person · Reporting owner

BALLOU ROGER H

Disclosed activity across 4 companies

Tapewire entity: 51262
SEC CIK: 0001158369

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BREAD FINANCIAL HOLDINGS, INC.BFH · Entity 4059	Director	April 24, 2026	April 27, 2026
RCM TECHNOLOGIES, INC.RCMT · Entity 5951	Director	December 14, 2022	December 16, 2022
UNIVEST FINANCIAL CorpUVSP · Entity 4881	Director	January 31, 2023	February 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BREAD FINANCIAL HOLDINGS, INC.

Report date April 24, 2026 · Filed April 27, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	30,079	Reported balance After 2026-04-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-04-24 · Sale · Disposed 9,687 · Balance 30,079 F1: The total amount of securities beneficially owned includes: (a) 11,626 unrestricted shares; (b) 699 unvested restricted stock units granted 6/27/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; (h) 2,650 unvested restricted stock units granted 6/15/22; (i) 4,932 unvested restricted stock units granted 6/15/23; and (j) 2,802 unvested restricted stock units granted 6/16/25.

Filing footnotes · ownership attribution and instrument terms

F1: The total amount of securities beneficially owned includes: (a) 11,626 unrestricted shares; (b) 699 unvested restricted stock units granted 6/27/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; (h) 2,650 unvested restricted stock units granted 6/15/22; (i) 4,932 unvested restricted stock units granted 6/15/23; and (j) 2,802 unvested restricted stock units granted 6/16/25.

RCM TECHNOLOGIES, INC.

Report date December 14, 2022 · Filed December 16, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	98,585	Reported balance After 2022-12-14 transaction · row 1 1 source row Row 1 · 2022-12-14 · Sale · Disposed 7,674 · Balance 98,585 F1: Represents the weighted average of a range of sale prices from $14.90 to $15.05. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average of a range of sale prices from $14.90 to $15.05. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

UNIVEST FINANCIAL Corp

Report date January 31, 2023 · Filed February 02, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
CommonSEC Table I · non-derivative	Direct	11,252.8004	Reported balance After 2023-01-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-01-31 · Exercise / conversion · Acquired 1,448 · Balance 11,252.8004 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2: INCLUDES 504.8004 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-31	Direct	0	Reported balance After 2023-01-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-01-31 · Exercise / conversion · Disposed 1,448 · Balance 0 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F3: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-01-31	Direct	1,290	Reported balance After 2023-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-01-31 · Grant · Acquired 1,290 · Balance 1,290 F4: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Filing footnotes · ownership attribution and instrument terms

F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2: INCLUDES 504.8004 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

F3: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Loyalty Ventures Inc.

Report date November 05, 2022 · Filed November 08, 2022

Section 16 reporting ended · disclosed 2022-11-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	13,733	Reported balance After 2022-11-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-11-05 · Disposition to issuer · Disposed 24,039 · Balance 13,733 F1: On November 5, 2022, Roger H. Ballou resigned from the board of directors of Loyalty Ventures Inc. Pursuant to the 2021 Omnibus Incentive Plan and the provisions of each time-based restricted stock unit grant agreement, all unvested time-based restricted stock units were forfeited upon Mr. Ballou's resignation. F2: The total number of securities beneficially owned includes 13,733 unrestricted shares.

Filing footnotes · ownership attribution and instrument terms

F1: On November 5, 2022, Roger H. Ballou resigned from the board of directors of Loyalty Ventures Inc. Pursuant to the 2021 Omnibus Incentive Plan and the provisions of each time-based restricted stock unit grant agreement, all unvested time-based restricted stock units were forfeited upon Mr. Ballou's resignation.

F2: The total number of securities beneficially owned includes 13,733 unrestricted shares.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 24, 2026 Filed Apr 27, 2026 23:48 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	SaleCommon Stock	9,687	$90.32	$874,929.84	Disclosure SEC source: 0001158369-26-000004 · wk-form4_1777333707.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,079 F1 · balance_after: The total amount of securities beneficially owned includes: (a) 11,626 unrestricted shares; (b) 699 unvested restricted stock units granted 6/27/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; (h) 2,650 unvested restricted stock units granted 6/15/22; (i) 4,932 unvested restricted stock units granted 6/15/23; and (j) 2,802 unvested restricted stock units granted 6/16/25. Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:40 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	GiftCommon Stock	1,351	$0.00	$0.00	Disclosure SEC source: 0001158369-26-000002 · wk-form4_1771623627.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,766 F1 · balance_after: Mr. Ballou transferred 1,351 shares as a gift for charitable purposes. Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:11 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	GrantCommon Stock	2,802	Not disclosed	Not disclosed	Disclosure SEC source: 0001101215-25-000120 · wk-form4_1750284685.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,117 F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026. F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 18,705 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 699 unvested restricted stock units granted 6/27/16; (d) 655 unvested restricted stock units granted 6/26/17; (e) 761 unvested restricted stock units granted 6/25/18; (f) 1,114 unvested restricted stock units granted 6/24/19; (g) 3,432 unvested restricted stock units granted 6/22/20; (h) 1,408 unvested restricted stock units granted 6/15/21; (i) 2,650 unvested restricted stock units granted 6/15/22; (j) 4,932 unvested restricted stock units granted 6/15/23; (k) 3,473 unvested restricted stock units granted 6/17/24; and (l) the new grant for 2,802 restricted stock units. Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:06 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	GrantCommon Stock	3,473	Not disclosed	Not disclosed	Disclosure SEC source: 0001101215-24-000150 · wk-form4_1718913978.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,315 F1 · kind: The new grant is for 3,473 shares of common stock represented by restricted stock units, which will vest on June 17, 2025. F1 · price: The new grant is for 3,473 shares of common stock represented by restricted stock units, which will vest on June 17, 2025. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 18,137 unrestricted shares; (b) 568 unvested restricted stock units granted 7/1/14; (c) 486 unvested restricted stock units granted 6/29/15; (d) 699 unvested restricted stock units granted 6/27/16; (e) 655 unvested restricted stock units granted 6/26/17; (f) 761 unvested restricted stock units granted 6/25/18; (g) 1,114 unvested restricted stock units granted 6/24/19; (h) 3,432 unvested restricted stock units granted 6/22/20; (i) 1,408 unvested restricted stock units granted 6/15/21; (j) 2,650 unvested restricted stock units granted 6/15/22; (k) 4,932 unvested restricted stock units granted 6/15/23; and (l) the new grant for 3,473 restricted stock units. Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:24 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	PurchaseCommon Stock	2,400	$41.78	$100,272.00	Disclosure SEC source: 0001101215-23-000155 · wk-form4_1690921432.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,842 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $41.69 to $41.88, inclusive. The reporting person undertakes to provide to Bread Financial Holdings, Inc., any security holder of Bread Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 18,137 unrestricted shares; (b) 568 unvested restricted stock units granted 7/1/14; (c) 486 unvested restricted stock units granted 6/29/15; (d) 699 unvested restricted stock units granted 6/27/16; (e) 655 unvested restricted stock units granted 6/26/17; (f) 761 unvested restricted stock units granted 6/25/18; (g) 1,114 unvested restricted stock units granted 6/24/19; (h) 3,432 unvested restricted stock units granted 6/22/20; (i) 1,408 unvested restricted stock units granted 6/15/21; (j) 2,650 unvested restricted stock units granted 6/15/22; and (k) 4,932 unvested restricted stock units granted 6/15/23. Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:14 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	GrantCommon Stock	4,932	Not disclosed	Not disclosed	Disclosure SEC source: 0001101215-23-000123 · wk-form4_1687292069.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,442 F1 · kind: The new grant is for 4,932 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2024. F1 · price: The new grant is for 4,932 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2024. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 14,948 unrestricted shares; (b) 789 unvested restricted stock units granted 7/1/13; (c) 568 unvested restricted stock units granted 7/1/14; (d) 486 unvested restricted stock units granted 6/29/15; (e) 699 unvested restricted stock units granted 6/27/16; (f) 655 unvested restricted stock units granted 6/26/17; (g) 761 unvested restricted stock units granted 6/25/18; (h) 1,114 unvested restricted stock units granted 6/24/19; (i) 3,432 unvested restricted stock units granted 6/22/20; (j) 1,408 unvested restricted stock units granted 6/15/21; (k) 2,650 unvested restricted stock units granted 6/15/22; and (l) the new grant for 4,932 restricted stock units. Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:12 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	GrantRestricted Stock Units · Derivative	1,290	$0.00	$0.00	Disclosure SEC source: 0001158369-23-000004 · wf-form4_167536871151418.xml · derivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290 Underlying: Common · 1,290 shares Expires 2025-01-31 F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:12 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	Exercise / conversionRestricted Stock Units · Derivative	1,448	$0.00	$0.00	Disclosure SEC source: 0001158369-23-000004 · wf-form4_167536871151418.xml · derivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,448 shares Expires 2023-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:12 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	Exercise / conversionCommon	1,448	$0.00	$0.00	Disclosure SEC source: 0001158369-23-000004 · wf-form4_167536871151418.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,252.8004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 504.8004 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:20 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	7,674	$14.95	$114,726.30	Disclosure SEC source: 0001567619-22-021719 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,585 F1 · price: Represents the weighted average of a range of sale prices from $14.90 to $15.05. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:15 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	9,800	$15.26	$149,548.00	Disclosure SEC source: 0001567619-22-021272 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,259 F2 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F1 · price: Represents the weighted average of a range of sale prices from $15.10 to $15.55. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 29, 2022 Filed Nov 30, 2022 22:32 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	1,400	$15.02	$21,028.00	Disclosure SEC source: 0001567619-22-021058 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,059 F3 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F2 · price: Represents the weighted average of a range of sale prices from $15.00 to $15.12. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:32 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	6,433	$15.34	$98,682.22	Disclosure SEC source: 0001567619-22-021058 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,459 F3 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F1 · price: Represents the weighted average of a range of sale prices from $15.27 to $15.44. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 22, 2022 Filed Nov 23, 2022 23:17 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	2,000	$15.28	$30,560.00	Disclosure SEC source: 0001567619-22-020873 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,892 F2 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F1 · price: Represents the weighted average of a range of sale prices from $15.25 to $15.30. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 18, 2022 Filed Nov 18, 2022 22:14 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	11,458	$15.71	$180,005.18	Disclosure SEC source: 0001567619-22-020631 · doc1.xml · nonDerivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,892 F4 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F3 · price: Represents the weighted average of a range of sale prices from $15.60 to $15.80. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 17, 2022 Filed Nov 18, 2022 22:14 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	3,132	$15.62	$48,921.84	Disclosure SEC source: 0001567619-22-020631 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,350 F4 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F2 · price: Represents the weighted average of a range of sale prices from $15.60 to $15.66. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:14 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	5,600	$15.89	$88,984.00	Disclosure SEC source: 0001567619-22-020631 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,482 F4 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F1 · price: Represents the weighted average of a range of sale prices from $15.76 to $16.08. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:29 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	13,300	$15.79	$210,007.00	Disclosure SEC source: 0001567619-22-020457 · doc1.xml · nonDerivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,082 F4 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F3 · price: Represents the weighted average of a range of sale prices from $15.75 to $15.92. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:29 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	11,087	$15.83	$175,507.21	Disclosure SEC source: 0001567619-22-020457 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,382 F4 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F2 · price: Represents the weighted average of a range of sale prices from $15.75 to $16.28. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:29 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	12,113	$16.02	$194,050.26	Disclosure SEC source: 0001567619-22-020457 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,469 F4 · kind: Mr. Ballou will not stand for reelection following the completion of his term at our upcoming annual meeting. F1 · price: Represents the weighted average of a range of sale prices from $15.75 to $16.62. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:32 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	SaleCommon	2,268	$27.61	$62,626.06	Disclosure SEC source: 0001158369-22-000006 · wf-form4_166813393113097.xml · nonDerivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint Disclosed balance after: 0 Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:32 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	SaleCommon	7,803	$27.61	$215,463.46	Disclosure SEC source: 0001158369-22-000006 · wf-form4_166813393113097.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Trust Disclosed balance after: 0 Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:32 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	SaleCommon	4,608	$27.61	$127,240.24	Disclosure SEC source: 0001158369-22-000006 · wf-form4_166813393113097.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765.9253 F1 · balance_after: INCLUDES 465.9253 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:34 UTC	Loyalty Ventures Inc. LYLT · Entity 112685	Disposition to issuerCommon Stock	24,039	$0.00	$0.00	Disclosure SEC source: 0001062993-22-021712 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,733 F1 · kind: On November 5, 2022, Roger H. Ballou resigned from the board of directors of Loyalty Ventures Inc. Pursuant to the 2021 Omnibus Incentive Plan and the provisions of each time-based restricted stock unit grant agreement, all unvested time-based restricted stock units were forfeited upon Mr. Ballou's resignation. F2 · ownership.direct: The total number of securities beneficially owned includes 13,733 unrestricted shares. Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:50 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	300	$17.80	$5,340.00	Disclosure SEC source: 0001567619-22-016457 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,582 Read SEC document
August 08, 2022 Filed Aug 9, 2022 20:52 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	PurchaseCommon Stock	2,550	$39.11	$99,738.41	Disclosure SEC source: 0001062993-22-017568 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,510 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.05 to $39.18, inclusive. The reporting person undertakes to provide to Bread Financial Holdings, Inc., any security holder of Bread Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 14,948 unrestricted shares; (b) 789 unvested restricted stock units granted 7/1/13; (c) 568 unvested restricted stock units granted 7/1/14; (d) 486 unvested restricted stock units granted 6/29/15; (e) 699 unvested restricted stock units granted 6/27/16; (f) 655 unvested restricted stock units granted 6/26/17; (g) 761 unvested restricted stock units granted 6/25/18; (h) 1,114 unvested restricted stock units granted 6/24/19; (i) 3,432 unvested restricted stock units granted 6/22/20; (j) 1,408 unvested restricted stock units granted 6/15/21; and (k) 2,650 unvested restricted stock units granted 6/15/22. Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:16 UTC	BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059	GrantCommon Stock	2,650	Not disclosed	Not disclosed	Disclosure SEC source: 0001062993-22-015141 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,960 F1 · kind: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023. F1 · price: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 10,803 unrestricted shares; (b) 1,595 unvested restricted stock units granted 6/29/12; (c) 789 unvested restricted stock units granted 7/1/13; (d) 568 unvested restricted stock units granted 7/1/14; (e) 486 unvested restricted stock units granted 6/29/15; (f) 699 unvested restricted stock units granted 6/27/16; (g) 655 unvested restricted stock units granted 6/26/17; (h) 761 unvested restricted stock units granted 6/25/18; (i) 1,114 unvested restricted stock units granted 6/24/19; (j) 3,432 unvested restricted stock units granted 6/22/20; (k) 1,408 unvested restricted stock units granted 6/15/21; and (l) the new grant for 2,650 restricted stock units. Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:56 UTC	Loyalty Ventures Inc. LYLT · Entity 112685	GrantCommon Stock	20,744	Not disclosed	Not disclosed	Disclosure SEC source: 0001062993-22-015164 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,772 F1 · kind: The new grant is for 20,744 shares of common stock represented by restricted stock units, representing an annual independent director board service award. The restrictions on 100% of the shares will lapse on June 15, 2023. F1 · price: The new grant is for 20,744 shares of common stock represented by restricted stock units, representing an annual independent director board service award. The restrictions on 100% of the shares will lapse on June 15, 2023. F2 · balance_after: The total number of securities beneficially owned includes (a) 13,733 unrestricted shares; (b) 3,295 unvested units from an award of 3,295 time-based restricted stock units granted 12/15/21; and (c) the new grant for 20,744 time-based restricted stock units. Read SEC document
May 09, 2022 Filed May 11, 2022 20:13 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	SaleCommon Stock	40,000	$18.14	$725,600.00	Disclosure SEC source: 0001567619-22-010059 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,882 F1 · price: Represents the weighted average of a range of sale prices from $18.00 to $18.82. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
May 05, 2022 Filed May 5, 2022 20:15 UTC	Loyalty Ventures Inc. LYLT · Entity 112685	PurchaseCommon Stock	6,480	$10.16	$65,857.54	Disclosure SEC source: 0001062993-22-011645 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,028 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.09 to $10.24, inclusive. The reporting person undertakes to provide to Loyalty Ventures Inc., any security holder of Loyalty Ventures Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes (a) 13,733 unrestricted shares; and (b) 3,295 unvested units from an award of 3,295 time-based restricted stock units granted 12/15/21. Read SEC document
January 31, 2022 Filed Feb 2, 2022 15:55 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	GrantRestricted Stock Units · Derivative	1,162	$0.00	$0.00	Disclosure SEC source: 0001158369-22-000004 · wf-form4_164381730890523.xml · derivative · entry 5 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162 Underlying: Common · 1,162 shares Expires 2024-01-31 F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document
January 31, 2022 Filed Feb 2, 2022 15:55 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	Exercise / conversionRestricted Stock Units · Derivative	1,309	$0.00	$0.00	Disclosure SEC source: 0001158369-22-000004 · wf-form4_164381730890523.xml · derivative · entry 4 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,309 shares Expires 2022-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document
January 31, 2022 Filed Feb 2, 2022 15:55 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	Exercise / conversionCommon	1,309	$0.00	$0.00	Disclosure SEC source: 0001158369-22-000004 · wf-form4_164381730890523.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,256.5294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 348.5294 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:16 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	GrantCommon Stock	7,189	$0.00	$0.00	Disclosure SEC source: 0001567619-21-022253 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,882 F1 · price: Granted in the form of restricted stock awards as compensation for service on Board of Directors. Read SEC document
December 15, 2021 Filed Dec 15, 2021 21:07 UTC	Loyalty Ventures Inc. LYLT · Entity 112685	GrantCommon Stock	3,295	Not disclosed	Not disclosed	Disclosure SEC source: 0001062993-21-012900 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,548 F1 · kind: The new grant is for 3,295 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on December 15, 2022. F1 · price: The new grant is for 3,295 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on December 15, 2022. F2 · balance_after: The total number of securities beneficially owned includes (a) 7,253 unrestricted shares; and (b) the new grant for 3,295 time-based restricted stock units. Read SEC document
November 11, 2021 Filed Nov 15, 2021 12:26 UTC	Loyalty Ventures Inc. LYLT · Entity 112685	PurchaseCommon Stock	2,932	$34.09	$99,945.43	Disclosure SEC source: 0001062993-21-010780 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,253 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.015 to $34.16, inclusive. The reporting person undertakes to provide to Loyalty Ventures Inc., any security holder of Loyalty Ventures Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes 7,253 unrestricted shares, including 4,321 unrestricted shares resulting from the spinoff distribution by Alliance Data Systems Corporation on November 5, 2021. Read SEC document
November 01, 2021 Filed Nov 3, 2021 15:42 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	SaleCommon	9,913	$29.67	$294,090.95	Disclosure SEC source: 0001158369-21-000008 · wf-form4_163595412988667.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,922.8116 F1 · balance_after: INCLUDES 323.8116 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:04 UTC	BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059	GrantCommon Stock	1,213	Not disclosed	Not disclosed	Disclosure SEC source: 0001062993-21-005758 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,712 F1 · kind: The new grant is for 1,213 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/15/31 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2022. F1 · price: The new grant is for 1,213 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/15/31 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2022. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 8,888 unrestricted shares; (b) 1,915 unvested restricted stock units granted 6/30/11; (c) 1,374 unvested restricted stock units granted 6/29/12; (d) 679 unvested restricted stock units granted 7/1/13; (e) 489 unvested restricted stock units granted 7/1/14; (f) 418 unvested restricted stock units granted 6/29/15; (g) 602 unvested restricted stock units granted 6/27/16; (h) 564 unvested restricted stock units granted 6/26/17; (i) 655 unvested restricted stock units granted 6/25/18; (j) 959 unvested restricted stock units granted 6/24/19; (k) 2,956 unvested restricted stock units granted 6/22/20; and (l) the new grant for 1,213 restricted stock units. Read SEC document
May 24, 2021 Filed May 25, 2021 20:03 UTC	BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059	OtherCommon Stock	3,178	$117.92	$374,733.87	Disclosure SEC source: 0001062993-21-005029 · form4.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,499 F1 · kind: On May 24, 2021, the Reporting Person withdrew 3,178 shares of ADS common stock from the Roger H. Ballou 2020 Grantor Retained Annuity Trust. In exchange for the shares, the Reporting Person contributed cash in the amount of $374,733.87 to the trust. The withdrawal of shares from the trust resulted in a decrease in the number of shares the Reporting Person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F3 · balance_after: The total amount of securities beneficially owned includes: (a) 8,888 unrestricted shares; (b) 1,915 unvested restricted stock units granted 6/30/11; (c) 1,374 unvested restricted stock units granted 6/29/12; (d) 679 unvested restricted stock units granted 7/1/13; (e) 489 unvested restricted stock units granted 7/1/14; (f) 418 unvested restricted stock units granted 6/29/15; (g) 602 unvested restricted stock units granted 6/27/16; (h) 564 unvested restricted stock units granted 6/26/17; (i) 655 unvested restricted stock units granted 6/25/18; (j) 959 unvested restricted stock units granted 6/24/19; and (k) 2,956 unvested restricted stock units granted 6/22/20. Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:55 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	SaleCommon	10,000	$29.26	$292,608.00	Disclosure SEC source: 0001158369-21-000006 · wf-form4_161583088912682.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,568.2431 F1 · balance_after: INCLUDES 271.2431 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:49 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	GrantRestricted Stock Units · Derivative	1,448	$0.00	$0.00	Disclosure SEC source: 0001158369-21-000004 · wf-form4_161229533633263.xml · derivative · entry 5 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448 Underlying: Common · 1,448 shares Expires 2023-01-31 F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:49 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	Exercise / conversionRestricted Stock Units · Derivative	1,384	$0.00	$0.00	Disclosure SEC source: 0001158369-21-000004 · wf-form4_161229533633263.xml · derivative · entry 4 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,384 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:49 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	Exercise / conversionCommon	1,384	$0.00	$0.00	Disclosure SEC source: 0001158369-21-000004 · wf-form4_161229533633263.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,539.1303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 242.1303 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document
December 18, 2020 Filed Dec 21, 2020 22:12 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	GrantCommon Stock	26,786	$0.00	$0.00	Disclosure SEC source: 0001567619-20-021437 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,693 F1 · price: Granted in the form of restricted stock awards as compensation for service on Board of Directors. Read SEC document
June 22, 2020 Filed Jun 23, 2020 20:04 UTC	BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059	GrantCommon Stock	2,956	Not disclosed	Not disclosed	Disclosure SEC source: 0001101215-20-000131 · edgar.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,999 F1 · kind: The new grant is for 2,956 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/21/30 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 21, 2021. F1 · price: The new grant is for 2,956 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/21/30 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 21, 2021. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,021 unrestricted shares; (b) 1,367 unvested restricted stock units granted 6/30/10; (c) 1,915 unvested restricted stock units granted 6/30/11; (d) 1,374 unvested restricted stock units granted 6/29/12; (e) 679 unvested restricted stock units granted 7/1/13; (f) 489 unvested restricted stock units granted 7/1/14; (g) 418 unvested restricted stock units granted 6/29/15; (h) 602 unvested restricted stock units granted 6/27/16; (i) 564 unvested restricted stock units granted 6/26/17; (j) 655 unvested restricted stock units granted 6/25/18; (k) 959 unvested restricted stock units granted 6/24/19; and (l) the new grant for 2,956 restricted stock units. Read SEC document
June 02, 2020 Filed Jun 2, 2020 20:25 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	PurchaseCommon Stock	100,000	$1.20	$120,000.00	Disclosure SEC source: 0001567619-20-011536 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,907 F1 · balance_after: Includes 15,845 restricted stock units that were reflected in reporting person's Form 4 filed on December 16, 2019. Read SEC document
March 23, 2020 Filed Mar 23, 2020 20:02 UTC	BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059	PurchaseCommon Stock	2,300	$29.34	$67,490.97	Disclosure SEC source: 0001101215-20-000063 · edgar.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,543 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.09 to $29.63, inclusive. F3 · balance_after: The total amount of securities beneficially owned includes: (a) 7,521 unrestricted shares; (b) 1,367 unvested restricted stock units granted 6/30/10; (c) 1,915 unvested restricted stock units granted 6/30/11; (d) 1,374 unvested restricted stock units granted 6/29/12; (e) 679 unvested restricted stock units granted 7/1/13; (f) 489 unvested restricted stock units granted 7/1/14; (g) 418 unvested restricted stock units granted 6/29/15; (h) 602 unvested restricted stock units granted 6/27/16; (i) 564 unvested restricted stock units granted 6/26/17; (j) 655 unvested restricted stock units granted 6/25/18; and (k) 959 unvested restricted stock units granted 6/24/19. Read SEC document
March 23, 2020 Filed Mar 23, 2020 20:02 UTC	BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059	PurchaseCommon Stock	1,200	$28.75	$34,505.04	Disclosure SEC source: 0001101215-20-000063 · edgar.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,243 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.03 to $29.00, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:56 UTC	UNIVEST FINANCIAL Corp UVSP · Entity 4881	GrantRestricted Stock Units · Derivative	1,309	$0.00	$0.00	Disclosure SEC source: 0001158369-20-000004 · wf-form4_158083894866190.xml · derivative · entry 4 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309 Underlying: Common · 1,309 shares Expires 2022-01-31 F2 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document
December 13, 2019 Filed Dec 16, 2019 15:05 UTC	RCM TECHNOLOGIES, INC. RCMT · Entity 5951	GrantCommon Stock	15,845	$0.00	$0.00	Disclosure SEC source: 0001567619-19-023096 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,907 F1 · price: Granted in the form of restricted stock units as compensation for service on Board of Directors Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.