Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Corporate Vice President | April 01, 2022 | April 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date April 01, 2022 · Filed April 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,554.756 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Tax withholding · Disposed 671 · Balance 30,554.756 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 15:57 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 671 | $156.31 | $104,884.01 |
DisclosureSEC source: 0001225208-22-005511 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,554.756 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:29 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 5,490 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002267 · doc4.xml · derivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,940 Underlying: Common Stock · 5,490 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:29 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 27,450 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002267 · doc4.xml · derivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,450 Underlying: Common Stock · 27,450 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,029 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 18 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343 Underlying: Common Stock · 4,029 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,604 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 17 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604 Underlying: Common Stock · 3,604 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,299 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 16 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,299 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,222 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 15 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,222 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,696 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 14 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,696 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,986 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 13 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,958 Underlying: Common Stock · 1,986 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 6,134 | $174.00 | $1,067,316.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 12 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,225.756 Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 5,477 | $174.00 | $952,998.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 11 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,359.756 Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,845 | $174.00 | $843,030.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 10 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,836.756 Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,634 | $174.00 | $632,316.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 9 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,681.756 Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 3,270 | $174.00 | $568,980.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 8 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,315.756 Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 1,848 | $174.00 | $321,552.00 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 7 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,585.756 Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 1,986 | $117.34 | $233,037.24 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 6 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,433.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 3,604 | $98.31 | $354,309.24 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 5 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,447.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,029 | $93.88 | $378,242.52 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 4 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,843.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,696 | $51.95 | $295,907.20 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 3 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,814.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 6,299 | $67.32 | $424,048.68 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,118.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 14:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 7,222 | $50.95 | $367,960.90 |
DisclosureSEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,819.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,312 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · derivative · entry 12 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,312 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 1,093 | $169.42 | $185,176.17 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 8 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,597.756 Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 1,312 | $36.97 | $48,504.64 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 7 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,690.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,391 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · derivative · entry 11 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312 Underlying: Common Stock · 19,391 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,115 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · derivative · entry 10 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,115 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 16,154 | $171.10 | $2,763,896.09 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 6 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,378.756 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.00 - $171.81, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 4,261 | $171.10 | $729,043.04 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 5 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,532.756 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.00 - $171.81, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,115 | $36.97 | $189,101.55 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 4 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,793.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 19,391 | $36.97 | $716,885.27 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 3 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,678.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,083 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · derivative · entry 9 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,115 Underlying: Common Stock · 2,083 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 1,735 | $171.00 | $296,685.00 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287.756 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 2,083 | $36.97 | $77,008.51 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,022.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 11:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011374 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,939.756 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 14:23 UTC Amendment | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011460 · doc4a.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,939.756 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 16:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 617 | $154.92 | $95,585.64 |
DisclosureSEC source: 0001225208-21-006451 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,275.756 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 15:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 6,223 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002651 · doc4.xml · derivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,223 Underlying: Common Stock · 6,223 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 10:47 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010350 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,892.756 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2021. Read SEC document |
| June 04, 2020 Filed Jun 4, 2020 16:20 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,706 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008640 · doc4.xml · derivative · entry 3 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 13,706 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 4, 2020 16:20 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 11,180 | $123.31 | $1,378,574.50 |
DisclosureSEC source: 0001225208-20-008640 · doc4.xml · nonDerivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,299.756 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.06 - $123.79, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 04, 2020 Filed Jun 4, 2020 16:20 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 13,706 | $26.00 | $356,356.00 |
DisclosureSEC source: 0001225208-20-008640 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,479.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 12:00 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,706 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008416 · doc4.xml · derivative · entry 3 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,706 Underlying: Common Stock · 13,706 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 12:00 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 11,191 | $121.28 | $1,357,265.74 |
DisclosureSEC source: 0001225208-20-008416 · doc4.xml · nonDerivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,773.756 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.09 - $121.655, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 12:00 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 13,706 | $26.00 | $356,356.00 |
DisclosureSEC source: 0001225208-20-008416 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,964.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 13:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 693 | $91.32 | $63,284.76 |
DisclosureSEC source: 0001225208-20-005865 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,258.756 Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 10:55 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 7,944 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001665 · doc4.xml · derivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,944 Underlying: Common Stock · 7,944 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 09:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-19-011951 · doc4.xml · derivative · entry 3 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,412 Underlying: Common Stock · 25,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 09:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 20,334 | $129.14 | $2,625,985.63 |
DisclosureSEC source: 0001225208-19-011951 · doc4.xml · nonDerivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,951.756 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.00 - $129.42, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 09:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 25,000 | $26.00 | $650,000.00 |
DisclosureSEC source: 0001225208-19-011951 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,285.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 11:13 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010947 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,285.756 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.