Last 12 months
Inside the activity.
2 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 23, 2017 Filed Feb 9, 2018 21:03 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GiftCommon Stock | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 4 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,480 F1 · balance_after: The total number of securities beneficially owned includes: (a) 12,278 unrestricted shares; (b) 373 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (c) 1,491 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (d) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (e) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (f) 1,593 unvested time-based restricted stock units granted 2/15/17; (g) 3,186 unvested performance-based restricted stock units granted 2/15/17; (h) 3,186 unvested performance-based restricted stock units granted 2/15/17; and (i) 1,702 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:03 UTC |
Motes Joseph L IIISVP, General Counsel & Secy
|
Tax withholdingCommon Stock | 150 | $226.17 | $33,925.50 |
DisclosureSEC source: 0001101215-17-000188 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 1,227 unrestricted shares; (b) 565 unvested units from an award of 1,661 time-based restricted stock units granted 8/17/15; (c) 283 unvested units from an award of 423 time-based restricted stock units granted 2/16/16; (d) 506 unvested units from an award of 755 performance-based restricted stock units granted 2/16/16; (e) 470 unvested time-based restricted stock units granted 2/15/17; (f) 941 unvested performance-based restricted stock units granted 2/15/17; (g) 941 unvested performance-based restricted stock units granted 2/15/17; and (h) 502 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| July 28, 2017 Filed Feb 9, 2018 21:03 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GiftCommon Stock | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,770 Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 21:48 UTC |
Barlow Kelly JDirector · 10% owner · See Remarks
ValueAct Holdings, L.P.Director · 10% owner · See Remarks
ValueAct Capital Master Fund, L.P.Director · 10% owner · See Remarks
VA Partners I, LLCDirector · 10% owner · See Remarks
ValueAct Capital Management, L.P.Director · 10% owner · See Remarks
ValueAct Capital Management, LLCDirector · 10% owner · See Remarks
ValueAct Holdings GP, LLCDirector · 10% owner · See Remarks
|
GrantCommon Stock | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001418812-17-000052 · primary_doc.xml · nonDerivative · entry 1 Barlow Kelly J · CIK 0001376469 · Director · 10% owner · See Remarks ValueAct Holdings, L.P. · CIK 0001418814 · Director · 10% owner · See Remarks ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · 10% owner · See Remarks VA Partners I, LLC · CIK 0001418812 · Director · 10% owner · See Remarks ValueAct Capital Management, L.P. · CIK 0001351069 · Director · 10% owner · See Remarks ValueAct Capital Management, LLC · CIK 0001351073 · Director · 10% owner · See Remarks ValueAct Holdings GP, LLC · CIK 0001418813 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564 F1 · kind: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Kelly J. Barlow is deemed to hold the common stock for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:50 UTC |
ANDERSON BRUCE KDirector
|
GrantCommon Stock | 864 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000475 · edgar.xml · nonDerivative · entry 1 ANDERSON BRUCE K · CIK 0001212987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,903 F1 · kind: Equity award to non-employee directors of the Issuer, in the form of 864 shares of Common Stock represented by time-based restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/2027 or (ii) the termination of the Reporting Person's service on the Issuer's Board of Directors. F1 · price: Equity award to non-employee directors of the Issuer, in the form of 864 shares of Common Stock represented by time-based restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/2027 or (ii) the termination of the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:09 UTC |
Tucker Laurie AnneDirector
|
GrantCommon Stock | 934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000156 · edgar.xml · nonDerivative · entry 1 Tucker Laurie Anne · CIK 0001391264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,367 F1 · kind: The new grant is for 934 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 934 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 418 unvested restricted stock units granted 6/29/15; (b) 1,015 unvested restricted stock units granted 6/27/16; and (c) the new grant for 934 restricted stock units. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:08 UTC |
THERIAULT TIMOTHY JDirector
|
GrantCommon Stock | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000155 · edgar.xml · nonDerivative · entry 1 THERIAULT TIMOTHY J · CIK 0001190305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011 F1 · kind: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 447 unvested restricted stock units granted 10/17/16; and (b) the new grant for 564 restricted stock units. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:07 UTC |
MINICUCCI ROBERT ADirector
|
GrantCommon Stock | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000154 · edgar.xml · nonDerivative · entry 1 MINICUCCI ROBERT A · CIK 0001212991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,732 F1 · kind: The new grant is for 1,477 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 1,477 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 102,723 unrestricted shares; (b) 2,388 unvested restricted stock units granted 7/1/08; (c) 3,452 unvested restricted stock units granted 7/1/09; (d) 4,404 unvested restricted stock units granted 6/30/10; (e) 3,246 unvested restricted stock units granted 6/30/11; (f) 2,279 unvested restricted stock units granted 6/29/12; (g) 1,696 unvested restricted stock units granted 7/1/13; (h) 1,228 unvested restricted stock units granted 7/1/14; (i) 1,158 unvested restricted stock units granted 6/29/15; (j) 1,681 unvested restricted stock units granted 6/27/16; and (k) the new grant for 1,477 restricted stock units. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:07 UTC |
JENSEN KENNETH RDirector
|
GrantCommon Stock | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000153 · edgar.xml · nonDerivative · entry 1 JENSEN KENNETH R · CIK 0001158373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,016 F1 · kind: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 59,756 unrestricted shares; (b) 2,388 unvested restricted stock units granted 7/1/08; (c) 1,904 unvested restricted stock units granted 7/1/09; (d) 1,136 unvested restricted stock units granted 6/30/10; (e) 1,211 unvested restricted stock units granted 6/30/11; (f) 869 unvested restricted stock units granted 6/29/12; (g) 679 unvested restricted stock units granted 7/1/13; (h) 489 unvested restricted stock units granted 7/1/14; (i) 418 unvested restricted stock units granted 6/29/15; (j) 602 unvested restricted stock units granted 6/27/16; and (k) the new grant for 564 restricted stock units. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:06 UTC |
DRAPER E LINN JRDirector
|
GrantCommon Stock | 1,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000152 · edgar.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,807 F1 · kind: The new grant is for 1,042 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 1,042 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 8,456 unrestricted shares; (b) 2,388 unvested restricted stock units granted 7/1/08; (c) 3,333 unvested restricted stock units granted 7/1/09; (d) 2,344 unvested restricted stock units granted 6/30/10; (e) 2,410 unvested restricted stock units granted 6/30/11; (f) 1,682 unvested restricted stock units granted 6/29/12; (g) 1,261 unvested restricted stock units granted 7/1/13; (h) 925 unvested restricted stock units granted 7/1/14; (i) 799 unvested restricted stock units granted 6/29/15; (j) 1,167 unvested restricted stock units granted 6/27/16; and (k) the new grant for 1,042 restricted stock units. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:05 UTC |
COBB D KEITHDirector
|
GrantCommon Stock | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000151 · edgar.xml · nonDerivative · entry 1 COBB D KEITH · CIK 0001210688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237 F1 · kind: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,365 unvested restricted stock units granted 7/1/08; (b) 1,904 unvested restricted stock units granted 7/1/09; (c) 1,136 unvested restricted stock units granted 6/30/10; (d) 1,211 unvested restricted stock units granted 6/30/11; (e) 869 unvested restricted stock units granted 6/29/12; (f) 679 unvested restricted stock units granted 7/1/13; (g) 489 unvested restricted stock units granted 7/1/14; (h) 418 unvested restricted stock units granted 6/29/15; (i) 602 unvested restricted stock units granted 6/27/16; and (j) the new grant for 564 restricted stock units. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:03 UTC |
BALLOU ROGER HDirector
|
GrantCommon Stock | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000150 · edgar.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,429 F1 · kind: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,876 unvested restricted stock units granted 7/1/08; (b) 2,145 unvested restricted stock units granted 7/1/09; (c) 1,367 unvested restricted stock units granted 6/30/10; (d) 1,915 unvested restricted stock units granted 6/30/11; (e) 1,374 unvested restricted stock units granted 6/29/12; (f) 679 unvested restricted stock units granted 7/1/13; (g) 489 unvested restricted stock units granted 7/1/14; (h) 418 unvested restricted stock units granted 6/29/15; (i) 602 unvested restricted stock units granted 6/27/16; and (j) the new grant for 564 restricted stock units. Read SEC document |
| April 25, 2017 Filed Feb 9, 2018 21:03 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GiftCommon Stock | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,602 Read SEC document |
| February 28, 2017 Filed Feb 9, 2018 21:03 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GiftCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,985 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:02 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
|
SaleCommon Stock | 3,450 | $247.32 | $853,243.65 |
DisclosureSEC source: 0001101215-17-000064 · edgar.xml · nonDerivative · entry 1 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,036 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.22 to $247.45, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes: (a) 499 unvested units from an award of 1,465 time-based restricted stock units granted 2/17/15; (b) 1,994 unvested units from an award of 5,864 performance-based restricted stock units granted 2/17/15; (c) 1,226 unvested units from an award of 1,830 time-based restricted stock units granted 2/16/16; (d) 2,183 unvested units from an award of 3,259 performance-based restricted stock units granted 2/16/16; (e) 1,992 unvested time-based restricted stock units granted 2/15/17; (f) 3,985 unvested performance-based restricted stock units granted 2/15/17; (g) 3,985 unvested performance-based restricted stock units granted 2/15/17; and (h) 2,172 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:04 UTC |
Santillan LauraSVP, Chief Acctg. Officer
|
SaleCommon Stock | 2,784 | $246.43 | $686,069.47 |
DisclosureSEC source: 0001101215-17-000065 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.32 to $246.44, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes: (a) 15,878 unrestricted shares; (b) 400 shares held in an IRA account; (c) 113 unvested units from an award of 331 time-based restricted stock units granted 2/17/15; (d) 452 unvested units from an award of 1,327 performance-based restricted stock units granted 2/17/15; (e) 274 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (f) 981 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (g) 455 unvested time-based restricted stock units granted 2/15/17; and (h) 1,824 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 27, 2017 Filed Feb 9, 2018 21:04 UTC |
Kennedy Bryan JEVP & President, Epsilon
|
GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000026 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,687.177 F1 · balance_after: The total number of securities beneficially owned includes: (a) 100,279.177 unrestricted shares; (b) 475 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (c) 1,899 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (d) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (e) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (f) 1,926 unvested time-based restricted stock units granted 2/15/17; (g) 3,855 unvested performance-based restricted stock units granted 2/15/17; (h) 3,855 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,102 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:08 UTC |
Santillan LauraSVP, Chief Acctg. Officer
|
Tax withholdingCommon Stock | 211 | $235.40 | $49,669.40 |
DisclosureSEC source: 0001101215-17-000058 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,161 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 18,662 unrestricted shares; (b) 400 shares held in an IRA account; (c) 113 unvested units from an award of 331 time-based restricted stock units granted 2/17/15; (d) 452 unvested units from an award of 1,327 performance-based restricted stock units granted 2/17/15; (e) 274 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (f) 981 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (g) 455 unvested time-based restricted stock units granted 2/15/17; and (h) 1,824 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:07 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
|
Tax withholdingCommon Stock | 1,783 | $235.40 | $419,718.20 |
DisclosureSEC source: 0001101215-17-000057 · edgar.xml · nonDerivative · entry 2 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,486 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 3,450 unrestricted shares; (b) 499 unvested units from an award of 1,465 time-based restricted stock units granted 2/17/15; (c) 1,994 unvested units from an award of 5,864 performance-based restricted stock units granted 2/17/15; (d) 1,226 unvested units from an award of 1,830 time-based restricted stock units granted 2/16/16; (e) 2,183 unvested units from an award of 3,259 performance-based restricted stock units granted 2/16/16; (f) 1,992 unvested time-based restricted stock units granted 2/15/17; (g) 3,985 unvested performance-based restricted stock units granted 2/15/17; (h) 3,985 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,172 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:06 UTC |
Miller Melisa AEVP & Pres, Card Services
|
Tax withholdingCommon Stock | 1,324 | $235.40 | $311,669.60 |
DisclosureSEC source: 0001101215-17-000056 · edgar.xml · nonDerivative · entry 2 Miller Melisa A · CIK 0001529225 · EVP & Pres, Card Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,477 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 23,967 unrestricted shares; (b) 451 unvested units from an award of 1,326 time-based restricted stock units granted 2/17/15; (c) 1,804 unvested units from an award of 5,305 performance-based restricted stock units granted 2/17/15; (d) 1,188 unvested units from an award of 1,774 time-based restricted stock units granted 2/16/16; (e) 2,116 unvested units from an award of 3,158 performance-based restricted stock units granted 2/16/16; (f) 1,969 unvested time-based restricted stock units granted 2/15/17; (g) 3,938 unvested performance-based restricted stock units granted 2/15/17; (h) 3,938 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,106 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:04 UTC |
Kennedy Bryan JEVP & President, Epsilon
|
Tax withholdingCommon Stock | 1,377 | $235.40 | $324,145.80 |
DisclosureSEC source: 0001101215-17-000055 · edgar.xml · nonDerivative · entry 2 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,187.177 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 104,779.177 unrestricted shares; (b) 475 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (c) 1,899 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (d) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (e) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (f) 1,926 unvested time-based restricted stock units granted 2/15/17; (g) 3,855 unvested performance-based restricted stock units granted 2/15/17; (h) 3,855 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,102 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:03 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 979 | $235.40 | $230,456.60 |
DisclosureSEC source: 0001101215-17-000054 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,316 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 16,114 unrestricted shares; (b) 373 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (c) 1,491 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (d) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (e) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (f) 1,593 unvested time-based restricted stock units granted 2/15/17; (g) 3,186 unvested performance-based restricted stock units granted 2/15/17; (h) 3,186 unvested performance-based restricted stock units granted 2/15/17; and (i) 1,702 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:02 UTC |
HEFFERNAN EDWARD JDirector · President and CEO
|
Tax withholdingCommon Stock | 3,437 | $235.40 | $809,069.80 |
DisclosureSEC source: 0001101215-17-000053 · edgar.xml · nonDerivative · entry 2 HEFFERNAN EDWARD J · CIK 0001158371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,959 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 195,261 unrestricted shares; (b) 1,297 unvested units from an award of 3,814 time-based restricted stock units granted 2/17/15; (c) 5,188 unvested units from an award of 15,257 performance-based restricted stock units granted 2/17/15; (d) 3,367 unvested units from an award of 5,026 time-based restricted stock units granted 2/16/16; (e) 5,994 unvested units from an award of 8,947 performance-based restricted stock units granted 2/16/16; (f) 5,578 unvested time-based restricted stock units granted 2/15/17; (g) 11,155 unvested performance-based restricted stock units granted 2/15/17; (h) 11,155 unvested performance-based restricted stock units granted 2/15/17; and (i) 5,964 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:08 UTC |
Santillan LauraSVP, Chief Acctg. Officer
|
Tax withholdingCommon Stock | 150 | $232.69 | $34,903.50 |
DisclosureSEC source: 0001101215-17-000058 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,372 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:07 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
|
Tax withholdingCommon Stock | 1,295 | $232.69 | $301,333.55 |
DisclosureSEC source: 0001101215-17-000057 · edgar.xml · nonDerivative · entry 1 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,269 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:06 UTC |
Miller Melisa AEVP & Pres, Card Services
|
Tax withholdingCommon Stock | 1,051 | $232.69 | $244,557.19 |
DisclosureSEC source: 0001101215-17-000056 · edgar.xml · nonDerivative · entry 1 Miller Melisa A · CIK 0001529225 · EVP & Pres, Card Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,801 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:04 UTC |
Kennedy Bryan JEVP & President, Epsilon
|
Tax withholdingCommon Stock | 699 | $232.69 | $162,650.31 |
DisclosureSEC source: 0001101215-17-000055 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,564.177 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:03 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 704 | $232.69 | $163,813.76 |
DisclosureSEC source: 0001101215-17-000054 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,295 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:02 UTC |
HEFFERNAN EDWARD JDirector · President and CEO
|
Tax withholdingCommon Stock | 2,642 | $232.69 | $614,766.98 |
DisclosureSEC source: 0001101215-17-000053 · edgar.xml · nonDerivative · entry 1 HEFFERNAN EDWARD J · CIK 0001158371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,396 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:14 UTC |
Motes Joseph L IIISVP, General Counsel & Secy
|
Tax withholdingCommon Stock | 108 | $230.95 | $24,942.60 |
DisclosureSEC source: 0001101215-17-000048 · edgar.xml · nonDerivative · entry 5 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,585 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 829 unrestricted shares; (b) 1,113 unvested units from an award of 1,661 time-based restricted stock units granted 8/17/15; (c) 283 unvested units from an award of 423 time-based restricted stock units granted 2/16/16; (d) 506 unvested units from an award of 755 performance-based restricted stock units granted 2/16/16; (e) the new grant for 470 time-based restricted stock units; (f) the new grant for 941 performance-based restricted stock units; (g) the new grant for 941 performance-based restricted stock units; and (h) the new grant for 502 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the compensation committee exercised its discretion to reduce the amount earned to 44.5% of the original award of 1,696 performance-based restricted stock units granted 2/16/16, or 755 units. The restrictions will lapse with respect to 250 units on 2/16/18 and with respect to 256 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:10 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 361 | $230.95 | $83,372.95 |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 5 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,999 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 13,658 unrestricted shares; (b) 363 unvested units from an award of 1,067 time-based restricted stock units granted 2/18/14; (c) 1,968 unvested units from an award of 5,786 performance-based restricted stock units granted 2/18/14; (d) 734 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (e) 2,938 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (f) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (g) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (h) the new grant for 1,593 time-based restricted stock units; (i) the new grant for 3,186 performance-based restricted stock units; (j) the new grant for 3,186 performance-based restricted stock units; and (k) the new grant for 1,702 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the compensation committee exercised its discretion to reduce the amount earned to 44.5% of the original award of 5,736 performance-based restricted stock units granted 2/16/16, or 2,553 units. The restrictions will lapse with respect to 843 units on 2/16/18 and with respect to 868 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:18 UTC |
Santillan LauraSVP, Chief Acctg. Officer
|
Tax withholdingCommon Stock | 171 | $230.95 | $39,492.45 |
DisclosureSEC source: 0001101215-17-000050 · edgar.xml · nonDerivative · entry 3 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,522 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 17,707 unrestricted shares; (b) 400 shares held in an IRA account; (c) 120 unvested units from an award of 352 time-based restricted stock units granted 2/18/14; (d) 649 unvested units from an award of 1,908 performance-based restricted stock units granted 2/18/14; (e) 222 unvested units from an award of 331 time-based restricted stock units granted 2/17/15; (f) 890 unvested units from an award of 1,327 performance-based restricted stock units granted 2/17/15; (g) 274 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (h) 981 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (i) the new grant for 455 time-based restricted stock units; and (j) the new grant for 1,824 performance-based restricted stock units. F5 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout of the original award of 1,644 performance-based restricted stock units granted 2/16/16, and 1,464 units were earned. The restrictions will lapse with respect to 484 units on 2/16/18 and with respect to 497 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
|
Tax withholdingCommon Stock | 900 | $230.95 | $207,855.00 |
DisclosureSEC source: 0001101215-17-000049 · edgar.xml · nonDerivative · entry 5 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,564 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 780 unrestricted shares; (b) 519 unvested units from an award of 1,525 time-based restricted stock units granted 2/18/14; (c) 2,811 unvested units from an award of 8,267 performance-based restricted stock units granted 2/18/14; (d) 982 unvested units from an award of 1,465 time-based restricted stock units granted 2/17/15; (e) 3,929 unvested units from an award of 5,864 performance-based restricted stock units granted 2/17/15; (f) 1,226 unvested units from an award of 1,830 time-based restricted stock units granted 2/16/16; (g) 2,183 unvested units from an award of 3,259 performance-based restricted stock units granted 2/16/16; (h) the new grant for 1,992 time-based restricted stock units; (i) the new grant for 3,985 performance-based restricted stock units; (j) the new grant for 3,985 performance-based restricted stock units; and (k) the new grant for 2,172 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the compensation committee exercised its discretion to reduce the amount earned to 44.5% of the original award of 7,323 performance-based restricted stock units granted 2/16/16, or 3,259 units. The restrictions will lapse with respect to 1,076 units on 2/16/18 and with respect to 1,107 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:12 UTC |
Miller Melisa AEVP & Pres, Card Services
|
Tax withholdingCommon Stock | 557 | $230.95 | $128,639.15 |
DisclosureSEC source: 0001101215-17-000047 · edgar.xml · nonDerivative · entry 5 Miller Melisa A · CIK 0001529225 · EVP & Pres, Card Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,852 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 21,394 unrestricted shares; (b) 430 unvested units from an award of 1,263 time-based restricted stock units granted 2/18/14; (c) 2,329 unvested units from an award of 6,847 performance-based restricted stock units granted 2/18/14; (d) 889 unvested units from an award of 1,326 time-based restricted stock units granted 2/17/15; (e) 3,555 unvested units from an award of 5,305 performance-based restricted stock units granted 2/17/15; (f) 1,188 unvested units from an award of 1,774 time-based restricted stock units granted 2/16/16; (g) 2,116 unvested units from an award of 3,158 performance-based restricted stock units granted 2/16/16; (h) the new grant for 1,969 time-based restricted stock units; (i) the new grant for 3,938 performance-based restricted stock units; (j) the new grant for 3,938 performance-based restricted stock units; and (k) the new grant for 2,106 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the compensation committee exercised its discretion to reduce the amount earned to 44.5% of the original award of 7,096 performance-based restricted stock units granted 2/16/16, or 3,158 units. The restrictions will lapse with respect to 1,043 units on 2/16/18 and with respect to 1,073 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:11 UTC |
Kennedy Bryan JEVP & President, Epsilon
|
Tax withholdingCommon Stock | 445 | $230.95 | $102,772.75 |
DisclosureSEC source: 0001101215-17-000046 · edgar.xml · nonDerivative · entry 5 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,263.177 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 101,272.177 unrestricted shares; (b) 511 unvested units from an award of 1,501 time-based restricted stock units granted 2/18/14; (c) 2,768 unvested units from an award of 8,141 performance-based restricted stock units granted 2/18/14; (d) 936 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (e) 3,742 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (f) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (g) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (h) the new grant for 1,926 time-based restricted stock units; (i) the new grant for 3,855 performance-based restricted stock units; (j) the new grant for 3,855 performance-based restricted stock units; and (k) the new grant for 2,102 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the compensation committee exercised its discretion to reduce the amount earned to 44.5% of the original award of 7,080 performance-based restricted stock units granted 2/16/16, or 3,151 units. The restrictions will lapse with respect to 1,040 units on 2/16/18 and with respect to 1,071 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:08 UTC |
HEFFERNAN EDWARD JDirector · President and CEO
|
Tax withholdingCommon Stock | 1,935 | $230.95 | $446,888.25 |
DisclosureSEC source: 0001101215-17-000044 · edgar.xml · nonDerivative · entry 5 HEFFERNAN EDWARD J · CIK 0001158371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,038 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 186,856 unrestricted shares; (b) 1,276 unvested units from an award of 3,751 time-based restricted stock units granted 2/18/14; (c) 6,914 unvested units from an award of 20,333 performance-based restricted stock units granted 2/18/14; (d) 2,556 unvested units from an award of 3,814 time-based restricted stock units granted 2/17/15; (e) 10,223 unvested units from an award of 15,257 performance-based restricted stock units granted 2/17/15; (f) 3,367 unvested units from an award of 5,026 time-based restricted stock units granted 2/16/16; (g) 5,994 unvested units from an award of 8,947 performance-based restricted stock units granted 2/16/16; (h) the new grant for 5,578 time-based restricted stock units; (i) the new grant for 11,155 performance-based restricted stock units; (j) the new grant for 11,155 performance-based restricted stock units; and (k) the new grant for 5,964 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the board of directors exercised its discretion to reduce the amount earned to 44.5% of the original award of 20,104 performance-based restricted stock units granted 2/16/16, or 8,947 units. The restrictions will lapse with respect to 2,953 units on 2/16/18 and with respect to 3,041 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:14 UTC |
Motes Joseph L IIISVP, General Counsel & Secy
|
GrantCommon Stock | 502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000048 · edgar.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,634 F4 · kind: The new grant is for 502 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. F4 · price: The new grant is for 502 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:14 UTC |
Motes Joseph L IIISVP, General Counsel & Secy
|
GrantCommon Stock | 941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000048 · edgar.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,132 F3 · kind: The new grant is for 941 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. F3 · price: The new grant is for 941 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:14 UTC |
Motes Joseph L IIISVP, General Counsel & Secy
|
GrantCommon Stock | 941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000048 · edgar.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,191 F2 · kind: The new grant is for 941 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 941 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:14 UTC |
Motes Joseph L IIISVP, General Counsel & Secy
|
GrantCommon Stock | 470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000048 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 F1 · kind: The new grant is for 470 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 155 units on each of 2/15/18 and 2/15/19 and on 160 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 470 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 155 units on each of 2/15/18 and 2/15/19 and on 160 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GrantCommon Stock | 1,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 4 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,543 F4 · kind: The new grant is for 1,702 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. F4 · price: The new grant is for 1,702 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GrantCommon Stock | 3,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,841 F3 · kind: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. F3 · price: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GrantCommon Stock | 3,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,655 F2 · kind: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC |
HORN CHARLES LEVP & Chief Financial Officer
|
GrantCommon Stock | 1,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,469 F1 · kind: The new grant is for 1,593 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 525 units on 2/15/18, on 526 units on 2/15/19 and on 542 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,593 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 525 units on 2/15/18, on 526 units on 2/15/19 and on 542 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:18 UTC |
Santillan LauraSVP, Chief Acctg. Officer
|
GrantCommon Stock | 1,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000050 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,873 F2 · kind: The new grant is for 1,824 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 1,824 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:18 UTC |
Santillan LauraSVP, Chief Acctg. Officer
|
GrantCommon Stock | 455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000050 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,049 F1 · kind: The new grant is for 455 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 150 units on each of 2/15/18 and 2/15/19 and on 155 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 455 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 150 units on each of 2/15/18 and 2/15/19 and on 155 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:15 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
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GrantCommon Stock | 2,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000049 · edgar.xml · nonDerivative · entry 4 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,528 F4 · kind: The new grant is for 2,172 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. F4 · price: The new grant is for 2,172 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:15 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
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GrantCommon Stock | 3,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000049 · edgar.xml · nonDerivative · entry 3 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,356 F3 · kind: The new grant is for 3,985 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. F3 · price: The new grant is for 3,985 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:15 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
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GrantCommon Stock | 3,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000049 · edgar.xml · nonDerivative · entry 2 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,371 F2 · kind: The new grant is for 3,985 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 3,985 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:15 UTC |
Pearson Bryan AEVP & President, LoyaltyOne
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GrantCommon Stock | 1,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000049 · edgar.xml · nonDerivative · entry 1 Pearson Bryan A · CIK 0001376988 · EVP & President, LoyaltyOne 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,386 F1 · kind: The new grant is for 1,992 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 657 units on each of 2/15/18 and 2/15/19 and on 678 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,992 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 657 units on each of 2/15/18 and 2/15/19 and on 678 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.