BNY

SEC source: 0001209191-18-011953 · doc4.xml · nonDerivative · entry 1

Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,605.7951

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011946 · doc4.xml · nonDerivative · entry 2

Herena Monique · CIK 0001606897 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,206

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011939 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,652.138

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011935 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,006.0391

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011973 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · Director · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,926

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011980 · doc4.xml · nonDerivative · entry 1

Wiener James S · CIK 0001625697 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,678

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011977 · doc4.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,862

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011975 · doc4.xml · nonDerivative · entry 1

Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,847

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011968 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,358

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011955 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,858

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011946 · doc4.xml · nonDerivative · entry 1

Herena Monique · CIK 0001606897 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,277

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-18-011391 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,974

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-18-009561 · doc4.xml · nonDerivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,902.333

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

SEC source: 0001209191-18-007547 · doc4.xml · nonDerivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569.0718

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-18-007539 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,949.8621

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-18-007541 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,691.3901

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-18-007543 · doc4.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,539.1536

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-18-004001 · doc4.xml · nonDerivative · entry 1

Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,490

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-18-008834 · doc5.xml · nonDerivative · entry 4

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,849.4747

F1 · price: Not Applicable

SEC source: 0001209191-17-063905 · doc4.xml · derivative · entry 6

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,152 shares

Expires 2018-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not Applicable

F2 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2008, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2018. Grant was exercisable in 1/4 increments annually beginning on the date indicated.

SEC source: 0001209191-17-063905 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,849.5874

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $54.115 to $54.310. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-063905 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,001.5874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-062326 · doc4.xml · nonDerivative · entry 3

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 15,767,272

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, primarily in connection with the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $52.50 to $52.58. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-062326 · doc4.xml · nonDerivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 15,911,064

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, primarily in connection with the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $52.51 to $52.58. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-062326 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 15,917,604

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, primarily in connection with the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $52.50 to $52.77. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-060307 · doc4.xml · nonDerivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,827.114

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

SEC source: 0001209191-17-059607 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,815.4235

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $51.12 to $51.48. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-059213 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust #2

Disclosed balance after: 10,000

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $51.68 to $51.71. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-059213 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 10,000

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $51.68 to $51.71. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-057886 · doc4.xml · nonDerivative · entry 4

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 16,567,604

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, primarily in connection with the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-057886 · doc4.xml · nonDerivative · entry 3

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 21,073,672

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, primarily in connection with the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $53.00 to $53.03. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-057886 · doc4.xml · nonDerivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 21,230,372

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, primarily in connection with the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $53.00 to $53.06. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-057886 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 21,335,172

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, primarily in connection with the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $53.00 to $53.31. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-055870 · doc4.xml · nonDerivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237.0829

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-055863 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893.5856

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-055864 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,896.0287

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-055866 · doc4.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,753.8888

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-17-051626 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,679

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units scheduled to vest as follows: 71,633 units on 02/15/2018; 49,694 units on 02/15/2019; and 18,352 on 02/15/2020. Vested units will be settled in Common Stock.

SEC source: 0001209191-18-008834 · doc5.xml · nonDerivative · entry 3

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,849.4747

F1 · price: Not Applicable

SEC source: 0001209191-17-049622 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,043.4235

SEC source: 0001209191-17-048979 · doc4.xml · nonDerivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,873.394

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

SEC source: 0001209191-17-049402 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Trust

Disclosed balance after: 0

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $53.04 to $53.0427. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-049216 · doc4.xml · nonDerivative · entry 1

Neal Michelle M. · CIK 0001668094 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,068

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

SEC source: 0001209191-17-048981 · doc4.xml · nonDerivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,748.783

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

SEC source: 0001209191-17-048625 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 22,366,329

F1 · kind: The sales reported in this Form 4 were for portfolio management purposes, including the expiration of the applicable lock-up period of one investment fund whose sole holding is shares of the Issuer and the liquidation of another investment fund.

F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("TPLP"), Trian Partners Master Fund, L.P. ("TPMF"), Trian Partners Parallel Fund I, L.P. ("Parallel"), Trian Partners Strategic Investment Fund II, L.P. ("TPSIF II"), Trian Partners Strategic Investment Fund-A, L.P. ("TPSIF-A"), Trian Partners Strategic Investment Fund-D, L.P. ("TPSIF-D"), Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N"), Trian Partners Fund (Sub)-G, L.P. ("TPF-G"), Trian Partners Strategic Fund-G II, L.P. ("TPSF-G II"), Trian Partners Strategic Fund-G III, L.P. ("TPSF-G III"), Trian Partners Strategic Fund-K, L.P. ("TPSF-K") and Trian SPV (SUB) IX, L.P. ("SPV IX" and collectively with TPLP, TPMF, Parallel, TPSIF II, TPSIF-A, TPSIF-D, TPSIF-N, TPF-G, TPSF-G II, TPSF-G III and TPSF-K, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 2, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

SEC source: 0001209191-17-048129 · doc4.xml · nonDerivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,640

F2 · price: Represents the weighted average price of shares purchased with actual prices ranging from $53.63 to $53.95. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range.

SEC source: 0001209191-17-048428 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,547.3244

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $53.651 to $54.055. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-17-048428 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,927.3244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-048133 · doc4.xml · derivative · entry 9

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 319,803 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not Applicable

F4 · derivative.exercise_date: Stock Options granted under the BNY Mellon Long-Term Incentive Plan. Grant exercisable in annual increments beginning on the date indicated.

SEC source: 0001209191-17-048133 · doc4.xml · nonDerivative · entry 4

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,606.1358

F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $53.60 to $53.795. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.