Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.ADS · Entity 4059 | EVP & President, Epsilon | February 15, 2019 | February 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date February 15, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,691.177 |
Reported balance
After 2019-02-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 2,742 · Balance 126,691.177 F1: The new grant is for 2,742 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 904 units on 2/18/20, on 905 units on 2/16/21 and on 933 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates. |
| Common StockSEC Table I · non-derivative | Direct | 132,174.177 |
Reported balance
After 2019-02-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-02-15 · Grant · Acquired 5,483 · Balance 132,174.177 F2: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates. |
| Common StockSEC Table I · non-derivative | Direct | 137,657.177 |
Reported balance
After 2019-02-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-02-15 · Grant · Acquired 5,483 · Balance 137,657.177 F3: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/21 contingent on meeting a relative total shareholder return metric for 2019 and 2020 and subject to continued employment by the Reporting Person on the vesting dates. |
| Common StockSEC Table I · non-derivative | Direct | 136,081.177 |
Reported balance
After 2019-02-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-02-15 · Tax withholding · Disposed 1,576 · Balance 136,081.177 F4: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 130,693.177 |
Reported balance
After 2019-02-19 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-02-19 · Tax withholding · Disposed 659 · Balance 130,693.177 F4: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F5: The total number of securities beneficially owned includes: (a) 108,754.177 unrestricted shares; (b) 655 unvested units from an award of 1,926 time-based restricted stock units granted 2/15/17; (c) 913 unvested units from an award of 2,687 performance-based restricted stock units granted 2/15/17; (d) 1,211 unvested units from an award of 1,806 time-based restricted stock units granted 2/15/18; (e) 1,837 unvested units from an award of 2,741 performance-based restricted stock units granted 2/15/18; (f) 3,615 unvested performance-based restricted stock units granted 2/15/18; (g) the new grant for 2,742 time-based restricted stock units; (h) the new grant for 5,483 performance-based restricted stock units; and (i) the new grant for 5,483 performance-based restricted stock units. F6: Based on the Company's EBT performance in 2018, 75.8% of the original award of 3,615 performance-based restricted stock units granted 2/15/18, or 2,741 units, were earned. The restrictions will lapse with respect to 905 units on 2/18/20 and with respect to 932 units on 2/16/21, subject to continued employment by the Reporting Person on the remaining vesting dates. F7: The grant for 3,855 performance-based restricted stock units awarded on 2/15/17 was forfeited due to failure to meet the relative total shareholder return metric for 2017 and 2018. |
| Common StockSEC Table I · non-derivative | IndirectBy Norma Kay Kennedy Living Trust | 600 |
Reported balance
Holding disclosure · report date 2019-02-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 600 F8: The shares are held in the Norma Kay Kennedy Living Trust for the benefit of the Reporting Person's mother. The Reporting Person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The new grant is for 2,742 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 904 units on 2/18/20, on 905 units on 2/16/21 and on 933 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates.
F2: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates.
F3: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/21 contingent on meeting a relative total shareholder return metric for 2019 and 2020 and subject to continued employment by the Reporting Person on the vesting dates.
F4: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
F5: The total number of securities beneficially owned includes: (a) 108,754.177 unrestricted shares; (b) 655 unvested units from an award of 1,926 time-based restricted stock units granted 2/15/17; (c) 913 unvested units from an award of 2,687 performance-based restricted stock units granted 2/15/17; (d) 1,211 unvested units from an award of 1,806 time-based restricted stock units granted 2/15/18; (e) 1,837 unvested units from an award of 2,741 performance-based restricted stock units granted 2/15/18; (f) 3,615 unvested performance-based restricted stock units granted 2/15/18; (g) the new grant for 2,742 time-based restricted stock units; (h) the new grant for 5,483 performance-based restricted stock units; and (i) the new grant for 5,483 performance-based restricted stock units.
F6: Based on the Company's EBT performance in 2018, 75.8% of the original award of 3,615 performance-based restricted stock units granted 2/15/18, or 2,741 units, were earned. The restrictions will lapse with respect to 905 units on 2/18/20 and with respect to 932 units on 2/16/21, subject to continued employment by the Reporting Person on the remaining vesting dates.
F7: The grant for 3,855 performance-based restricted stock units awarded on 2/15/17 was forfeited due to failure to meet the relative total shareholder return metric for 2017 and 2018.
F8: The shares are held in the Norma Kay Kennedy Living Trust for the benefit of the Reporting Person's mother. The Reporting Person serves as trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 20, 2019 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 659 | $174.28 | $114,850.52 |
DisclosureSEC source: 0001101215-19-000036 · edgar.xml · nonDerivative · entry 5 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,693.177 F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F5 · balance_after: The total number of securities beneficially owned includes: (a) 108,754.177 unrestricted shares; (b) 655 unvested units from an award of 1,926 time-based restricted stock units granted 2/15/17; (c) 913 unvested units from an award of 2,687 performance-based restricted stock units granted 2/15/17; (d) 1,211 unvested units from an award of 1,806 time-based restricted stock units granted 2/15/18; (e) 1,837 unvested units from an award of 2,741 performance-based restricted stock units granted 2/15/18; (f) 3,615 unvested performance-based restricted stock units granted 2/15/18; (g) the new grant for 2,742 time-based restricted stock units; (h) the new grant for 5,483 performance-based restricted stock units; and (i) the new grant for 5,483 performance-based restricted stock units. F6 · balance_after: Based on the Company's EBT performance in 2018, 75.8% of the original award of 3,615 performance-based restricted stock units granted 2/15/18, or 2,741 units, were earned. The restrictions will lapse with respect to 905 units on 2/18/20 and with respect to 932 units on 2/16/21, subject to continued employment by the Reporting Person on the remaining vesting dates. F7 · balance_after: The grant for 3,855 performance-based restricted stock units awarded on 2/15/17 was forfeited due to failure to meet the relative total shareholder return metric for 2017 and 2018. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 1,576 | $171.22 | $269,842.72 |
DisclosureSEC source: 0001101215-19-000036 · edgar.xml · nonDerivative · entry 4 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,081.177 F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 5,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000036 · edgar.xml · nonDerivative · entry 3 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,657.177 F3 · kind: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/21 contingent on meeting a relative total shareholder return metric for 2019 and 2020 and subject to continued employment by the Reporting Person on the vesting dates. F3 · price: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/21 contingent on meeting a relative total shareholder return metric for 2019 and 2020 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 5,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000036 · edgar.xml · nonDerivative · entry 2 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,174.177 F2 · kind: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 5,483 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 2,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000036 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,691.177 F1 · kind: The new grant is for 2,742 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 904 units on 2/18/20, on 905 units on 2/16/21 and on 933 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 2,742 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 904 units on 2/18/20, on 905 units on 2/16/21 and on 933 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 935 | $246.52 | $230,496.20 |
DisclosureSEC source: 0001101215-18-000057 · edgar.xml · nonDerivative · entry 2 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,949.177 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 104,719.177 unrestricted shares; (b) 601 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (c) 1,071 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (d) 1,291 unvested units from an award of 1,926 time-based restricted stock units granted 2/15/17; (e) 1,800 unvested units from an award of 2,687 performance-based restricted stock units granted 2/15/17; (f) 3,855 unvested performance-based restricted stock units granted 2/15/17; (g) 1,576 unvested units from an award of 3,153 performance-based restricted stock units granted 2/15/17; (h) 1,806 unvested time-based restricted stock units granted 2/15/18; (i) 3,615 unvested performance-based restricted stock units granted 2/15/18; and (j) 3,615 unvested performance-based restricted stock units granted 2/15/18. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 640 | $243.50 | $155,840.00 |
DisclosureSEC source: 0001101215-18-000057 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,884.177 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 1,082 | $243.99 | $263,997.18 |
DisclosureSEC source: 0001101215-18-000043 · edgar.xml · nonDerivative · entry 5 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,524.177 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 102,296.177 unrestricted shares; (b) 475 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (c) 1,899 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (d) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (e) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (f) 1,291 unvested units from an award of 1,926 time-based restricted stock units granted 2/15/17; (g) 1,800 unvested units from an award of 2,687 performance-based restricted stock units granted 2/15/17; (h) 3,855 unvested performance-based restricted stock units granted 2/15/17; (i) 1,576 unvested units from an award of 3,153 performance-based restricted stock units granted 2/15/17; (j) the new grant for 1,806 time-based restricted stock units; F7 · balance_after: Based on the Company's EBT performance in 2017, 69.7% of the original award of 3,855 performance-based restricted stock units granted 2/15/17, or 2,687 units, were earned. The restrictions will lapse with respect to 887 units on 2/15/19 and with respect to 913 units on 2/18/20, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000043 · edgar.xml · nonDerivative · entry 4 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,774.177 F4 · kind: Based on the Company's EBT performance in 2017, 150% of the original award of 2,102 performance-based restricted stock units granted 2/15/17 were earned, resulting in an additional 1,051 units, for a total of 3,153 units. The restrictions will lapse with respect to 1,576 units on 2/15/19, subject to continued employment by the Reporting Person on the remaining vesting dates. F4 · price: Based on the Company's EBT performance in 2017, 150% of the original award of 2,102 performance-based restricted stock units granted 2/15/17 were earned, resulting in an additional 1,051 units, for a total of 3,153 units. The restrictions will lapse with respect to 1,576 units on 2/15/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000043 · edgar.xml · nonDerivative · entry 3 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,723.177 F3 · kind: The new grant is for 3,615 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/20 contingent on meeting a relative total shareholder return metric for 2018 and 2019 and subject to continued employment by the Reporting Person on the vesting dates. F3 · price: The new grant is for 3,615 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/20 contingent on meeting a relative total shareholder return metric for 2018 and 2019 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000043 · edgar.xml · nonDerivative · entry 2 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,108.177 F2 · kind: The new grant is for 3,615 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 3,615 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000043 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,493.177 F1 · kind: The new grant is for 1,806 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 595 units on 2/15/19, on 596 units on 2/18/20 and on 615 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,806 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 595 units on 2/15/19, on 596 units on 2/18/20 and on 615 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 27, 2017 Filed Feb 9, 2018 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000026 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,687.177 F1 · balance_after: The total number of securities beneficially owned includes: (a) 100,279.177 unrestricted shares; (b) 475 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (c) 1,899 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (d) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (e) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (f) 1,926 unvested time-based restricted stock units granted 2/15/17; (g) 3,855 unvested performance-based restricted stock units granted 2/15/17; (h) 3,855 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,102 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 1,377 | $235.40 | $324,145.80 |
DisclosureSEC source: 0001101215-17-000055 · edgar.xml · nonDerivative · entry 2 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,187.177 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 104,779.177 unrestricted shares; (b) 475 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (c) 1,899 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (d) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (e) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (f) 1,926 unvested time-based restricted stock units granted 2/15/17; (g) 3,855 unvested performance-based restricted stock units granted 2/15/17; (h) 3,855 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,102 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 699 | $232.69 | $162,650.31 |
DisclosureSEC source: 0001101215-17-000055 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,564.177 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 445 | $230.95 | $102,772.75 |
DisclosureSEC source: 0001101215-17-000046 · edgar.xml · nonDerivative · entry 5 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,263.177 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 101,272.177 unrestricted shares; (b) 511 unvested units from an award of 1,501 time-based restricted stock units granted 2/18/14; (c) 2,768 unvested units from an award of 8,141 performance-based restricted stock units granted 2/18/14; (d) 936 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (e) 3,742 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (f) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (g) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (h) the new grant for 1,926 time-based restricted stock units; (i) the new grant for 3,855 performance-based restricted stock units; (j) the new grant for 3,855 performance-based restricted stock units; and (k) the new grant for 2,102 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the compensation committee exercised its discretion to reduce the amount earned to 44.5% of the original award of 7,080 performance-based restricted stock units granted 2/16/16, or 3,151 units. The restrictions will lapse with respect to 1,040 units on 2/16/18 and with respect to 1,071 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 2,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000046 · edgar.xml · nonDerivative · entry 4 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,637.177 F4 · kind: The new grant is for 2,102 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. F4 · price: The new grant is for 2,102 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000046 · edgar.xml · nonDerivative · entry 3 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,535.177 F3 · kind: The new grant is for 3,855 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. F3 · price: The new grant is for 3,855 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000046 · edgar.xml · nonDerivative · entry 2 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,680.177 F2 · kind: The new grant is for 3,855 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 3,855 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000046 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,825.177 F1 · kind: The new grant is for 1,926 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 635 units on 2/15/18, on 636 units on 2/15/19 and on 655 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,926 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 635 units on 2/15/18, on 636 units on 2/15/19 and on 655 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 21:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | PurchaseCommon Stock | 238.177 | $231.11 | $55,044.85 |
DisclosureSEC source: 0001101215-16-000509 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,899.177 F1 · kind: Securities acquired resulted from a reinvestment of dividends received from Alliance Data Systems Corporation on its common shares paid December 16, 2016. F2 · balance_after: The total number of securities beneficially owned includes: (a) 100,093.177 unrestricted shares; (b) 511 unvested units from an award of 1,501 time-based restricted stock units granted 2/18/14; (c) 2,768 unvested units from an award of 8,141 performance-based restricted stock units granted 2/18/14; (d) 936 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (e) 3,742 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (f) 1,769 unvested time-based restricted stock units granted 2/16/16; and (g) 7,080 unvested performance-based restricted stock units granted 2/16/16. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,872 | Not disclosed Strike: $63.35 | Not disclosed |
DisclosureSEC source: 0001101215-16-000481 · edgar.xml · derivative · entry 5 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,872 shares Expires 2017-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise of employee stock options due to expire on February 21, 2017, ten years after such options were granted. F6 · price: This is an employee stock option grant that is fully vested. F6 · derivative.exercise_date: This is an employee stock option grant that is fully vested. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 6,000 | $225.88 | $1,355,286.00 |
DisclosureSEC source: 0001101215-16-000481 · edgar.xml · nonDerivative · entry 3 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,661 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.85 to $225.90, inclusive. F4 · balance_after: The total number of securities beneficially owned includes: (a) 99,855 unrestricted shares; (b) 511 unvested units from an award of 1,501 time-based restricted stock units granted 2/18/14; (c) 2,768 unvested units from an award of 8,141 performance-based restricted stock units granted 2/18/14; (d) 936 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (e) 3,742 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (f) 1,769 unvested time-based restricted stock units granted 2/16/16; and (g) 7,080 unvested performance-based restricted stock units granted 2/16/16. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 4,872 | $225.96 | $1,100,886.86 |
DisclosureSEC source: 0001101215-16-000481 · edgar.xml · nonDerivative · entry 2 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,661 F1 · kind: Cashless exercise of employee stock options due to expire on February 21, 2017, ten years after such options were granted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.93 to $226.00, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Exercise / conversionCommon Stock | 4,872 | $63.35 | $308,641.20 |
DisclosureSEC source: 0001101215-16-000481 · edgar.xml · nonDerivative · entry 1 Kennedy Bryan J · CIK 0001454989 · EVP & President, Epsilon 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise of employee stock options due to expire on February 21, 2017, ten years after such options were granted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.