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NYSE · USD

BNY

Bank of New York Mellon Corp

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Tapewire entity
2899
SEC CIK
0001390777
Parsed reports
859

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
SaleCommon Stock 86,180 $48.45 $4,175,636.45
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,495.391

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.35 to $48.52. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversionCommon Stock 86,180 $42.83 $3,691,089.40
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,675.391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC
GIBBONS THOMAS PVice Chairman & CFO
Exercise / conversion07/23/2007 Stock Options · Derivative 16,320 Not disclosed Strike: $44.59 Not disclosed
Disclosure

SEC source: 0001209191-16-154945 · doc4.xml · derivative · entry 10

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,320 shares

Expires 2017-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not Applicable

F3 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC
GIBBONS THOMAS PVice Chairman & CFO
Exercise / conversion04/02/2007 Stock Options · Derivative 43,161 Not disclosed Strike: $42.83 Not disclosed
Disclosure

SEC source: 0001209191-16-154945 · doc4.xml · derivative · entry 9

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,161 shares

Expires 2017-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not Applicable

F3 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC
GIBBONS THOMAS PVice Chairman & CFO
SaleCommon Stock 9,739 $48.85 $475,711.19
Disclosure

SEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 5

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #1

Disclosed balance after: 0

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC
GIBBONS THOMAS PVice Chairman & CFO
SaleCommon Stock 16,320 $48.42 $790,227.46
Disclosure

SEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 4

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,761.7843

F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.435 Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC
GIBBONS THOMAS PVice Chairman & CFO
Exercise / conversionCommon Stock 16,320 $44.59 $727,708.80
Disclosure

SEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 3

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,081.7843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC
GIBBONS THOMAS PVice Chairman & CFO
SaleCommon Stock 43,161 $48.42 $2,089,825.41
Disclosure

SEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,761.7843

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.36 to $48.455. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC
GIBBONS THOMAS PVice Chairman & CFO
Exercise / conversionCommon Stock 43,161 $42.83 $1,848,585.63
Disclosure

SEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,922.7843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Aug 10, 2017 20:36 UTC
GIBBONS THOMAS PVice Chairman & CFO
Exercise / conversion3/10/2008 Stock Options · Derivative 184,380 Not disclosed Strike: $42.31 Not disclosed
Disclosure

SEC source: 0001209191-17-048428 · doc4.xml · derivative · entry 6

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 184,380 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not Applicable

F2 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2008, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2018.

Read SEC document
November 21, 2016 Filed Feb 10, 2017 22:22 UTC
HASSELL GERALD LDirector · Chairman & CEO
GiftCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-009656 · doc5.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,495.391

F1 · price: Not Applicable.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:47 UTC GrantCommon Stock 262.243 $44.26 $11,607.01
Disclosure

SEC source: 0001209191-16-149840 · doc4.xml · nonDerivative · entry 1

REIN CATHERIN A · CIK 0001176294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,867.4054

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:41 UTC GrantCommon Stock 121.765 $44.26 $5,389.38
Disclosure

SEC source: 0001209191-16-149824 · doc4.xml · nonDerivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,486.819

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:48 UTC GrantCommon Stock 66.576 $44.26 $2,946.69
Disclosure

SEC source: 0001209191-16-149845 · doc4.xml · nonDerivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,537.419

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversion07/21/2008 Stock Options · Derivative 17,609 Not disclosed Strike: $34.63 Not disclosed
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 18

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,609 shares

Expires 2018-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversion03/10/2008 Stock Options · Derivative 109,412 Not disclosed Strike: $42.31 Not disclosed
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 17

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,412 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversion07/23/2007 Stock Options · Derivative 8,964 Not disclosed Strike: $44.59 Not disclosed
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 16

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,964 shares

Expires 2017-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversion04/02/2007 Stock Options · Derivative 24,198 Not disclosed Strike: $42.83 Not disclosed
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 15

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,198 shares

Expires 2017-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversion03/13/2007 Stock Options · Derivative 52,102 Not disclosed Strike: $40.40 Not disclosed
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 14

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,102 shares

Expires 2017-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversion02/23/2012 Stock Options · Derivative 32,580 Not disclosed Strike: $22.03 Not disclosed
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 13

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,580 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
SaleCommon Stock 17,609 $46.27 $814,826.54
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 12

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,011.0401

F6 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.145 to $46.495. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversionCommon Stock 17,609 $34.63 $609,799.67
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 11

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,620.0401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
SaleCommon Stock 109,412 $45.97 $5,030,107.29
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 10

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,011.0401

F5 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.705 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversionCommon Stock 109,412 $42.31 $4,629,221.72
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 9

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,423.0401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
SaleCommon Stock 8,964 $46.11 $413,305.84
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 8

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,011.0401

F4 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.79 to $46.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversionCommon Stock 8,964 $44.59 $399,704.76
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 7

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,975.0401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
SaleCommon Stock 24,198 $46.31 $1,120,519.85
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 6

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,011.0401

F3 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.1401 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversionCommon Stock 24,198 $42.83 $1,036,400.34
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 5

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,209.0401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
SaleCommon Stock 52,102 $46.14 $2,403,866.45
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 4

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,011.0401

F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.765 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversionCommon Stock 52,102 $40.40 $2,104,920.80
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 3

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,113.0401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
SaleCommon Stock 32,580 $46.18 $1,504,563.95
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 2

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,011.0401

F1 · shares: Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:42 UTC
Peetz Karen BPresident
Exercise / conversionCommon Stock 32,580 $22.03 $717,737.40
Disclosure

SEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 1

Peetz Karen B · CIK 0001343152 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,591.0401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Feb 10, 2017 22:22 UTC
HASSELL GERALD LDirector · Chairman & CEO
GiftCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-009656 · doc5.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,495.391

F1 · price: Not Applicable.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 21:47 UTC
Shea Brian TVice Chairman
SaleCommon Stock 74,362 $42.94 $3,193,238.13
Disclosure

SEC source: 0001209191-16-148887 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,894.4645

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.905 to $43.005. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 21:13 UTC
HASSELL GERALD LDirector · Chairman & CEO
SaleCommon Stock 20,000 $34.35 $687,024.00
Disclosure

SEC source: 0001209191-16-147984 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust #2

Disclosed balance after: 22,140

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.34 to $43.38. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 21:13 UTC
HASSELL GERALD LDirector · Chairman & CEO
SaleCommon Stock 20,000 $34.35 $687,024.00
Disclosure

SEC source: 0001209191-16-147984 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 22,140

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.34 to $43.38. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 17:00 UTC
Harris Mitchell E.Sr. Executive Vice President
SaleCommon Stock 28,779 $43.55 $1,253,466.47
Disclosure

SEC source: 0001209191-16-147012 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,195.5127

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.525 to $43.585. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 21:01 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversion03/13/2007 Stock Options · Derivative 191,042 Not disclosed Strike: $40.40 Not disclosed
Disclosure

SEC source: 0001209191-16-147013 · doc4.xml · derivative · entry 7

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 191,042 shares

Expires 2017-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not Applicable

F3 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments of one-third each beginning on the date indicated.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 21:01 UTC
HASSELL GERALD LDirector · Chairman & CEO
SaleCommon Stock 191,042 $43.22 $8,256,051.97
Disclosure

SEC source: 0001209191-16-147013 · doc4.xml · nonDerivative · entry 3

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,176.0604

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.17 to $43.42. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 21:01 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversionCommon Stock 191,042 $40.40 $7,718,096.80
Disclosure

SEC source: 0001209191-16-147013 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,218.0604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 24, 2016 Filed Oct 26, 2016 21:01 UTC
HASSELL GERALD LDirector · Chairman & CEO
GiftCommon Stock 11,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147013 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,176.0604

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October 24, 2016 Filed Oct 26, 2016 21:00 UTC
GIBBONS THOMAS PVice Chairman & CFO
Exercise / conversion03/13/2007 Stock Options · Derivative 79,022 Not disclosed Strike: $40.40 Not disclosed
Disclosure

SEC source: 0001209191-16-147011 · doc4.xml · derivative · entry 7

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,022 shares

Expires 2017-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not Applicable

F2 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments of one-third each beginning on the date indicated.

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October 24, 2016 Filed Oct 26, 2016 21:00 UTC
GIBBONS THOMAS PVice Chairman & CFO
SaleCommon Stock 79,022 $43.20 $3,413,884.74
Disclosure

SEC source: 0001209191-16-147011 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,588.0383

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.12 to $43.42. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

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October 24, 2016 Filed Oct 26, 2016 21:00 UTC
GIBBONS THOMAS PVice Chairman & CFO
Exercise / conversionCommon Stock 79,022 $40.40 $3,192,488.80
Disclosure

SEC source: 0001209191-16-147011 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,610.0383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 21:11 UTC GrantCOMMON STOCK 1,196.775 $39.69 $47,500.00
Disclosure

SEC source: 0001209191-16-145055 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,652.6926

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

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October 03, 2016 Filed Oct 5, 2016 21:11 UTC GrantCOMMON STOCK 818.8461 $39.69 $32,500.00
Disclosure

SEC source: 0001209191-16-145057 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,861.9164

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

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October 03, 2016 Filed Oct 5, 2016 21:12 UTC GrantCommon Stock 692.8697 $39.69 $27,500.00
Disclosure

SEC source: 0001209191-16-145060 · doc4.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875.6823

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

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September 23, 2016 Filed Sep 27, 2016 20:48 UTC
Herena MoniqueSr. Executive Vice President
Tax withholdingCommon Stock 9,769 $40.20 $392,713.80
Disclosure

SEC source: 0001209191-16-142904 · doc4.xml · nonDerivative · entry 1

Herena Monique · CIK 0001606897 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,420

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

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August 14, 2014 Filed Dec 27, 2019 21:43 UTC Grantcommon stock 10,000,000 $38.36 $383,600,000.00
Disclosure

SEC source: 0001640072-19-000003 · primary_doc.xml · nonDerivative · entry 1

Grupp Ronald Scott · CIK 0001640072 · S-8 shares

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.