Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | President | November 10, 2016 | November 14, 2016 |
| CITIGROUP INCC · Entity 2837 | Chief Administrative Officer | February 16, 2023 | February 21, 2023 |
| Trane Technologies plcTT · Entity 2921 | Director | April 06, 2022 | April 08, 2022 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | April 24, 2018 | April 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date November 10, 2016 · Filed November 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 157,011.0401 |
Ending reported balance
After 2016-11-10 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2016-11-10 · Exercise / conversion · Acquired 32,580 · Balance 189,591.0401 Row 2 · 2016-11-10 · Sale · Disposed 32,580 · Balance 157,011.0401 F1: Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Row 3 · 2016-11-10 · Exercise / conversion · Acquired 52,102 · Balance 209,113.0401 Row 4 · 2016-11-10 · Sale · Disposed 52,102 · Balance 157,011.0401 F2: Represents the weighted average price of shares sold with actual prices ranging from $45.765 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Row 5 · 2016-11-10 · Exercise / conversion · Acquired 24,198 · Balance 181,209.0401 Row 6 · 2016-11-10 · Sale · Disposed 24,198 · Balance 157,011.0401 F3: Represents the weighted average price of shares sold with actual prices ranging from $46.1401 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Row 7 · 2016-11-10 · Exercise / conversion · Acquired 8,964 · Balance 165,975.0401 Row 8 · 2016-11-10 · Sale · Disposed 8,964 · Balance 157,011.0401 F4: Represents the weighted average price of shares sold with actual prices ranging from $45.79 to $46.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Row 9 · 2016-11-10 · Exercise / conversion · Acquired 109,412 · Balance 266,423.0401 Row 10 · 2016-11-10 · Sale · Disposed 109,412 · Balance 157,011.0401 F5: Represents the weighted average price of shares sold with actual prices ranging from $45.705 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Row 11 · 2016-11-10 · Exercise / conversion · Acquired 17,609 · Balance 174,620.0401 Row 12 · 2016-11-10 · Sale · Disposed 17,609 · Balance 157,011.0401 F6: Represents the weighted average price of shares sold with actual prices ranging from $46.145 to $46.495. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. |
| 02/23/2012 Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $22.03 · Expires 2022-02-22 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-11-10 · Exercise / conversion · Disposed 32,580 · Balance 0 F8: Not Applicable. F7: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. |
| 03/13/2007 Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.40 · Expires 2017-03-13 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-11-10 · Exercise / conversion · Disposed 52,102 · Balance 0 F8: Not Applicable. F7: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. |
| 04/02/2007 Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $42.83 · Expires 2017-04-02 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-11-10 · Exercise / conversion · Disposed 24,198 · Balance 0 F8: Not Applicable. F7: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. |
| 07/23/2007 Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $44.59 · Expires 2017-07-23 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2016-11-10 · Exercise / conversion · Disposed 8,964 · Balance 0 F8: Not Applicable. F7: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. |
| 03/10/2008 Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $42.31 · Expires 2018-03-10 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2016-11-10 · Exercise / conversion · Disposed 109,412 · Balance 0 F8: Not Applicable. F7: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. |
| 07/21/2008 Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $34.63 · Expires 2018-07-21 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2016-11-10 · Exercise / conversion · Disposed 17,609 · Balance 0 F8: Not Applicable. F7: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F2: Represents the weighted average price of shares sold with actual prices ranging from $45.765 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F3: Represents the weighted average price of shares sold with actual prices ranging from $46.1401 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F4: Represents the weighted average price of shares sold with actual prices ranging from $45.79 to $46.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F5: Represents the weighted average price of shares sold with actual prices ranging from $45.705 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F6: Represents the weighted average price of shares sold with actual prices ranging from $46.145 to $46.495. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F7: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.
F8: Not Applicable.
CITIGROUP INC
Report date February 16, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,187.7 |
Reported balance
After 2023-02-16 transaction · row 1
1 source rowRow 1 · 2023-02-16 · Grant · Acquired 42,197.08 · Balance 84,187.7 F1: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2024; none of the award is eligible for immediate sale. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2024; none of the award is eligible for immediate sale.
Trane Technologies plc
Report date April 06, 2022 · Filed April 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 3,713 |
Reported balance
After 2022-04-06 transaction · row 1
1 source rowRow 1 · 2022-04-06 · Tax withholding · Disposed 256 · Balance 3,713 |
WELLS FARGO & COMPANY/MN
Report date April 24, 2018 · Filed April 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,535.7785 |
Reported balance
After 2018-04-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-24 · Grant · Acquired 3,428 · Balance 7,535.7785 F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2: Deferred compensation shares payable in installments based upon director's election. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 339 |
Reported balance
Holding disclosure · report date 2018-04-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 339 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.
F2: Deferred compensation shares payable in installments based upon director's election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 21, 2023 22:33 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 42,197.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011320 · doc4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,187.7 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2024; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,953.25 | $49.37 | $195,171.95 |
DisclosureSEC source: 0001209191-23-004590 · doc4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,990.62 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 20:02 UTC | Trane Technologies plc TT · Entity 2921 | Tax withholdingOrdinary Shares | 256 | $151.99 | $38,909.44 |
DisclosureSEC source: 0001466258-22-000096 · wf-form4_164944809837631.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,713 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:39 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 33,412.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009308 · doc4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,943.87 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2023; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 21:49 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,105.13 | $64.24 | $70,993.55 |
DisclosureSEC source: 0001209191-22-004614 · doc4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,531.38 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 20:08 UTC | Trane Technologies plc TT · Entity 2921 | Tax withholdingOrdinary Shares | 654 | $181.64 | $118,792.56 |
DisclosureSEC source: 0001466258-21-000131 · wf-form4_162309650899172.xml · nonDerivative · entry 2 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,969 Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:08 UTC | Trane Technologies plc TT · Entity 2921 | GrantOrdinary Shares | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001466258-21-000131 · wf-form4_162309650899172.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,623 F1 · shares: Represents restricted stock units that fully vest on June 3, 2022. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:37 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 11,656.51 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010304 · doc4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,636.51 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| June 06, 2020 Filed Jun 9, 2020 20:28 UTC | Trane Technologies plc TT · Entity 2921 | Tax withholdingOrdinary Shares | 802 | $102.01 | $81,812.02 |
DisclosureSEC source: 0001466258-20-000164 · wf-form4_159173448514169.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:50 UTC | Trane Technologies plc TT · Entity 2921 | GrantOrdinary Shares | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001466258-20-000142 · wf-form4_159164938315375.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,538 F1 · shares: Represents restricted stock units that fully vest on June 4, 2021. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:09 UTC | Trane Technologies plc IR · Entity 2921 | Tax withholdingOrdinary Shares | 866 | $125.22 | $108,440.52 |
DisclosureSEC source: 0001466258-19-000213 · wf-form4_156028378517037.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469 Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:43 UTC | Trane Technologies plc IR · Entity 2921 | GrantOrdinary Shares | 1,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001466258-19-000191 · wf-form4_156019940115829.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,335 F1 · shares: Represents restricted stock units that fully vest on June 6, 2020. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:07 UTC | Trane Technologies plc IR · Entity 2921 | GrantOrdinary Shares | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001466258-18-000154 · wf-form4_152874760905152.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,034 F1 · shares: Represents restricted stock units that fully vest on June 7, 2019. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 16:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3,428 | $52.51 | $180,004.28 |
DisclosureSEC source: 0001127602-18-015296 · form4.xml · derivative · entry 2 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535.7785 Underlying: Common Stock, $1 2/3 Par Value · 3,428 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3,234 | $54.56 | $176,447.04 |
DisclosureSEC source: 0001127602-17-015670 · form4.xml · derivative · entry 2 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,992 Underlying: Common Stock, $1 2/3 Par Value · 3,234 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015670 · form4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 758 | $58.25 | $44,153.50 |
DisclosureSEC source: 0001127602-17-007962 · form4.xml · derivative · entry 2 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Common Stock, $1 2/3 Par Value · 758 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007962 · form4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion07/21/2008 Stock Options · Derivative | 17,609 | Not disclosed Strike: $34.63 | Not disclosed |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 18 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,609 shares Expires 2018-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Not Applicable. F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion03/10/2008 Stock Options · Derivative | 109,412 | Not disclosed Strike: $42.31 | Not disclosed |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 17 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,412 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Not Applicable. F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion07/23/2007 Stock Options · Derivative | 8,964 | Not disclosed Strike: $44.59 | Not disclosed |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 16 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,964 shares Expires 2017-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Not Applicable. F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion04/02/2007 Stock Options · Derivative | 24,198 | Not disclosed Strike: $42.83 | Not disclosed |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 15 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,198 shares Expires 2017-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Not Applicable. F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion03/13/2007 Stock Options · Derivative | 52,102 | Not disclosed Strike: $40.40 | Not disclosed |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 14 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,102 shares Expires 2017-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Not Applicable. F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion02/23/2012 Stock Options · Derivative | 32,580 | Not disclosed Strike: $22.03 | Not disclosed |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · derivative · entry 13 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,580 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Not Applicable. F7 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 17,609 | $46.27 | $814,826.54 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 12 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,011.0401 F6 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.145 to $46.495. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 17,609 | $34.63 | $609,799.67 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 11 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,620.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 109,412 | $45.97 | $5,030,107.29 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 10 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,011.0401 F5 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.705 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 109,412 | $42.31 | $4,629,221.72 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 9 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,423.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 8,964 | $46.11 | $413,305.84 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 8 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,011.0401 F4 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.79 to $46.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 8,964 | $44.59 | $399,704.76 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 7 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,975.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 24,198 | $46.31 | $1,120,519.85 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 6 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,011.0401 F3 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.1401 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 24,198 | $42.83 | $1,036,400.34 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 5 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,209.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 52,102 | $46.14 | $2,403,866.45 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 4 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,011.0401 F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.765 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 52,102 | $40.40 | $2,104,920.80 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 3 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,113.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 32,580 | $46.18 | $1,504,563.95 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 2 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,011.0401 F1 · shares: Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 32,580 | $22.03 | $717,737.40 |
DisclosureSEC source: 0001209191-16-149818 · doc4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,591.0401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.