Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.BFH · Entity 4059 | EVP, CAO, Gen Counsel & Secy | February 17, 2026 | February 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date February 17, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,617 |
Ending reported balance
After 2026-02-18 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-02-17 · Grant · Acquired 8,004 · Balance 131,738 F1: The new grant is for 8,004 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,641 units vesting on 2/17/27, 2,641 units vesting on 2/17/28 and 2,722 units vesting on 2/17/29, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. Row 2 · 2026-02-17 · Grant · Acquired 12,005 · Balance 143,743 F2: The new grant is for 12,005 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/29 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. Row 3 · 2026-02-17 · Grant · Acquired 4,262 · Balance 148,005 F3: Based on an annual return on equity (ROE) performance metric goal for each of 2023, 2024 and 2025, at the conclusion of the three-year period ended December 31, 2025, 121.9% of the original award of 19,457 performance-based restricted stock units granted 3/24/23 were earned, resulting in an additional 4,262 units, for a total of 23,719 units. Row 4 · 2026-02-17 · Tax withholding · Disposed 16,918 · Balance 131,087 F4: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Row 5 · 2026-02-18 · Tax withholding · Disposed 1,470 · Balance 129,617 F4: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The new grant is for 8,004 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,641 units vesting on 2/17/27, 2,641 units vesting on 2/17/28 and 2,722 units vesting on 2/17/29, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.
F2: The new grant is for 12,005 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/29 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.
F3: Based on an annual return on equity (ROE) performance metric goal for each of 2023, 2024 and 2025, at the conclusion of the three-year period ended December 31, 2025, 121.9% of the original award of 19,457 performance-based restricted stock units granted 3/24/23 were earned, resulting in an additional 4,262 units, for a total of 23,719 units.
F4: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2026 Filed Feb 20, 2026 01:30 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 1,470 | $73.74 | $108,397.80 |
DisclosureSEC source: 0001101215-26-000027 · wk-form4_1771551039.xml · nonDerivative · entry 5 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,617 F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 01:30 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 16,918 | $73.05 | $1,235,859.90 |
DisclosureSEC source: 0001101215-26-000027 · wk-form4_1771551039.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,087 F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 01:30 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 4,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-26-000027 · wk-form4_1771551039.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,005 F3 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2023, 2024 and 2025, at the conclusion of the three-year period ended December 31, 2025, 121.9% of the original award of 19,457 performance-based restricted stock units granted 3/24/23 were earned, resulting in an additional 4,262 units, for a total of 23,719 units. F3 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2023, 2024 and 2025, at the conclusion of the three-year period ended December 31, 2025, 121.9% of the original award of 19,457 performance-based restricted stock units granted 3/24/23 were earned, resulting in an additional 4,262 units, for a total of 23,719 units. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 01:30 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 12,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-26-000027 · wk-form4_1771551039.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,743 F2 · kind: The new grant is for 12,005 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/29 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. F2 · price: The new grant is for 12,005 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/29 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 01:30 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 8,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-26-000027 · wk-form4_1771551039.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,738 F1 · kind: The new grant is for 8,004 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,641 units vesting on 2/17/27, 2,641 units vesting on 2/17/28 and 2,722 units vesting on 2/17/29, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. F1 · price: The new grant is for 8,004 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,641 units vesting on 2/17/27, 2,641 units vesting on 2/17/28 and 2,722 units vesting on 2/17/29, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 00:02 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 346 | $73.62 | $25,472.52 |
DisclosureSEC source: 0001101215-25-000207 · wk-form4_1765843372.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,734 F1 · shares: The reported transaction involved the withholding of 346 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. F1 · balance_after: The reported transaction involved the withholding of 346 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. F2 · balance_after: The total number of securities beneficially owned includes: (a) 45,162 unrestricted shares; (b) 4,250 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (c) 19,457 unvested performance-based restricted stock units granted 3/24/23; (d) 9,641 unvested units from an award of 14,949 time-based restricted stock units granted 2/15/24; (e) 22,423 unvested performance-based restricted stock units granted 2/15/24; (f) unvested 8,913 time-based restricted stock units granted 2/18/25; and (g) unvested 13,888 performance-based restricted stock units granted 2/18/25. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:47 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 11,936 | $62.10 | $741,225.60 |
DisclosureSEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,080 F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F5 · balance_after: The total number of securities beneficially owned includes: (a) 45,162 unrestricted shares; (b) 4,250 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (c) 19,457 unvested performance-based restricted stock units granted 3/24/23; (d) 9,641 unvested units from an award of 14,949 time-based restricted stock units granted 2/15/24; (e) 22,423 unvested performance-based restricted stock units granted 2/15/24; (f) the new grant for 9,259 time-based restricted stock units; and (g) the new grant for 13,888 performance-based restricted stock units. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:47 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 2,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,016 F3 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 10,027 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,026 units, for a total of 12,053 units. F3 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 10,027 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,026 units, for a total of 12,053 units. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:47 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 13,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,990 F2 · kind: The new grant is for 13,888 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. F2 · price: The new grant is for 13,888 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:47 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 9,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,102 F1 · kind: The new grant is for 9,259 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,055 units vesting on each of 2/18/26 and 2/18/27 and 3,149 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. F1 · price: The new grant is for 9,259 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,055 units vesting on each of 2/18/26 and 2/18/27 and 3,149 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 557 | $62.87 | $35,018.59 |
DisclosureSEC source: 0001101215-25-000004 · wk-form4_1736543473.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,843 F1 · kind: The reported transaction involved the withholding of 557 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 14,392 previously reported time-based restricted stock units granted 2/15/24, with 4,751 units vesting on each of 2/18/25 and 2/17/26 and 4,890 units vesting on 2/16/27. F1 · balance_after: The reported transaction involved the withholding of 557 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 14,392 previously reported time-based restricted stock units granted 2/15/24, with 4,751 units vesting on each of 2/18/25 and 2/17/26 and 4,890 units vesting on 2/16/27. F2 · balance_after: The total number of securities beneficially owned includes: (a) 33,901 unrestricted shares; (b) 2,273 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (c) 10,027 unvested performance-based restricted stock units granted 2/15/22; (d) 8,370 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (e) 19,457 unvested performance-based restricted stock units granted 3/24/23; (f) 14,392 unvested units from an award of 14,949 time-based restricted stock units granted 2/15/24; and (g) 22,423 unvested performance-based restricted stock units granted 2/15/24. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:12 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 1,525 | $35.61 | $54,305.25 |
DisclosureSEC source: 0001101215-24-000077 · wk-form4_1711570311.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,400 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 33,901 unrestricted shares; (b) 2,273 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (c) 10,027 unvested performance-based restricted stock units granted 2/15/22; (d) 8,370 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (e) 19,457 unvested performance-based restricted stock units granted 3/24/23; (f) 14,949 unvested time-based restricted stock units granted 2/15/24; and (g) 22,423 unvested performance-based restricted stock units granted 2/15/24. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:19 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 8,225 | $37.34 | $307,121.50 |
DisclosureSEC source: 0001101215-24-000049 · wk-form4_1708463967.xml · nonDerivative · entry 5 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,925 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F5 · balance_after: The total number of securities beneficially owned includes: (a) 31,306 unrestricted shares; (b) 2,273 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (c) 10,027 unvested performance-based restricted stock units granted 2/15/22; (d) 12,490 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (e) 19,457 unvested performance-based restricted stock units granted 3/24/23; (f) the new grant for 14,949 time-based restricted stock units; and (g) the new grant for 22,423 performance-based restricted stock units. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:19 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 3,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-24-000049 · wk-form4_1708463967.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,150 F4 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2021, 2022 and 2023, as modified by a relative total stockholder return (rTSR) metric at the conclusion of the three-year period ended December 31, 2023, 130% of the original award of 10,340 performance-based restricted stock units granted 2/16/21 were earned, resulting in an additional 3,102 units, for a total of 13,442 units. F4 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2021, 2022 and 2023, as modified by a relative total stockholder return (rTSR) metric at the conclusion of the three-year period ended December 31, 2023, 130% of the original award of 10,340 performance-based restricted stock units granted 2/16/21 were earned, resulting in an additional 3,102 units, for a total of 13,442 units. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 869 | $37.59 | $32,665.71 |
DisclosureSEC source: 0001101215-24-000049 · wk-form4_1708463967.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,048 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 22,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-24-000049 · wk-form4_1708463967.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,917 F2 · kind: The new grant is for 22,423 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/16/27 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. F2 · price: The new grant is for 22,423 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/16/27 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 14,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-24-000049 · wk-form4_1708463967.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,494 F1 · kind: The new grant is for 14,949 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,933 units vesting on each of 2/18/25 and 2/17/26 and 5,083 units vesting on 2/16/27, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. F1 · price: The new grant is for 14,949 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,933 units vesting on each of 2/18/25 and 2/17/26 and 5,083 units vesting on 2/16/27, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 23:00 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 481 | $33.59 | $16,156.79 |
DisclosureSEC source: 0001101215-23-000223 · wk-form4_1703199615.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,545 F1 · kind: The reported transaction involved the withholding of 481 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 12,490 previously reported time-based restricted stock units granted 3/24/23, with 4,120 units vesting on each of 3/25/24 and 2/18/25 and 4,250 units vesting on 2/17/26. F1 · balance_after: The reported transaction involved the withholding of 481 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 12,490 previously reported time-based restricted stock units granted 3/24/23, with 4,120 units vesting on each of 3/25/24 and 2/18/25 and 4,250 units vesting on 2/17/26. F2 · balance_after: The total number of securities beneficially owned includes: (a) 17,295 unrestricted shares; (b) 7,457 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (c) 10,340 unvested performance-based restricted stock units granted 2/16/21; (d) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (e) 10,027 unvested performance-based restricted stock units granted 2/15/22; (f) 12,490 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; and (g) 19,457 unvested performance-based restricted stock units granted 3/24/23. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 00:31 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 19,457 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-007835 · form4.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,026 F2 · kind: The new grant is for 19,457 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year. F2 · price: The new grant is for 19,457 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. F4 · balance_after: The total number of securities beneficially owned includes: (a) 17,295 unrestricted shares; (b) 7,457 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (c) 10,340 unvested performance-based restricted stock units granted 2/16/21; (d) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (e) 10,027 unvested performance-based restricted stock units granted 2/15/22; (f) the new grant for 12,971 time-based restricted stock units; and (g) the new grant for 19,457 performance-based restricted stock units. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 00:31 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 12,971 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-007835 · form4.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,569 F1 · kind: The new grant is for 12,971 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,280 units vesting on each of 3/25/24 and 2/18/25 and 4,411 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year. F1 · price: The new grant is for 12,971 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,280 units vesting on each of 3/25/24 and 2/18/25 and 4,411 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:45 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 429 | $39.93 | $17,129.97 |
DisclosureSEC source: 0001062993-23-004613 · form4.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,598 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 17,295 unrestricted shares; (b) 7,457 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (c) 10,340 unvested performance-based restricted stock units granted 2/16/21; (d) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; and (e) 10,027 unvested performance-based restricted stock units granted 2/15/22. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 22:58 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 2,850 | $41.19 | $117,391.50 |
DisclosureSEC source: 0001062993-23-004096 · form4.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,027 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 16,635 unrestricted shares; (b) 726 unvested units from an award of 2,037 time-based restricted stock units granted 2/18/20; (c) 363 unvested units from an award of 1,018 performance-based restricted stock units granted 2/18/20; (d) 7,457 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (e) 10,340 unvested performance-based restricted stock units granted 2/16/21; (f) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; and (g) 10,027 unvested performance-based restricted stock units granted 2/15/22. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:58 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | Tax withholdingCommon Stock | 869 | $41.16 | $35,768.04 |
DisclosureSEC source: 0001062993-23-004096 · form4.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,877 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 23:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 417 | $70.45 | $29,377.65 |
DisclosureSEC source: 0001062993-22-005416 · form4.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,746 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 10,908 unrestricted shares; (b) 726 unvested units from an award of 2,037 time-based restricted stock units granted 2/18/20; (c) 363 unvested units from an award of 1,018 performance-based restricted stock units granted 2/18/20; (d) 14,697 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (e) 10,340 unvested performance-based restricted stock units granted 2/16/21; (f) 6,685 unvested time-based restricted stock units granted 2/15/22; and (g) 10,027 unvested performance-based restricted stock units granted 2/15/22. F3 · balance_after: The grant for 4,804 performance-based restricted stock units awarded on 2/18/20 was forfeited due to failure to meet the relative total shareholder return metric for 2020 and 2021. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 22:25 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 2,790 | $72.48 | $202,219.20 |
DisclosureSEC source: 0001062993-22-004792 · form4.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,967 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 10,268 unrestricted shares; (b) 1,431 unvested units from an award of 2,037 time-based restricted stock units granted 2/18/20; (c) 4,804 unvested performance-based restricted stock units granted 2/18/20; (d) 715 unvested units from an award of 1,018 performance-based restricted stock units granted 2/18/20; (e) 14,697 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (f) 10,340 unvested performance-based restricted stock units granted 2/16/21; (g) the new grant for 6,685 time-based restricted stock units; and (h) the new grant for 10,027 performance-based restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:25 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 71 | $71.61 | $5,084.31 |
DisclosureSEC source: 0001062993-22-004792 · form4.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,757 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:25 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 10,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004792 · form4.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,828 F2 · kind: The new grant is for 10,027 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/25 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting date. F2 · price: The new grant is for 10,027 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/25 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:25 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 6,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004792 · form4.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,801 F1 · kind: The new grant is for 6,685 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 2,206 units on each of 2/15/23 and 2/15/24 and on 2,273 units on 2/18/25, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 6,685 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 2,206 units on each of 2/15/23 and 2/15/24 and on 2,273 units on 2/18/25, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:05 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 222 | $84.65 | $18,792.30 |
DisclosureSEC source: 0001062993-21-001839 · form4.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,643 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 5,604 unrestricted shares; (b) 248 unvested units from an award of 728 time-based restricted stock units granted 2/15/19; (c) 1,233 unvested units from an award of 1,839 time-based restricted stock units granted 2/18/20; (d) 4,138 unvested performance-based restricted stock units granted 2/18/20; (e) 616 unvested units from an award of 919 performance-based restricted stock units granted 2/18/20; (f) 18,896 unvested time-based restricted stock units granted 2/16/21; and (g) 8,908 unvested performance-based restricted stock units granted 2/16/21. F3 · balance_after: Based on meeting strategic and operational objectives performance metrics for 2020, 100% of the original award of 919 performance-based restricted stock units granted 2/18/20 were earned. The restrictions will lapse with respect to 303 units on 2/18/22 and with respect to 313 units on 2/18/23, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 160 | $86.31 | $13,809.60 |
DisclosureSEC source: 0001062993-21-001701 · form4.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,865 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 4,917 unrestricted shares; (b) 248 unvested units from an award of 728 time-based restricted stock units granted 2/15/19; (c) 1,839 unvested time-based restricted stock units granted 2/18/20; (d) 4,138 unvested performance-based restricted stock units granted 2/18/20; (e) 919 unvested performance-based restricted stock units granted 2/18/20; (f) the new grant for 18,896 time-based restricted stock units; and (g) the new grant for 8,908 performance-based restricted stock units. F5 · balance_after: The grant for 2,299 performance-based restricted stock units awarded on 2/18/20 was forfeited due to failure to meet the EBT performance metric for 2020. F6 · balance_after: The grant for 1,457 performance-based restricted stock units awarded on 2/15/19 was forfeited due to failure to meet the relative total shareholder return metric for 2019 and 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 8,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-001701 · form4.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,781 F2 · kind: The new grant is for 8,908 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 8,908 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 18,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-001701 · form4.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,873 F1 · kind: The new grant is for 18,896 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 6,234 units on 2/16/22, on 6,236 units on 2/16/23 and on 6,426 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 18,896 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 6,234 units on 2/16/22, on 6,236 units on 2/16/23 and on 6,426 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:19 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 275 | $100.85 | $27,733.75 |
DisclosureSEC source: 0001101215-20-000037 · edgar.xml · nonDerivative · entry 5 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,977 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 4,427 unrestricted shares; (b) 163 unvested units from an award of 479 time-based restricted stock units granted 2/15/18; (c) 247 unvested units from an award of 729 performance-based restricted stock units granted 2/15/18; (d) 488 unvested units from an award of 728 time-based restricted stock units granted 2/15/19; (e) 1,457 unvested performance-based restricted stock units granted 2/15/19; (f) the new grant for 1,839 time-based restricted stock units; (g) the new grant for 2,299 performance-based restricted stock units; (h) the new grant for 4,138 performance-based restricted stock units; and (i) the new grant for 919 performance-based restricted stock units. F7 · balance_after: The grant for 1,457 performance-based restricted stock units awarded on 2/15/19 was forfeited due to failure to meet the EBT performance metric for 2019. F8 · balance_after: The grant for 961 performance-based restricted stock units awarded on 2/15/18 was forfeited due to failure to meet the relative total shareholder return metric for 2018 and 2019. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:19 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000037 · edgar.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,670 F4 · kind: The new grant is for 919 shares of common stock represented by performance-based restricted stock units, which may be adjusted down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting strategic and operational objectives performance metrics for 2020 and subject to continued employment by the Reporting Person on the vesting dates. F4 · price: The new grant is for 919 shares of common stock represented by performance-based restricted stock units, which may be adjusted down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting strategic and operational objectives performance metrics for 2020 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:19 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 4,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000037 · edgar.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,751 F3 · kind: The new grant is for 4,138 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/22 contingent on meeting a relative total shareholder return metric for 2020 and 2021 and subject to continued employment by the Reporting Person on the vesting dates. F3 · price: The new grant is for 4,138 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/22 contingent on meeting a relative total shareholder return metric for 2020 and 2021 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:19 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 2,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000037 · edgar.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,613 F2 · kind: The new grant is for 2,299 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting an EBT metric for 2020 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 2,299 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting an EBT metric for 2020 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:19 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000037 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,314 F1 · kind: The new grant is for 1,839 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 606 units on 2/18/21, on 607 units on 2/18/22 and on 626 units on 2/18/23, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,839 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 606 units on 2/18/21, on 607 units on 2/18/22 and on 626 units on 2/18/23, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 98 | $174.28 | $17,079.44 |
DisclosureSEC source: 0001101215-19-000038 · edgar.xml · nonDerivative · entry 5 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,475 F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F5 · balance_after: The total number of securities beneficially owned includes: (a) 3,681 unrestricted shares; (b) 160 unvested units from an award of 470 time-based restricted stock units granted 2/15/17; (c) 222 unvested units from an award of 656 performance-based restricted stock units granted 2/15/17; (d) 321 unvested units from an award of 479 time-based restricted stock units granted 2/15/18; (e) 488 unvested units from an award of 729 performance-based restricted stock units granted 2/15/18; (f) 961 unvested performance-based restricted stock units granted 2/15/18; (g) the new grant for 728 time-based restricted stock units; (h) the new grant for 1,457 performance-based restricted stock units; and (i) the new grant for 1,457 performance-based restricted stock units. F6 · balance_after: Based on the Company's EBT performance in 2018, 75.8% of the original award of 961 performance-based restricted stock units granted 2/15/18, or 729 units, were earned. The restrictions will lapse with respect to 241 units on 2/18/20 and with respect to 247 units on 2/16/21, subject to continued employment by the Reporting Person on the remaining vesting dates. F7 · balance_after: The grant for 941 performance-based restricted stock units awarded on 2/15/17 was forfeited due to failure to meet the relative total shareholder return metric for 2017 and 2018. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 281 | $171.22 | $48,112.82 |
DisclosureSEC source: 0001101215-19-000038 · edgar.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,746 F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,457 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000038 · edgar.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,027 F3 · kind: The new grant is for 1,457 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/21 contingent on meeting a relative total shareholder return metric for 2019 and 2020 and subject to continued employment by the Reporting Person on the vesting dates. F3 · price: The new grant is for 1,457 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/21 contingent on meeting a relative total shareholder return metric for 2019 and 2020 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,457 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000038 · edgar.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,570 F2 · kind: The new grant is for 1,457 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 1,457 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000038 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 F1 · kind: The new grant is for 728 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 240 units on each of 2/18/20 and 2/16/21 and on 248 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 728 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 240 units on each of 2/18/20 and 2/16/21 and on 248 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 138 | $235.64 | $32,518.32 |
DisclosureSEC source: 0001101215-18-000192 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,385 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 2,514 unrestricted shares; (b) 143 unvested units from an award of 423 time-based restricted stock units granted 2/16/16; (c) 256 unvested units from an award of 755 performance-based restricted stock units granted 2/16/16; (d) 315 unvested units from an award of 470 time-based restricted stock units granted 2/15/17; (e) 439 unvested units from an award of 656 performance-based restricted stock units granted 2/15/17; (f) 941 unvested performance-based restricted stock units granted 2/15/17; (g) 376 unvested units from an award of 753 performance-based restricted stock units granted 2/15/17; (h) 479 unvested time-based restricted stock units granted 2/15/18; (i) 961 unvested performance-based restricted stock units granted 2/15/18; and (j) 961 unvested performance-based restricted stock units granted 2/15/18. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:07 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 96 | $243.50 | $23,376.00 |
DisclosureSEC source: 0001101215-18-000059 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,523 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 2,087 unrestricted shares; (b) 565 unvested units from an award of 1,661 time-based restricted stock units granted 8/17/15; (c) 143 unvested units from an award of 423 time-based restricted stock units granted 2/16/16; (d) 256 unvested units from an award of 755 performance-based restricted stock units granted 2/16/16; (e) 315 unvested units from an award of 470 time-based restricted stock units granted 2/15/17; (f) 439 unvested units from an award of 656 performance-based restricted stock units granted 2/15/17; (g) 941 unvested performance-based restricted stock units granted 2/15/17; (h) 376 unvested units from an award of 753 performance-based restricted stock units granted 2/15/17; (i) 479 unvested time-based restricted stock units granted 2/15/18; (j) 961 unvested performance-based restricted stock units granted 2/15/18; and (k) 961 unvested performance-based restricted stock units granted 2/15/18. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 183 | $243.99 | $44,650.17 |
DisclosureSEC source: 0001101215-18-000045 · edgar.xml · nonDerivative · entry 5 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,619 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 1,793 unrestricted shares; (b) 565 unvested units from an award of 1,661 time-based restricted stock units granted 8/17/15; (c) 283 unvested units from an award of 423 time-based restricted stock units granted 2/16/16; (d) 506 unvested units from an award of 755 performance-based restricted stock units granted 2/16/16; (e) 315 unvested units from an award of 470 time-based restricted stock units granted 2/15/17; (f) 439 unvested units from an award of 656 performance-based restricted stock units granted 2/15/17; (g) 941 unvested performance-based restricted stock units granted 2/15/17; (h) 376 unvested units from an award of 753 performance-based restricted stock units granted 2/15/17; (i) the new grant for 479 time-based restricted stock units; (j) the new grant for 961 performance-based restricted stock units; and (k) the new grant for 961 performance-based restricted stock units. F7 · balance_after: Based on the Company's EBT performance in 2017, 69.7% of the original award of 941 performance-based restricted stock units granted 2/15/17, or 656 units, were earned. The restrictions will lapse with respect to 217 units on 2/15/19 and with respect to 222 units on 2/18/20, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000045 · edgar.xml · nonDerivative · entry 4 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,087 F4 · kind: Based on the Company's EBT performance in 2017, 150% of the original award of 502 performance-based restricted stock units granted 2/15/17 were earned, resulting in an additional 251 units, for a total of 753 units. The restrictions will lapse with respect to 376 units on 2/15/19, subject to continued employment by the Reporting Person on the remaining vesting dates. F4 · price: Based on the Company's EBT performance in 2017, 150% of the original award of 502 performance-based restricted stock units granted 2/15/17 were earned, resulting in an additional 251 units, for a total of 753 units. The restrictions will lapse with respect to 376 units on 2/15/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000045 · edgar.xml · nonDerivative · entry 3 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,836 F3 · kind: The new grant is for 961 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/20 contingent on meeting a relative total shareholder return metric for 2018 and 2019 and subject to continued employment by the Reporting Person on the vesting dates. F3 · price: The new grant is for 961 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/20 contingent on meeting a relative total shareholder return metric for 2018 and 2019 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000045 · edgar.xml · nonDerivative · entry 2 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 F2 · kind: The new grant is for 961 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 961 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000045 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,914 F1 · kind: The new grant is for 479 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 158 units on each of 2/15/19 and 2/18/20 and on 163 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 479 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 158 units on each of 2/15/19 and 2/18/20 and on 163 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 150 | $226.17 | $33,925.50 |
DisclosureSEC source: 0001101215-17-000188 · edgar.xml · nonDerivative · entry 1 Motes Joseph L III · CIK 0001648042 · SVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 1,227 unrestricted shares; (b) 565 unvested units from an award of 1,661 time-based restricted stock units granted 8/17/15; (c) 283 unvested units from an award of 423 time-based restricted stock units granted 2/16/16; (d) 506 unvested units from an award of 755 performance-based restricted stock units granted 2/16/16; (e) 470 unvested time-based restricted stock units granted 2/15/17; (f) 941 unvested performance-based restricted stock units granted 2/15/17; (g) 941 unvested performance-based restricted stock units granted 2/15/17; and (h) 502 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.