BNY

SEC source: 0001209191-17-048133 · doc4.xml · nonDerivative · entry 3

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,409.1358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-048133 · doc4.xml · derivative · entry 8

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380,916 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not Applicable

F4 · derivative.exercise_date: Stock Options granted under the BNY Mellon Long-Term Incentive Plan. Grant exercisable in annual increments beginning on the date indicated.

SEC source: 0001209191-17-048133 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,606.1358

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $53.97 to $54.26. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-048133 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,522.1358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-048129 · doc4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,640

F1 · price: Represents the weighted average price of shares purchased with actual prices ranging from $54.005 to $54.07. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range.

SEC source: 0001209191-17-045760 · doc4a.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,740

F1 · shares: Award of Restricted Stock Units. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

SEC source: 0001209191-17-045683 · doc4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,740

F1 · shares: Award of Restricted Stock Units. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

SEC source: 0001209191-17-044132 · doc4.xml · nonDerivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976.3169

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-044126 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,957.9898

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-044127 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,238.736

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-044130 · doc4.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,106.3701

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-032712 · doc4.xml · nonDerivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,734.752

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

SEC source: 0001209191-17-032717 · doc4.xml · nonDerivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,672.979

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

SEC source: 0001209191-18-008834 · doc5.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,849.4747

F1 · price: Not Applicable

SEC source: 0001209191-17-032027 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,313.138

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.075 to $47.135. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-030030 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,293.4235

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.995 to $47.035. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-18-008834 · doc5.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,849.4747

F1 · price: Not Applicable

SEC source: 0001209191-17-028218 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,415.5025

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.6550 to $47.7550. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-028217 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · Director · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,487

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.641 to $47.651. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-049402 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Trust

Disclosed balance after: 1,788.093

SEC source: 0001209191-17-028121 · doc4.xml · derivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,010.8722

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028129 · doc4.xml · derivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028126 · doc4.xml · derivative · entry 1

LUKE JOHN A JR · CIK 0001144935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,010.8722

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028127 · doc4.xml · derivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028122 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160.0779

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028128 · doc4.xml · derivative · entry 1

NORDENBERG MARK A · CIK 0001184651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,153.6442

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028123 · doc4.xml · derivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,233.1936

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028125 · doc4.xml · derivative · entry 1

KELLY EDMUND F · CIK 0001280427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,153.6442

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028120 · doc4.xml · derivative · entry 1

COOK LINDA Z · CIK 0001270438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028141 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160.0779

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F3 · derivative.exercise_price: 1-for-1.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Issuer's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock, either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Issuer. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F4 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Issuer's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock, either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning on the 30th day following grantee's termination of service as a director of the Issuer. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028130 · doc4.xml · derivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,010.8722

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-028124 · doc4.xml · derivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160.0779

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-17-025694 · doc4.xml · nonDerivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708.1367

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-025688 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000.7216

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-025690 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,568.5583

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-025691 · doc4.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348.7816

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-020208 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,323.998

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.81 to $48.45. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-020208 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,323.998

SEC source: 0001209191-17-016811 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,850

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.815 to $46.84. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-014420 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,101.138

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.35 to $47.395. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 4

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,101.138

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 4

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,589.5025

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-17-013361 · doc4.xml · nonDerivative · entry 4

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,823.998

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-17-013363 · doc4.xml · nonDerivative · entry 2

Herena Monique · CIK 0001606897 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,254

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-17-013370 · doc4.xml · nonDerivative · entry 3

McCarthy J Kevin · CIK 0001386987 · Director · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,487

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-17-013379 · doc4.xml · nonDerivative · entry 2

Wiener James S · CIK 0001625697 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,632

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 4

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,217.4235

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-17-013367 · doc4.xml · nonDerivative · entry 2

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,816

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-17-013372 · doc4.xml · nonDerivative · entry 1

Neal Michelle M. · CIK 0001668094 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,474

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 3

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,304.138

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.