Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | CVP and Sr. Advisor to the CEO | August 24, 2021 | August 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date August 24, 2021 · Filed August 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,397.3989 |
Reported balance
After 2021-08-24 transaction · row 1
1 source rowRow 1 · 2021-08-24 · Sale · Disposed 5,500 · Balance 11,397.3989 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2021 Filed Aug 25, 2021 15:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 5,500 | $171.72 | $944,442.95 |
DisclosureSEC source: 0001225208-21-011716 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · CVP and Sr. Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,397.3989 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:36 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011366 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,897.3989 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 2,426 | $154.92 | $375,835.92 |
DisclosureSEC source: 0001225208-21-006446 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,554.3989 Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,178 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 13 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,179 Underlying: Common Stock · 4,178 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,154 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 12 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,309 Underlying: Common Stock · 5,154 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,400 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 11 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,184 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 10 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,554 Underlying: Common Stock · 5,184 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,940 | $148.49 | $733,557.40 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 9 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,980.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,755 | $148.49 | $706,086.12 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 8 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,920.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,716 | $148.49 | $700,294.87 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 7 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,675.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,825 | $148.49 | $567,987.26 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 6 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,391.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 2,700 | $148.49 | $400,932.18 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 5 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,216.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,178 | $93.88 | $392,230.64 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 4 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,916.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,154 | $98.31 | $506,689.74 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 3 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,738.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,184 | $117.34 | $608,290.56 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 2 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,584.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,400 | $67.32 | $363,528.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,400.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 16,246 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002644 · doc4.xml · derivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,246 Underlying: Common Stock · 16,246 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,179 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 13 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 4,179 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,154 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 12 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,463 Underlying: Common Stock · 5,154 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,399 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 11 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 5,399 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,573 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 10 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,573 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 8,000 | $138.37 | $1,106,971.20 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 9 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 5,619 | $138.37 | $777,508.90 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 8 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,814 | $138.37 | $666,119.92 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 7 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,619.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,757 | $138.37 | $658,232.75 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 6 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,433.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,872 | $138.37 | $535,774.06 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 5 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,190.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,179 | $93.88 | $392,324.52 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 4 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,062.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,154 | $98.31 | $506,689.74 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 3 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,883.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,399 | $67.32 | $363,460.68 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 2 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,729.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 6,573 | $51.95 | $341,467.35 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,330.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 14:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 4,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010342 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,757.3989 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2021. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 2,938 | $91.32 | $268,298.16 |
DisclosureSEC source: 0001225208-20-005858 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,199.3989 Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:54 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 20,738 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001657 · doc4.xml · derivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,738 Underlying: Common Stock · 20,738 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 15:13 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010939 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,137.3989 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,178 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · derivative · entry 13 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,536 Underlying: Common Stock · 4,178 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,400 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · derivative · entry 12 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,799 Underlying: Common Stock · 5,400 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,556 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · derivative · entry 11 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,556 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,573 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · derivative · entry 10 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,573 Underlying: Common Stock · 6,573 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 5,567 | $128.92 | $717,703.21 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 9 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,619.3989 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.08 - $129.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,736 | $128.91 | $610,528.65 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 8 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,186.3989 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.07 - $129.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,695 | $128.92 | $605,287.85 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 7 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,922.3989 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.92 - $129.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,882 | $128.92 | $500,449.97 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 6 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,617.3989 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.07 - $129.61, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 2,000 | $128.98 | $257,959.80 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 5 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,499.3989 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.58 - $129.48, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,178 | $93.88 | $392,230.64 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 4 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,499.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,400 | $67.32 | $363,528.00 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 3 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,321.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,556 | $50.95 | $283,078.20 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 2 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,921.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 15:22 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 6,573 | $51.95 | $341,467.35 |
DisclosureSEC source: 0001225208-19-009559 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,365.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 22, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 14:35 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 2,795 | $104.99 | $293,447.05 |
DisclosureSEC source: 0001225208-19-006259 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,792.3989 Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:44 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 20,617 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002248 · doc4.xml · derivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,617 Underlying: Common Stock · 20,617 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 16:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 5,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012308 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,587.3989 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.