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BF-A

BROWN FORMAN CORP

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Tapewire entity
3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2025 Filed Jun 3, 2025 20:54 UTC
Graven Christina MEVP, Chief Strategy
Tax withholdingClass B Common 198 $34.84 $6,898.32
Disclosure

SEC source: 0000014693-25-000035 · wk-form4_1748984078.xml · nonDerivative · entry 2

Graven Christina M · CIK 0002053121 · EVP, Chief Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,123

F2 · shares: To satisfy withholding obligations associated with the July 28, 2022, award of performance-based restricted stock units that were issued as shares on June 2, 2025, the reporting person surrendered 198 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2025, was used to calculate the withholding obligation.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:54 UTC
Graven Christina MEVP, Chief Strategy
GrantClass B Common 552 $0.00 $0.00
Disclosure

SEC source: 0000014693-25-000035 · wk-form4_1748984078.xml · nonDerivative · entry 1

Graven Christina M · CIK 0002053121 · EVP, Chief Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321

F1 · shares: These shares were issued on June 2, 2025, in connection with a July 28, 2022, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2025.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:53 UTC
Enyard Angela SSVP, Chief Accounting Officer
Tax withholdingClass B Common 58 $34.84 $2,020.72
Disclosure

SEC source: 0000014693-25-000033 · wk-form4_1748983976.xml · nonDerivative · entry 2

Enyard Angela S · CIK 0002061480 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627

F2 · shares: To satisfy withholding obligations associated with the July 28, 2022, award of performance-based restricted stock units that were issued as shares on June 2, 2025, the reporting person surrendered 58 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2025, was used to calculate the withholding obligation.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:53 UTC
Enyard Angela SSVP, Chief Accounting Officer
GrantClass B Common 114 $0.00 $0.00
Disclosure

SEC source: 0000014693-25-000033 · wk-form4_1748983976.xml · nonDerivative · entry 1

Enyard Angela S · CIK 0002061480 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685

F1 · shares: These shares were issued on June 2, 2025, in connection with a July 28, 2022, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2025.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:51 UTC
Carr Michael E JrEVP, General Counsel,Secretary
Tax withholdingClass B Common 84 $34.84 $2,926.56
Disclosure

SEC source: 0000014693-25-000031 · wk-form4_1748983873.xml · nonDerivative · entry 2

Carr Michael E Jr · CIK 0002012793 · EVP, General Counsel,Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249

F2 · shares: To satisfy withholding obligations associated with the July 28, 2022, award of performance-based restricted stock units that were issued as shares on June 2, 2025, the reporting person surrendered 84 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2025, was used to calculate the withholding obligation.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:51 UTC
Carr Michael E JrEVP, General Counsel,Secretary
GrantClass B Common 225 $0.00 $0.00
Disclosure

SEC source: 0000014693-25-000031 · wk-form4_1748983873.xml · nonDerivative · entry 1

Carr Michael E Jr · CIK 0002012793 · EVP, General Counsel,Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333

F1 · shares: These shares were issued on June 2, 2025, in connection with a July 28, 2022, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2025.

Read SEC document
March 20, 2025 Filed Mar 25, 2025 21:58 UTC
Nguyen Diane FEVP, Chief Ppl/Places/Comm
GiftClass A Common 200 $0.00 $0.00
Disclosure

SEC source: 0000014693-25-000022 · wk-form4_1742939919.xml · nonDerivative · entry 3

Nguyen Diane F · CIK 0002029882 · EVP, Chief Ppl/Places/Comm

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 200

Read SEC document
March 20, 2025 Filed Mar 25, 2025 21:58 UTC
Nguyen Diane FEVP, Chief Ppl/Places/Comm
GiftClass A Common 125 $0.00 $0.00
Disclosure

SEC source: 0000014693-25-000022 · wk-form4_1742939919.xml · nonDerivative · entry 2

Nguyen Diane F · CIK 0002029882 · EVP, Chief Ppl/Places/Comm

10b5-1 filing: No plan indicated

Ownership: Indirect · By Daughter

Disclosed balance after: 300

Read SEC document
March 20, 2025 Filed Mar 25, 2025 21:58 UTC
Nguyen Diane FEVP, Chief Ppl/Places/Comm
GiftClass A Common 325 $0.00 $0.00
Disclosure

SEC source: 0000014693-25-000022 · wk-form4_1742939919.xml · nonDerivative · entry 1

Nguyen Diane F · CIK 0002029882 · EVP, Chief Ppl/Places/Comm

10b5-1 filing: No plan indicated

Ownership: Indirect · ESPP

Disclosed balance after: 20.1655

F1 · balance_after: Total updated to reflect that 345.1655 Class A shares were held through the issuer's employee stock purchase program immediately before the reported gift.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 20:37 UTC
Farrer MarshallDirector · EVP Chief Strat/Pres Europe
GiftClass A Common 940 $0.00 $0.00
Disclosure

SEC source: 0000014693-25-000020 · wk-form4_1741811857.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,573

Read SEC document
January 30, 2025 Filed Jan 31, 2025 21:36 UTC
Graven Christina MEVP Chief Strategy Officer
GrantStock Appreciation Right · Derivative 1,978 $0.00 Strike: $33.20 $0.00
Disclosure

SEC source: 0000014693-25-000006 · wk-form4_1738359404.xml · derivative · entry 1

Graven Christina M · CIK 0002053121 · EVP Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,978

Underlying: Class B Common · 1,978 shares

Expires 2034-04-30

Read SEC document
January 08, 2025 Filed Jun 3, 2025 20:44 UTC GiftClass B Common 1,044 $0.00 $0.00
Disclosure

SEC source: 0002030083-25-000005 · wk-form4_1748983480.xml · nonDerivative · entry 2

Musselman William Austin Jr · CIK 0002030083 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse Revocable Trust

Disclosed balance after: 7,301

Read SEC document
January 08, 2025 Filed Jun 3, 2025 20:44 UTC GiftClass B Common 1,044 $0.00 $0.00
Disclosure

SEC source: 0002030083-25-000005 · wk-form4_1748983480.xml · nonDerivative · entry 1

Musselman William Austin Jr · CIK 0002030083 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Revocable Trust

Disclosed balance after: 87,279

Read SEC document
November 15, 2024 Filed Nov 18, 2024 23:41 UTC GiftClass B Common 17,098 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000164 · wk-form4_1731973286.xml · nonDerivative · entry 1

Brown Elizabeth M · CIK 0001985370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,098

Read SEC document
October 31, 2024 Filed Nov 4, 2024 22:45 UTC
Nguyen Diane FEVP, Chief Ppl/Places/Comm
GrantStock Appreciation Right · Derivative 4,551 $0.00 Strike: $44.03 $0.00
Disclosure

SEC source: 0000014693-24-000160 · wk-form4_1730760333.xml · derivative · entry 1

Nguyen Diane F · CIK 0002029882 · EVP, Chief Ppl/Places/Comm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,551

Underlying: Class B Common · 4,551 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:23 UTC
Pafilis YiannisEVP, President, Europe
GrantStock Appreciation Right · Derivative 7,673 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000145 · wk-form4_1722284625.xml · derivative · entry 1

Pafilis Yiannis · CIK 0002012427 · EVP, President, Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,673

Underlying: Class B Common · 7,673 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:23 UTC
Nall Timothy MEVP, Chief Supp/Tech
GrantStock Appreciation Right · Derivative 16,149 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000144 · wk-form4_1722284591.xml · derivative · entry 1

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,149

Underlying: Class B Common · 16,149 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:22 UTC
Whiting Lawson EDirector · President & CEO
GrantStock Appreciation Right · Derivative 183,445 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000143 · wk-form4_1722284545.xml · derivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,445

Underlying: Class B Common · 183,445 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:21 UTC
Cunningham Leanne DEVP, Chief Financial Officer
GrantStock Appreciation Right · Derivative 47,799 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000142 · wk-form4_1722284504.xml · derivative · entry 1

Cunningham Leanne D · CIK 0001871903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,799

Underlying: Class B Common · 47,799 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:20 UTC
Brown KelliSVP, Chief Accounting Officer
GrantStock Appreciation Right · Derivative 6,418 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000140 · wk-form4_1722284432.xml · derivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,418

Underlying: Class B Common · 6,418 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:21 UTC
Farrer MarshallDirector · EVP Chief Strat/Pres Europe
GrantStock Appreciation Right · Derivative 21,329 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000141 · wk-form4_1722284464.xml · derivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,329

Underlying: Class B Common · 21,329 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:19 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
GrantStock Appreciation Right · Derivative 17,441 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000139 · wk-form4_1722284379.xml · derivative · entry 1

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,441

Underlying: Class B Common · 17,441 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:18 UTC
Masick Michael AndrewEVP/Pres., Emerging Intl
GrantStock Appreciation Right · Derivative 8,865 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000137 · wk-form4_1722284297.xml · derivative · entry 1

Masick Michael Andrew · CIK 0001719142 · EVP/Pres., Emerging Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,865

Underlying: Class B Common · 8,865 shares

Expires 2034-04-30

F1 · shares: Includes 8591 Class B common stock SARs representing Mr. Masick's target award for fiscal 2025, and 274 Class B common stock SARs, representing an increase in Mr. Masick's fiscal 2025 equity award opportunity to correct an inadvertent understatement of his fiscal 2024 grant on July 27, 2023.

F1 · derivative.underlying_shares: Includes 8591 Class B common stock SARs representing Mr. Masick's target award for fiscal 2025, and 274 Class B common stock SARs, representing an increase in Mr. Masick's fiscal 2025 equity award opportunity to correct an inadvertent understatement of his fiscal 2024 grant on July 27, 2023.

F1 · balance_after: Includes 8591 Class B common stock SARs representing Mr. Masick's target award for fiscal 2025, and 274 Class B common stock SARs, representing an increase in Mr. Masick's fiscal 2025 equity award opportunity to correct an inadvertent understatement of his fiscal 2024 grant on July 27, 2023.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:18 UTC
Bentel MatiasEVP, Chief Brands Officer
GrantStock Appreciation Right · Derivative 16,149 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000138 · wk-form4_1722284332.xml · derivative · entry 1

Bentel Matias · CIK 0001797930 · EVP, Chief Brands Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,149

Underlying: Class B Common · 16,149 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:16 UTC
Peterson Crystal LEVP, Chief Incl/Global Comm
GrantStock Appreciation Right · Derivative 6,449 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000135 · wk-form4_1722284170.xml · derivative · entry 1

Peterson Crystal L · CIK 0001934972 · EVP, Chief Incl/Global Comm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,449

Underlying: Class B Common · 6,449 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:17 UTC
Hawley Kirsten MEVP, Chief Ppl/Places/Comm
GrantStock Appreciation Right · Derivative 16,665 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000136 · wk-form4_1722284214.xml · derivative · entry 1

Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,665

Underlying: Class B Common · 16,665 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:15 UTC
Carr Michael E JrEVP, General Counsel,Secretary
GrantStock Appreciation Right · Derivative 10,335 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0000014693-24-000134 · wk-form4_1722284114.xml · derivative · entry 1

Carr Michael E Jr · CIK 0002012793 · EVP, General Counsel,Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,335

Underlying: Class B Common · 10,335 shares

Expires 2034-04-30

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:14 UTC GrantDeferred Stock Units · Derivative 8,697.5429 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000133 · wk-form4_1722284070.xml · derivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,146.5763

Underlying: Class A Common · 8,697.5429 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:14 UTC GrantDeferred Stock Units · Derivative 5,109.8065 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000132 · wk-form4_1722284042.xml · derivative · entry 1

Brown Elizabeth M · CIK 0001985370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,109.8065

Underlying: Class A Common · 5,109.8065 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:13 UTC GrantDeferred Stock Units · Derivative 4,674.9293 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000131 · wk-form4_1722284001.xml · derivative · entry 1

Clouse Mark A. · CIK 0001556573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,266.7853

Underlying: Class A Common · 4,674.9293 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:11 UTC GrantDeferred Stock Units · Derivative 3,805.175 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000130 · wk-form4_1722283905.xml · derivative · entry 1

RONEY MICHAEL J · CIK 0001193318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,112.2652

Underlying: Class A Common · 3,805.175 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:10 UTC GrantDeferred Stock Units · Derivative 3,370.2979 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000128 · wk-form4_1722283813.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,761.4121

Underlying: Class A Common · 3,370.2979 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:10 UTC
Singer JanDirector
GrantDeferred Stock Units · Derivative 3,370.2979 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000129 · wk-form4_1722283853.xml · derivative · entry 1

Singer Jan · CIK 0001642932 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,717.4922

Underlying: Class A Common · 3,370.2979 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:09 UTC GrantDeferred Stock Units · Derivative 5,109.8065 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000127 · wk-form4_1722283777.xml · derivative · entry 1

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,052.5964

Underlying: Class A Common · 5,109.8065 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:09 UTC GrantDeferred Stock Units · Derivative 3,370.2979 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000126 · wk-form4_1722283742.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,097.3677

Underlying: Class A Common · 3,370.2979 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 20:28 UTC OtherClass A Common 150,000 $43.09 $6,463,500.00
Disclosure

SEC source: 0000014693-24-000100 · wk-form4_1720211332.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2023 GRAT #2

Disclosed balance after: 0

F1 · kind: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets.

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July 02, 2024 Filed Jul 5, 2024 20:28 UTC OtherClass A Common 313,676 $43.09 $13,516,298.84
Disclosure

SEC source: 0000014693-24-000100 · wk-form4_1720211332.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2023 GRAT

Disclosed balance after: 0

F1 · kind: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets.

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July 02, 2024 Filed Jul 5, 2024 20:28 UTC OtherClass A Common 463,676 $43.09 $19,979,798.84
Disclosure

SEC source: 0000014693-24-000100 · wk-form4_1720211332.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795,499

F1 · kind: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets.

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June 03, 2024 Filed Jun 5, 2024 21:11 UTC
Whiting Lawson EDirector · President & CEO
Tax withholdingClass A Common 5,935 $49.07 $291,230.45
Disclosure

SEC source: 0000014693-24-000077 · wk-form4_1717621853.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,498

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 5,935 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.

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June 03, 2024 Filed Jun 5, 2024 21:11 UTC
Whiting Lawson EDirector · President & CEO
GrantClass A Common 12,887 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000077 · wk-form4_1717621853.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,433

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

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June 03, 2024 Filed Jun 5, 2024 21:07 UTC
Cunningham Leanne DEVP, Chief Financial Officer
Tax withholdingClass A Common 478 $49.07 $23,455.46
Disclosure

SEC source: 0000014693-24-000074 · wk-form4_1717621660.xml · nonDerivative · entry 2

Cunningham Leanne D · CIK 0001871903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,122

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 478 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.

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June 03, 2024 Filed Jun 5, 2024 21:07 UTC
Cunningham Leanne DEVP, Chief Financial Officer
GrantClass A Common 1,600 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000074 · wk-form4_1717621660.xml · nonDerivative · entry 1

Cunningham Leanne D · CIK 0001871903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

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June 03, 2024 Filed Jun 5, 2024 21:08 UTC
Hawley Kirsten MEVP, Chief Ppl/Places/Comm
Tax withholdingClass A Common 432 $49.07 $21,198.24
Disclosure

SEC source: 0000014693-24-000075 · wk-form4_1717621721.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,242

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 432 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.

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June 03, 2024 Filed Jun 5, 2024 21:08 UTC
Hawley Kirsten MEVP, Chief Ppl/Places/Comm
GrantClass A Common 1,413 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000075 · wk-form4_1717621721.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,674

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

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June 03, 2024 Filed Jun 5, 2024 21:10 UTC
Brown KelliSVP, Chief Accounting Officer
Tax withholdingClass B Common 124 $47.85 $5,933.40
Disclosure

SEC source: 0000014693-24-000076 · wk-form4_1717621821.xml · nonDerivative · entry 2

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,737

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 124 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2024, was used to calculate the withholding obligation.

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June 03, 2024 Filed Jun 5, 2024 21:10 UTC
Brown KelliSVP, Chief Accounting Officer
GrantClass B Common 247 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000076 · wk-form4_1717621821.xml · nonDerivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,861

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

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June 03, 2024 Filed Jun 5, 2024 21:06 UTC
Carr Michael E JrEVP, General Counsel,Secretary
Tax withholdingClass B Common 113 $47.85 $5,407.05
Disclosure

SEC source: 0000014693-24-000071 · wk-form4_1717621583.xml · nonDerivative · entry 2

Carr Michael E Jr · CIK 0002012793 · EVP, General Counsel,Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 113 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2024, was used to calculate the withholding obligation.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:06 UTC
Carr Michael E JrEVP, General Counsel,Secretary
GrantClass B Common 221 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000071 · wk-form4_1717621583.xml · nonDerivative · entry 1

Carr Michael E Jr · CIK 0002012793 · EVP, General Counsel,Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

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June 03, 2024 Filed Jun 5, 2024 21:07 UTC
Nall Timothy MEVP, Chief Supp/Tech
Tax withholdingClass A Common 176 $49.07 $8,636.32
Disclosure

SEC source: 0000014693-24-000073 · wk-form4_1717621630.xml · nonDerivative · entry 2

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 176 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.

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June 03, 2024 Filed Jun 5, 2024 21:07 UTC
Nall Timothy MEVP, Chief Supp/Tech
GrantClass A Common 575 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000073 · wk-form4_1717621630.xml · nonDerivative · entry 1

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.