed Jul 9, 2024 09:28 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	110	$0.00	$0.00	Disclosure SEC source: 0001225208-24-007362 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,612 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
April 05, 2024 Filed Apr 8, 2024 14:23 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	110	$0.00	$0.00	Disclosure SEC source: 0001225208-24-004988 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,502 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:09 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	7,078	$0.00	$0.00	Disclosure SEC source: 0001127602-24-003972 · form4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,893 Underlying: Common Stock · 7,078 shares Expires not disclosed F3 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
January 05, 2024 Filed Jan 9, 2024 12:27 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	113	$0.00	$0.00	Disclosure SEC source: 0001225208-24-000599 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,392 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 09, 2023 Filed Nov 13, 2023 15:20 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	3,037	$0.00 Strike: $176.18	$0.00	Disclosure SEC source: 0001225208-23-010196 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,037 Underlying: Common Stock · 3,037 shares Expires 2033-11-09 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document
November 09, 2023 Filed Nov 13, 2023 15:20 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	729	$0.00	$0.00	Disclosure SEC source: 0001225208-23-010196 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,279 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
October 05, 2023 Filed Oct 10, 2023 09:05 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	120	$0.00	$0.00	Disclosure SEC source: 0001225208-23-009417 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,550 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
August 11, 2023 Filed Aug 15, 2023 15:52 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	2,000	$181.20	$362,407.40	Disclosure SEC source: 0001225208-23-008241 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,430 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.11 - $181.28, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
July 06, 2023 Filed Jul 10, 2023 12:17 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	118	$0.00	$0.00	Disclosure SEC source: 0001225208-23-007405 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,430 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
June 02, 2023 Filed Jun 5, 2023 13:21 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	14,396	$36.35 Strike: $36.35	$523,294.60	Disclosure SEC source: 0001225208-23-006536 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,396 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 02, 2023 Filed Jun 5, 2023 13:21 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	14,396	$36.35	$523,294.60	Disclosure SEC source: 0001225208-23-006536 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 01, 2023 Filed Jun 1, 2023 17:10 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	1,866	$36.35 Strike: $36.35	$67,829.10	Disclosure SEC source: 0001225208-23-006433 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,396 Underlying: Common Stock · 1,866 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 01, 2023 Filed Jun 1, 2023 17:10 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	6,900	$148.98	$1,027,952.34	Disclosure SEC source: 0001225208-23-006433 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,916 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.9400 - $149.0800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
June 01, 2023 Filed Jun 1, 2023 17:10 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	1,866	$36.35	$67,829.10	Disclosure SEC source: 0001225208-23-006433 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 05, 2023 Filed Apr 5, 2023 15:02 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	137	$0.00	$0.00	Disclosure SEC source: 0001225208-23-004660 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,950 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
February 08, 2023 Filed Feb 9, 2023 21:01 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	6,119	$0.00	$0.00	Disclosure SEC source: 0001127602-23-004189 · form4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,815 Underlying: Common Stock · 6,119 shares Expires not disclosed F4 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
February 08, 2023 Filed Feb 9, 2023 21:01 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	977	$0.00	$0.00	Disclosure SEC source: 0001127602-23-004189 · form4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977 Underlying: Common Stock · 977 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2 · shares: The board of directors were provided the opportunity to voluntarily exchange a portion of any or all of the cash fees payable for service on the board and any committees for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $28,600 of their cash compensation for 977 RSUs. F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
January 05, 2023 Filed Jan 9, 2023 12:13 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	136	$0.00	$0.00	Disclosure SEC source: 0001225208-23-000477 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,813 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 09, 2022 Filed Nov 14, 2022 12:55 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	3,602	$0.00 Strike: $133.74	$0.00	Disclosure SEC source: 0001225208-22-011616 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,602 Underlying: Common Stock · 3,602 shares Expires 2032-11-09 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document
November 09, 2022 Filed Nov 14, 2022 12:55 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	827	$0.00	$0.00	Disclosure SEC source: 0001225208-22-011616 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,677 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
October 05, 2022 Filed Oct 7, 2022 12:39 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	113	$0.00	$0.00	Disclosure SEC source: 0001225208-22-010881 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,850 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
July 06, 2022 Filed Jul 6, 2022 19:15 UTC	CDK Global, Inc. CDK · Entity 125554	Disposition to issuerOption (right to buy) · Derivative	15,384	Not disclosed Strike: $39.67	Not disclosed	Disclosure SEC source: 0000950142-22-002128 · es220267533_4-brun.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,384 shares Expires not disclosed F2 · price: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether then unvested or vested, by virtue of the Merger and without any action by the holder, was canceled and converted into only the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares issuable under such option and (y) the excess, if any, of (i) $54.87 over (ii) the exercise price payable in respect of each Share issuable under such option (the "Option Consideration"); provided, however, that the Option Consideration for each option with an exercise price equal to or greater than $54.87 was $0. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether then unvested or vested, by virtue of the Merger and without any action by the holder, was canceled and converted into only the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares issuable under such option and (y) the excess, if any, of (i) $54.87 over (ii) the exercise price payable in respect of each Share issuable under such option (the "Option Consideration"); provided, however, that the Option Consideration for each option with an exercise price equal to or greater than $54.87 was $0. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether then unvested or vested, by virtue of the Merger and without any action by the holder, was canceled and converted into only the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares issuable under such option and (y) the excess, if any, of (i) $54.87 over (ii) the exercise price payable in respect of each Share issuable under such option (the "Option Consideration"); provided, however, that the Option Consideration for each option with an exercise price equal to or greater than $54.87 was $0. Read SEC document
July 06, 2022 Filed Jul 6, 2022 19:15 UTC	CDK Global, Inc. CDK · Entity 125554	Disposition to issuerCommon Stock	61,762	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-22-002128 · es220267533_4-brun.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), among the Company, Central Parent LLC ("Parent") and Central Merger Sub Inc. ("Merger Sub"), on July 6, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), and, at the effective time of the Merger, each share of common stock, par value $0.01 per share (each, a "Share"), of the Company was canceled and converted into the right to receive $54.87 in cash without interest. Read SEC document
July 06, 2022 Filed Jul 7, 2022 16:35 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	109	$0.00	$0.00	Disclosure SEC source: 0001225208-22-008709 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,737 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
April 05, 2022 Filed Apr 7, 2022 14:11 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	101	$0.00	$0.00	Disclosure SEC source: 0001225208-22-005674 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,628 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
February 15, 2022 Filed Feb 15, 2022 15:59 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	18,899	$22.67 Strike: $22.67	$428,440.33	Disclosure SEC source: 0001225208-22-002151 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,899 shares Expires 2022-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 15, 2022 Filed Feb 15, 2022 15:59 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Tax withholdingCommon Stock	13,865	$147.06	$2,039,042.36	Disclosure SEC source: 0001225208-22-002151 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,527 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.79 - $147.77, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document
February 15, 2022 Filed Feb 15, 2022 15:59 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	18,899	$22.67	$428,440.33	Disclosure SEC source: 0001225208-22-002151 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:11 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	4,797	$42.74	$205,023.78	Disclosure SEC source: 0001127602-22-003186 · form4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,696 Underlying: Common Stock · 4,797 shares Expires not disclosed F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
January 05, 2022 Filed Jan 7, 2022 12:25 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	91	$0.00	$0.00	Disclosure SEC source: 0001225208-22-000575 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,493 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 18, 2021 Filed Nov 18, 2021 14:22 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	17,113	$0.00 Strike: $21.29	$0.00	Disclosure SEC source: 0001225208-21-013949 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,113 shares Expires 2022-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 18, 2021 Filed Nov 18, 2021 14:22 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	17,113	$21.29	$364,335.77	Disclosure SEC source: 0001225208-21-013949 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 18, 2021 Filed Nov 22, 2021 12:05 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	3,158	$0.00 Strike: $173.00	$0.00	Disclosure SEC source: 0001225208-21-014013 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,158 Underlying: Common Stock · 3,158 shares Expires 2031-11-18 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document
November 18, 2021 Filed Nov 22, 2021 12:05 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	649	$0.00	$0.00	Disclosure SEC source: 0001225208-21-014013 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,402 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 15, 2021 Filed Nov 16, 2021 18:30 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	1,785	$0.00	$0.00	Disclosure SEC source: 0000950142-21-003738 · es210203276_4-brun.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,762 F2 · shares: The reported transaction reflects the grant of Deferred Stock Units under the Issuer's 2014 Omnibus Award and represents a like number of shares of the Issuer's common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of the Issuer's common stock. Read SEC document
November 15, 2021 Filed Nov 16, 2021 18:30 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	4,761	$0.00	$0.00	Disclosure SEC source: 0000950142-21-003738 · es210203276_4-brun.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,977 F1 · shares: The reported transaction reflects the grant of Restricted Stock Units under the Issuer's 2014 Omnibus Award Plan and represents a like number of shares of the Issuer's common stock. These Restricted Stock Units vest in full at the earlier of November 11, 2022 and the Issuer's next annual meeting of stockholders. Upon vesting these Restricted Stock Units will be deferred and settled in shares of the Issuer's common stock 180 days after the date the Reporting Person ceases to be a member of the Issuer's board of directors. Read SEC document
October 05, 2021 Filed Oct 6, 2021 14:56 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	95	$0.00	$0.00	Disclosure SEC source: 0001225208-21-012992 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,640 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
July 02, 2021 Filed Jul 6, 2021 11:30 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	85	$0.00	$0.00	Disclosure SEC source: 0001225208-21-010153 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,545 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
May 28, 2021 Filed Jun 2, 2021 17:42 UTC	Merck & Co., Inc. MRK · Entity 2807	GrantPhantom Stock · Derivative	2,635.3933	$75.89	$200,000.00	Disclosure SEC source: 0001127602-21-018647 · form4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,719.0553 Underlying: Common Stock · 2,635.3933 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document
April 02, 2021 Filed Apr 5, 2021 14:46 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	90	$0.00	$0.00	Disclosure SEC source: 0001225208-21-006393 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,460 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
February 12, 2021 Filed Feb 12, 2021 16:45 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	7,869	$0.00 Strike: $22.90	$0.00	Disclosure SEC source: 0001225208-21-002406 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,869 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 12, 2021 Filed Feb 12, 2021 16:45 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	4,550	$147.52	$671,226.92	Disclosure SEC source: 0001225208-21-002406 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,370 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.44 - $147.5850, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
February 12, 2021 Filed Feb 12, 2021 16:45 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	7,869	$22.90	$180,200.10	Disclosure SEC source: 0001225208-21-002406 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 03, 2021 Filed Feb 4, 2021 21:23 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	5,366	$0.00	$0.00	Disclosure SEC source: 0001127602-21-003954 · form4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,899 Underlying: Common Stock · 5,366 shares Expires not disclosed F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.