Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.ADS · Entity 4059 | SVP, Chief Acctg. Officer | October 22, 2021 | October 26, 2021 |
| Loyalty Ventures Inc.LYLTQ · Entity 112685 | SVP, Chief Accounting Officer | June 02, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date October 22, 2021 · Filed October 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,249 |
Reported balance
After 2021-10-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-22 · Tax withholding · Disposed 275 · Balance 38,249 F1: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2: In connection with the planned spinoff of Loyalty Ventures Inc. from Alliance Data Systems Corporation, expected to be completed after market close on November 5, 2021, Ms. Santillan will be joining the executive team of Loyalty Ventures Inc. Certain of Ms. Santillan's outstanding equity awards have been accelerated effective October 22, 2021 and the remainder will be forfeited and replaced in equivalent value by Loyalty Ventures Inc. at a future date, consistent with the terms of the Employee Matters Agreement described in, and filed on, Form 10-12B/A by Loyalty Ventures Inc. F3: The total number of securities beneficially owned includes: (a) 22,193 unrestricted shares; (b) 400 shares held in an IRA account; (c) 9,785 unvested time-based restricted stock units granted 2/16/21; and (d) 5,871 unvested performance-based restricted stock units granted 2/16/21. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
F2: In connection with the planned spinoff of Loyalty Ventures Inc. from Alliance Data Systems Corporation, expected to be completed after market close on November 5, 2021, Ms. Santillan will be joining the executive team of Loyalty Ventures Inc. Certain of Ms. Santillan's outstanding equity awards have been accelerated effective October 22, 2021 and the remainder will be forfeited and replaced in equivalent value by Loyalty Ventures Inc. at a future date, consistent with the terms of the Employee Matters Agreement described in, and filed on, Form 10-12B/A by Loyalty Ventures Inc.
F3: The total number of securities beneficially owned includes: (a) 22,193 unrestricted shares; (b) 400 shares held in an IRA account; (c) 9,785 unvested time-based restricted stock units granted 2/16/21; and (d) 5,871 unvested performance-based restricted stock units granted 2/16/21.
Loyalty Ventures Inc.
Report date June 02, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-02 · Other · Disposed 21,642 · Balance 19,342 F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Row 2 · 2023-06-02 · Other · Disposed 19,342 · Balance 0 F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan.
F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 5, 2023 08:32 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 19,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012843 · form4.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 08:32 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 21,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012843 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,342 F1 · kind: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 16:10 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 704 | $1.75 | $1,232.00 |
DisclosureSEC source: 0001062993-23-004033 · form4.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,984 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The grant for 8,926 performance-based restricted stock units awarded on 2/15/2022 was forfeited due to failure to meet the performance metric. F3 · balance_after: The total number of securities beneficially owned includes: (a) 21,642 unrestricted shares; (b) 5,256 unvested units from an award of 5,256 time-based restricted stock units granted 12/7/21; (c) 2,980 unvested units from an award of 8,761 time-based restricted stock units granted 12/7/21; and (d) 11,106 unvested units from an award of 16,576 time-based restricted stock units granted 2/15/22. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:10 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 1,332 | $1.71 | $2,277.72 |
DisclosureSEC source: 0001062993-23-004033 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,614 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| May 03, 2022 Filed May 5, 2022 16:14 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 4,166 | $11.47 | $47,784.02 |
DisclosureSEC source: 0001062993-22-011643 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,946 F1 · balance_after: The total number of securities beneficially owned includes: (a) 15,317 unrestricted shares; (b) 5,256 unvested units from an award of 5,256 time-based restricted stock units granted 12/7/21; (c) 5,871 unvested units from an award of 8,761 time-based restricted stock units granted 12/7/21; (d) 16,576 unvested units from an award of 16,576 time-based restricted stock units granted 12/7/21; and (e) 8,926 unvested units from an award of 8,926 performance-based restricted stock units granted 2/15/22. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 16:16 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 776 | $24.68 | $19,151.68 |
DisclosureSEC source: 0001062993-22-004719 · form4.xml · nonDerivative · entry 3 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,780 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 11,151 unrestricted shares; (b) 5,256 unvested units from an award of 5,256 time-based restricted stock units granted 12/7/21; (c) 5,871 unvested time-based restricted stock units from an award of 8,761 time-based restricted stock units granted 12/7/21; (d) the new grant for 16,576 time-based restricted stock units; and (e) the new grant for 8,926 performance-based restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:16 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 8,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004719 · form4.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,556 F2 · kind: The new grant is for 8,926 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down from 0% to 150% at the time the performance restriction lapses, contingent on meeting a predetermined 2022 consolidated adjusted EBITDA performance measure. Further time restrictions may lapse with respect to 33% of such shares on each of 2/15/23 and 2/15/24 and with respect to 34% of such shares on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. F2 · price: The new grant is for 8,926 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down from 0% to 150% at the time the performance restriction lapses, contingent on meeting a predetermined 2022 consolidated adjusted EBITDA performance measure. Further time restrictions may lapse with respect to 33% of such shares on each of 2/15/23 and 2/15/24 and with respect to 34% of such shares on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:16 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 16,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004719 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,630 F1 · kind: The new grant is for 16,576 shares of common stock represented by time-based restricted stock units. The time restrictions may lapse on 5,470 units on 2/15/23, on 5,470 units on 2/15/24 and on 5,636 units on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. F1 · price: The new grant is for 16,576 shares of common stock represented by time-based restricted stock units. The time restrictions may lapse on 5,470 units on 2/15/23, on 5,470 units on 2/15/24 and on 5,636 units on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. Read SEC document |
| December 07, 2021 Filed Dec 7, 2021 16:13 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 8,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012310 · form4.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,054 F3 · kind: The award for 8,761 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on 2,890 units on 2/16/2022, on 2,891 units on 2/16/2023 and on 2,980 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting dates. F3 · price: The award for 8,761 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on 2,890 units on 2/16/2022, on 2,891 units on 2/16/2023 and on 2,980 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting dates. F4 · balance_after: The total number of securities beneficially owned includes: (a) 9,037 unrestricted shares; (b) the replacement grant for 5,256 time-based restricted stock units; and (c) the replacement grant for 8,761 time-based restricted stock units. Read SEC document |
| December 07, 2021 Filed Dec 7, 2021 16:13 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 5,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012310 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,293 F1 · kind: The award for 5,256 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on all 5,256 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F1 · price: The award for 5,256 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on all 5,256 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F2 · balance_after: The total number of securities beneficially owned includes 9,037 unrestricted shares resulting from the spinoff distribution by Alliance Data Systems Corporation on November 5, 2021. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:05 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 275 | $97.00 | $26,675.00 |
DisclosureSEC source: 0001062993-21-009870 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,249 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · kind: In connection with the planned spinoff of Loyalty Ventures Inc. from Alliance Data Systems Corporation, expected to be completed after market close on November 5, 2021, Ms. Santillan will be joining the executive team of Loyalty Ventures Inc. Certain of Ms. Santillan's outstanding equity awards have been accelerated effective October 22, 2021 and the remainder will be forfeited and replaced in equivalent value by Loyalty Ventures Inc. at a future date, consistent with the terms of the Employee Matters Agreement described in, and filed on, Form 10-12B/A by Loyalty Ventures Inc. F3 · balance_after: The total number of securities beneficially owned includes: (a) 22,193 unrestricted shares; (b) 400 shares held in an IRA account; (c) 9,785 unvested time-based restricted stock units granted 2/16/21; and (d) 5,871 unvested performance-based restricted stock units granted 2/16/21. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:02 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 1,162 | $125.00 | $145,250.00 |
DisclosureSEC source: 0001062993-21-004253 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,524 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021. F2 · balance_after: The total number of securities beneficially owned includes: (a) 21,345 unrestricted shares; (b) 400 shares held in an IRA account; (c) 260 unvested units from an award of 762 time-based restricted stock units granted 2/15/19; (d) 863 unvested units from an award of 1,288 time-based restricted stock units granted 2/18/20; (e) 9,785 unvested time-based restricted stock units granted 2/16/21; and (f) 5,871 unvested performance-based restricted stock units granted 2/16/21. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 1,703 | $100.00 | $170,300.00 |
DisclosureSEC source: 0001062993-21-002160 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,686 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021. F2 · balance_after: The total number of securities beneficially owned includes: (a) 22,507 unrestricted shares; (b) 400 shares held in an IRA account; (c) 260 unvested units from an award of 762 time-based restricted stock units granted 2/15/19; (d) 863 unvested units from an award of 1,288 time-based restricted stock units granted 2/18/20; (e) 9,785 unvested time-based restricted stock units granted 2/16/21; and (f) 5,871 unvested performance-based restricted stock units granted 2/16/21. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 104 | $84.65 | $8,803.60 |
DisclosureSEC source: 0001062993-21-001840 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,389 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 24,210 unrestricted shares; (b) 400 shares held in an IRA account; (c) 260 unvested units from an award of 762 time-based restricted stock units granted 2/15/19; (d) 863 unvested units from an award of 1,288 time-based restricted stock units granted 2/18/20; (e) 9,785 unvested time-based restricted stock units granted 2/16/21; and (f) 5,871 unvested performance-based restricted stock units granted 2/16/21. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 141 | $86.31 | $12,169.71 |
DisclosureSEC source: 0001062993-21-001702 · form4.xml · nonDerivative · entry 3 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,493 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 23,889 unrestricted shares; (b) 400 shares held in an IRA account; (c) 260 unvested units from an award of 762 time-based restricted stock units granted 2/15/19; (d) 1,288 unvested time-based restricted stock units granted 2/18/20; (e) the new grant for 9,785 time-based restricted stock units; and (f) the new grant for 5,871 performance-based restricted stock units. F5 · balance_after: The grant for 5,149 performance-based restricted stock units awarded on 2/18/20 was forfeited due to failure to meet the EBT performance metric for 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 5,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-001702 · form4.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,783 F2 · kind: The new grant is for 5,871 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 5,871 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 9,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-001702 · form4.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,912 F1 · kind: The new grant is for 9,785 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,228 units on 2/16/22, on 3,229 units on 2/16/23 and on 3,328 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 9,785 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,228 units on 2/16/22, on 3,229 units on 2/16/23 and on 3,328 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 20:17 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | PurchaseCommon Stock | 2,000 | $22.50 | $45,000.00 |
DisclosureSEC source: 0001101215-20-000059 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,127 F1 · balance_after: The total number of securities beneficially owned includes: (a) 23,013 unrestricted shares; (b) 400 shares held in an IRA account; (c) 190 unvested units from an award of 557 time-based restricted stock units granted 2/15/18; (d) 576 unvested units from an award of 1,692 performance-based restricted stock units granted 2/15/18; (e) 511 unvested units from an award of 762 time-based restricted stock units granted 2/15/19; (f) 1,288 unvested time-based restricted stock units granted 2/18/20; and (g) 5,149 unvested performance-based restricted stock units granted 2/18/20. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 20:17 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | PurchaseCommon Stock | 1,000 | $22.80 | $22,800.00 |
DisclosureSEC source: 0001101215-20-000059 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,127 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:20 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 242 | $100.85 | $24,405.70 |
DisclosureSEC source: 0001101215-20-000038 · edgar.xml · nonDerivative · entry 3 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,127 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 20,013 unrestricted shares; (b) 400 shares held in an IRA account; (c) 190 unvested units from an award of 557 time-based restricted stock units granted 2/15/18; (d) 576 unvested units from an award of 1,692 performance-based restricted stock units granted 2/15/18; (e) 511 unvested units from an award of 762 time-based restricted stock units granted 2/15/19; (f) the new grant for 1,288 time-based restricted stock units; and (g) the new grant for 5,149 performance-based restricted stock units. F5 · balance_after: The grant for 3,048 performance-based restricted stock units awarded on 2/15/19 was forfeited due to failure to meet the EBT performance metric for 2019. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:20 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 5,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000038 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,417 F2 · kind: The new grant is for 5,149 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting an EBT metric for 2020 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 5,149 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting an EBT metric for 2020 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:20 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000038 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,268 F1 · kind: The new grant is for 1,288 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 425 units on each of 2/18/21 and 2/18/22 and on 438 units on 2/18/23, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,288 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 425 units on each of 2/18/21 and 2/18/22 and on 438 units on 2/18/23, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 156 | $174.28 | $27,187.68 |
DisclosureSEC source: 0001101215-19-000040 · edgar.xml · nonDerivative · entry 4 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,980 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 18,674 unrestricted shares; (b) 400 shares held in an IRA account; (c) 155 unvested units from an award of 455 time-based restricted stock units granted 2/15/17; (d) 433 unvested units from an award of 1,272 performance-based restricted stock units granted 2/15/17; (e) 374 unvested units from an award of 557 time-based restricted stock units granted 2/15/18; (f) 1,134 unvested units from an award of 1,692 performance-based restricted stock units granted 2/15/18; (g) the new grant for 762 time-based restricted stock units; and (h) the new grant for 3,048 performance-based restricted stock units. F5 · balance_after: Based on the Company's EBT performance in 2018, 75.8% of the original award of 2,231 performance-based restricted stock units granted 2/15/18, or 1,692 units, were earned. The restrictions will lapse with respect to 558 units on 2/18/20 and with respect to 576 units on 2/16/21, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 318 | $171.22 | $54,447.96 |
DisclosureSEC source: 0001101215-19-000040 · edgar.xml · nonDerivative · entry 3 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,675 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000040 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,993 F2 · kind: The new grant is for 3,048 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 3,048 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/20 and 2/16/21 and with respect to 34% of such shares on 2/15/22 contingent on meeting an EBT metric for 2019 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:11 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000040 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,945 F1 · kind: The new grant is for 762 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 251 units on each of 2/18/20 and 2/16/21 and on 260 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 762 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 251 units on each of 2/18/20 and 2/16/21 and on 260 units on 2/15/22, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:08 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 139 | $246.52 | $34,266.28 |
DisclosureSEC source: 0001101215-18-000061 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,183 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 17,202 unrestricted shares; (b) 400 shares held in an IRA account; (c) 138 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (d) 497 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (e) 305 unvested units from an award of 455 time-based restricted stock units granted 2/15/17; (f) 853 unvested units from an award of 1,272 performance-based restricted stock units granted 2/15/17; (g) 557 unvested time-based restricted stock units granted 2/15/18; and (h) 2,231 unvested performance-based restricted stock units granted 2/15/18. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:08 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 152 | $243.50 | $37,012.00 |
DisclosureSEC source: 0001101215-18-000061 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,322 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 139 | $243.99 | $33,914.61 |
DisclosureSEC source: 0001101215-18-000047 · edgar.xml · nonDerivative · entry 3 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,474 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 16,308 unrestricted shares; (b) 400 shares held in an IRA account; (c) 113 unvested units from an award of 331 time-based restricted stock units granted 2/17/15; (d) 452 unvested units from an award of 1,327 performance-based restricted stock units granted 2/17/15; (e) 274 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (f) 981 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (g) 305 unvested units from an award of 455 time-based restricted stock units granted 2/15/17; (h) 853 unvested units from an award of 1,272 performance-based restricted stock units granted 2/15/17; (i) the new grant for 557 time-based restricted stock units; and (j) the new grant for 2,231 performance-based restricted stock units. F5 · balance_after: Based on the Company's EBT performance in 2017, 69.7% of the original award of 1,824 performance-based restricted stock units granted 2/15/17, or 1,272 units, were earned. The restrictions will lapse with respect to 420 units on 2/15/19 and with respect to 433 units on 2/18/20, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 2,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000047 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,165 F2 · kind: The new grant is for 2,231 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 2,231 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000047 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,934 F1 · kind: The new grant is for 557 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 183 units on 2/15/19, on 184 units on 2/18/20 and on 190 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 557 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 183 units on 2/15/19, on 184 units on 2/18/20 and on 190 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 2,784 | $246.43 | $686,069.47 |
DisclosureSEC source: 0001101215-17-000065 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.32 to $246.44, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes: (a) 15,878 unrestricted shares; (b) 400 shares held in an IRA account; (c) 113 unvested units from an award of 331 time-based restricted stock units granted 2/17/15; (d) 452 unvested units from an award of 1,327 performance-based restricted stock units granted 2/17/15; (e) 274 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (f) 981 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (g) 455 unvested time-based restricted stock units granted 2/15/17; and (h) 1,824 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:08 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 211 | $235.40 | $49,669.40 |
DisclosureSEC source: 0001101215-17-000058 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,161 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 18,662 unrestricted shares; (b) 400 shares held in an IRA account; (c) 113 unvested units from an award of 331 time-based restricted stock units granted 2/17/15; (d) 452 unvested units from an award of 1,327 performance-based restricted stock units granted 2/17/15; (e) 274 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (f) 981 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (g) 455 unvested time-based restricted stock units granted 2/15/17; and (h) 1,824 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:08 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 150 | $232.69 | $34,903.50 |
DisclosureSEC source: 0001101215-17-000058 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,372 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:18 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 171 | $230.95 | $39,492.45 |
DisclosureSEC source: 0001101215-17-000050 · edgar.xml · nonDerivative · entry 3 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,522 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 17,707 unrestricted shares; (b) 400 shares held in an IRA account; (c) 120 unvested units from an award of 352 time-based restricted stock units granted 2/18/14; (d) 649 unvested units from an award of 1,908 performance-based restricted stock units granted 2/18/14; (e) 222 unvested units from an award of 331 time-based restricted stock units granted 2/17/15; (f) 890 unvested units from an award of 1,327 performance-based restricted stock units granted 2/17/15; (g) 274 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (h) 981 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (i) the new grant for 455 time-based restricted stock units; and (j) the new grant for 1,824 performance-based restricted stock units. F5 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout of the original award of 1,644 performance-based restricted stock units granted 2/16/16, and 1,464 units were earned. The restrictions will lapse with respect to 484 units on 2/16/18 and with respect to 497 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:18 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000050 · edgar.xml · nonDerivative · entry 2 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,873 F2 · kind: The new grant is for 1,824 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 1,824 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:18 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000050 · edgar.xml · nonDerivative · entry 1 Santillan Laura · CIK 0001485473 · SVP, Chief Acctg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,049 F1 · kind: The new grant is for 455 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 150 units on each of 2/15/18 and 2/15/19 and on 155 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 455 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 150 units on each of 2/15/18 and 2/15/19 and on 155 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.