Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC | Tax withholdingCommon Stock | 5,918 | $154.92 | $916,816.56 |
DisclosureSEC source: 0001225208-21-006445 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,318.0271 Read SEC document |
|
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC | Tax withholdingCommon Stock | 3,855 | $154.92 | $597,216.60 |
DisclosureSEC source: 0001225208-21-006445 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,236.0271 Read SEC document |
|
| April 01, 2021 Filed Apr 5, 2021 16:25 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Tax withholdingCommon Stock | 15,168 | $154.92 | $2,349,826.56 |
DisclosureSEC source: 0001225208-21-006455 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,010.9949 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:24 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Tax withholdingCommon Stock | 1,013 | $154.92 | $156,933.96 |
DisclosureSEC source: 0001225208-21-006447 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,941.8948 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:25 UTC |
Tae Michael SCorporate VP, Corp. Strategy
|
Tax withholdingCommon Stock | 663 | $154.92 | $102,711.96 |
DisclosureSEC source: 0001225208-21-006454 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,076 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:25 UTC |
PERRY CHRISTOPHER JOHNPresident
|
Tax withholdingCommon Stock | 2,024 | $154.92 | $313,558.08 |
DisclosureSEC source: 0001225208-21-006452 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,445.528 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:25 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
Tax withholdingCommon Stock | 3,032 | $154.92 | $469,717.44 |
DisclosureSEC source: 0001225208-21-006453 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,125.6729 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Tax withholdingCommon Stock | 2,426 | $154.92 | $375,835.92 |
DisclosureSEC source: 0001225208-21-006446 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,554.3989 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
KALENKA ROBERT FCorporate Vice President
|
Tax withholdingCommon Stock | 979 | $154.92 | $151,666.68 |
DisclosureSEC source: 0001225208-21-006448 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,083.4097 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Exercise / conversionFY2018 RSUs · Derivative | 340 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006444 · doc4.xml · derivative · entry 4 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2021 340 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2021 340 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2021 340 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2021 340 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Tax withholdingCommon Stock | 214 | $154.92 | $33,152.88 |
DisclosureSEC source: 0001225208-21-006444 · doc4.xml · nonDerivative · entry 3 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935.799 F2 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 409 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Tax withholdingCommon Stock | 165 | $154.92 | $25,561.80 |
DisclosureSEC source: 0001225208-21-006444 · doc4.xml · nonDerivative · entry 2 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,149.799 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Exercise / conversionCommon Stock | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006444 · doc4.xml · nonDerivative · entry 1 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,314.799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2021 340 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 10:49 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005558 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,888 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 14:48 UTC |
keller brettDirector
|
GrantCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005556 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,882 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 14:49 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005559 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 14:48 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005557 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,738.102 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 19:14 UTC |
Reese EdmundCorporate VP and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004010 · doc4.xml · derivative · entry 3 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,685 Underlying: Common Stock · 2,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 28, 2021 2,672 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 28, 2021 2,672 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 28, 2021 2,672 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 28, 2021 2,672 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 19:14 UTC |
Reese EdmundCorporate VP and CFO
|
Tax withholdingCommon Stock | 1,423 | $142.49 | $202,763.27 |
DisclosureSEC source: 0001225208-21-004010 · doc4.xml · nonDerivative · entry 2 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,723 Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 19:14 UTC |
Reese EdmundCorporate VP and CFO
|
Exercise / conversionCommon Stock | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004010 · doc4.xml · nonDerivative · entry 1 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on February 28, 2021 2,672 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,178 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 13 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,179 Underlying: Common Stock · 4,178 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,154 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 12 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,309 Underlying: Common Stock · 5,154 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,400 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 11 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,184 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · derivative · entry 10 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,554 Underlying: Common Stock · 5,184 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 4,940 | $148.49 | $733,557.40 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 9 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,980.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 4,755 | $148.49 | $706,086.12 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 8 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,920.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 4,716 | $148.49 | $700,294.87 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 7 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,675.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 3,825 | $148.49 | $567,987.26 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 6 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,391.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 2,700 | $148.49 | $400,932.18 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 5 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,216.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 4,178 | $93.88 | $392,230.64 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 4 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,916.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 5,154 | $98.31 | $506,689.74 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 3 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,738.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 5,184 | $117.34 | $608,290.56 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 2 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,584.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:24 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 5,400 | $67.32 | $363,528.00 |
DisclosureSEC source: 0001225208-21-003109 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,400.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 16:45 UTC |
BRUN LESLIE ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,869 | $0.00 Strike: $22.90 | $0.00 |
DisclosureSEC source: 0001225208-21-002406 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,869 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 16:45 UTC |
BRUN LESLIE ADirector
|
SaleCommon Stock | 4,550 | $147.52 | $671,226.92 |
DisclosureSEC source: 0001225208-21-002406 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,370 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.44 - $147.5850, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 16:45 UTC |
BRUN LESLIE ADirector
|
Exercise / conversionCommon Stock | 7,869 | $22.90 | $180,200.10 |
DisclosureSEC source: 0001225208-21-002406 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 15:30 UTC |
Matlin LauraVP, Deputy GC and CGO
|
GrantStock Option (Right to Buy) · Derivative | 3,071 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002650 · doc4.xml · derivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,071 Underlying: Common Stock · 3,071 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 15:30 UTC |
Mayadas VijayCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 6,223 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002651 · doc4.xml · derivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,223 Underlying: Common Stock · 6,223 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 15:30 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
GrantStock Option (Right to Buy) · Derivative | 6,547 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002649 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,547 Underlying: Common Stock · 6,547 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC | GrantStock Option (Right to Buy) · Derivative | 109,117 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002647 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,117 Underlying: Common Stock · 109,117 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
|
| February 12, 2021 Filed Feb 17, 2021 16:48 UTC |
DALY RICHARD JDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 4,849 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002751 · doc4.xml · derivative · entry 7 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,849 Underlying: Common Stock · 4,849 shares Expires 2031-02-12 F2 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:07 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
GrantStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002781 · doc4.xml · derivative · entry 1 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:31 UTC |
Tae Michael SCorporate VP, Corp. Strategy
|
GrantStock Option (Right to Buy) · Derivative | 7,032 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002655 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,032 Underlying: Common Stock · 7,032 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:31 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
GrantStock Option (Right to Buy) · Derivative | 24,975 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002654 · doc4.xml · derivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,975 Underlying: Common Stock · 24,975 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC |
Reese EdmundCorporate VP and CFO
|
GrantStock Option (Right to Buy) · Derivative | 12,124 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002653 · doc4.xml · derivative · entry 1 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,124 Underlying: Common Stock · 12,124 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC |
PERRY CHRISTOPHER JOHNPresident
|
GrantStock Option (Right to Buy) · Derivative | 30,876 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002652 · doc4.xml · derivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,876 Underlying: Common Stock · 30,876 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC |
KALENKA ROBERT FCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 7,193 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002648 · doc4.xml · derivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,193 Underlying: Common Stock · 7,193 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 7,436 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002646 · doc4.xml · derivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,436 Underlying: Common Stock · 7,436 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC |
Carey Thomas PCorporate VP
|
GrantStock Option (Right to Buy) · Derivative | 14,548 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002645 · doc4.xml · derivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,548 Underlying: Common Stock · 14,548 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 16,246 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002644 · doc4.xml · derivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,246 Underlying: Common Stock · 16,246 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.