Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.ADS · Entity 4059 | Director | June 25, 2018 | June 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date June 25, 2018 · Filed June 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,990 |
Reported balance
After 2018-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-25 · Grant · Acquired 1,183 · Balance 26,990 F1: The new grant is for 1,183 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/24/28 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 24, 2019. F2: The total amount of securities beneficially owned includes: (a) 8,456 unrestricted shares; (b) 2,388 unvested restricted stock units granted 7/1/08; (c) 3,333 unvested restricted stock units granted 7/1/09; (d) 2,344 unvested restricted stock units granted 6/30/10; (e) 2,410 unvested restricted stock units granted 6/30/11; (f) 1,682 unvested restricted stock units granted 6/29/12; (g) 1,261 unvested restricted stock units granted 7/1/13; (h) 925 unvested restricted stock units granted 7/1/14; (i) 799 unvested restricted stock units granted 6/29/15; (j) 1,167 unvested restricted stock units granted 6/27/16; (k) 1,042 unvested restricted stock units granted 6/26/17; and (l) the new grant for 1,183 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The new grant is for 1,183 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/24/28 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 24, 2019.
F2: The total amount of securities beneficially owned includes: (a) 8,456 unrestricted shares; (b) 2,388 unvested restricted stock units granted 7/1/08; (c) 3,333 unvested restricted stock units granted 7/1/09; (d) 2,344 unvested restricted stock units granted 6/30/10; (e) 2,410 unvested restricted stock units granted 6/30/11; (f) 1,682 unvested restricted stock units granted 6/29/12; (g) 1,261 unvested restricted stock units granted 7/1/13; (h) 925 unvested restricted stock units granted 7/1/14; (i) 799 unvested restricted stock units granted 6/29/15; (j) 1,167 unvested restricted stock units granted 6/27/16; (k) 1,042 unvested restricted stock units granted 6/26/17; and (l) the new grant for 1,183 restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORTHWESTERN CORP
Report date May 01, 2018 · Filed May 02, 2018
Section 16 reporting ended · disclosed 2018-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,534 |
Reported balance
After 2018-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-01 · Grant · Acquired 190 · Balance 130,534 F1: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
F2: Includes shares acquired from dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2018 Filed Jun 27, 2018 20:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000143 · edgar.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 F1 · kind: The new grant is for 1,183 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/24/28 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 24, 2019. F1 · price: The new grant is for 1,183 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/24/28 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 24, 2019. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 8,456 unrestricted shares; (b) 2,388 unvested restricted stock units granted 7/1/08; (c) 3,333 unvested restricted stock units granted 7/1/09; (d) 2,344 unvested restricted stock units granted 6/30/10; (e) 2,410 unvested restricted stock units granted 6/30/11; (f) 1,682 unvested restricted stock units granted 6/29/12; (g) 1,261 unvested restricted stock units granted 7/1/13; (h) 925 unvested restricted stock units granted 7/1/14; (i) 799 unvested restricted stock units granted 6/29/15; (j) 1,167 unvested restricted stock units granted 6/27/16; (k) 1,042 unvested restricted stock units granted 6/26/17; and (l) the new grant for 1,183 restricted stock units. Read SEC document |
| May 01, 2018 Filed May 2, 2018 12:42 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 190 | $54.94 | $10,438.60 |
DisclosureSEC source: 0000073088-18-000111 · wf-form4_152527926787200.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,534 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 14:04 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 4,325 | $54.34 | $235,020.50 |
DisclosureSEC source: 0000073088-18-000017 · wf-form4_151785745522565.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,031 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 15:01 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 527 | $59.28 | $31,240.56 |
DisclosureSEC source: 0000073088-17-000148 · wf-form4_150973566005258.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,620 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 11:24 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 541 | $57.79 | $31,264.39 |
DisclosureSEC source: 0000073088-17-000124 · wf-form4_150168746278799.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,973 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000152 · edgar.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,807 F1 · kind: The new grant is for 1,042 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 1,042 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 8,456 unrestricted shares; (b) 2,388 unvested restricted stock units granted 7/1/08; (c) 3,333 unvested restricted stock units granted 7/1/09; (d) 2,344 unvested restricted stock units granted 6/30/10; (e) 2,410 unvested restricted stock units granted 6/30/11; (f) 1,682 unvested restricted stock units granted 6/29/12; (g) 1,261 unvested restricted stock units granted 7/1/13; (h) 925 unvested restricted stock units granted 7/1/14; (i) 799 unvested restricted stock units granted 6/29/15; (j) 1,167 unvested restricted stock units granted 6/27/16; and (k) the new grant for 1,042 restricted stock units. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:10 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 522.75 | $59.78 | $31,250.00 |
DisclosureSEC source: 0000073088-17-000094 · wf-form4_149383858809394.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,402 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 17:50 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 4,297 | $57.11 | $245,401.67 |
DisclosureSEC source: 0000073088-17-000021 · wf-form4_148616221285102.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,825 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:49 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 543 | $57.55 | $31,249.65 |
DisclosureSEC source: 0000073088-16-000372 · wf-form4_147811252981776.xml · nonDerivative · entry 1 DRAPER E LINN JR · CIK 0001186296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,076 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.