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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 11, 2019 20:37 UTC
VARGA PAUL CDirector
Exercise / conversionStock Appreciation Right · Derivative 235,630 $0.00 Strike: $23.05 $0.00
Disclosure

SEC source: 0000014693-19-000096 · wf-form4_156028546128663.xml · derivative · entry 6

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 235,630 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:37 UTC
VARGA PAUL CDirector
Tax withholdingClass B Common 161,060 $56.50 $9,099,890.00
Disclosure

SEC source: 0000014693-19-000096 · wf-form4_156028546128663.xml · nonDerivative · entry 2

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,870

F1 · price: The closing price of BF-B on June 7, 2019 was used to calculate the withholding obligation.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:37 UTC
VARGA PAUL CDirector
Exercise / conversionClass B Common 235,630 $23.05 $5,430,564.61
Disclosure

SEC source: 0000014693-19-000096 · wf-form4_156028546128663.xml · nonDerivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:36 UTC
Whiting Lawson EPresident & CEO
Tax withholdingClass B Common 565 $53.29 $30,108.85
Disclosure

SEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 4

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 565 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:36 UTC
Whiting Lawson EPresident & CEO
GrantClass B Common 1,212 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 3

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,660

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:36 UTC
Whiting Lawson EPresident & CEO
Tax withholdingClass A Common 2,260 $52.30 $118,198.00
Disclosure

SEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 2,260 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:36 UTC
Whiting Lawson EPresident & CEO
GrantClass A Common 4,852 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,646

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:14 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 552 $53.29 $29,416.08
Disclosure

SEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 4

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,618

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 552 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:14 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantClass B Common 1,184 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 3

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,170

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:14 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass A Common 2,207 $52.30 $115,426.10
Disclosure

SEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,062

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 2,207 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:14 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantClass A Common 4,739 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,269

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:55 UTC
VARGA PAUL CDirector
Tax withholdingClass B Common 4,580 $53.29 $244,068.20
Disclosure

SEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 4

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,300

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 4,580 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:55 UTC
VARGA PAUL CDirector
GrantClass B Common 9,837 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 3

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,880

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:55 UTC
VARGA PAUL CDirector
Tax withholdingClass A Common 18,340 $52.30 $959,182.00
Disclosure

SEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 2

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,337

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 18,340 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:55 UTC
VARGA PAUL CDirector
GrantClass A Common 39,396 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,677

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:45 UTC
McCallum Mark IEVP/Chief Brands Officer
Tax withholdingClass B Common 573 $53.29 $30,535.17
Disclosure

SEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 4

McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 573 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:45 UTC
McCallum Mark IEVP/Chief Brands Officer
GrantClass B Common 1,603 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 3

McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,677

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:45 UTC
McCallum Mark IEVP/Chief Brands Officer
Tax withholdingClass A Common 2,026 $52.30 $105,959.80
Disclosure

SEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 2

McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,122

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 2,026 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:45 UTC
McCallum Mark IEVP/Chief Brands Officer
GrantClass A Common 6,417 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 1

McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,148

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:41 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass B Common 237 $53.29 $12,629.73
Disclosure

SEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 4

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,678

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 237 shares of Class B common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:41 UTC
Hawley Kirsten MSVP, Chief HR Officer
GrantClass B Common 746 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 3

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:41 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass A Common 944 $52.30 $49,371.20
Disclosure

SEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 944 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:41 UTC
Hawley Kirsten MSVP, Chief HR Officer
GrantClass A Common 2,988 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,751

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:39 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 248 $53.29 $13,215.92
Disclosure

SEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 4

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,081

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 248 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:39 UTC
Hayes John V.SVP/President, USA & Canada
GrantClass B Common 532 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 3

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,329

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:39 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass A Common 992 $52.30 $51,881.60
Disclosure

SEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,330

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 992 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:39 UTC
Hayes John V.SVP/President, USA & Canada
GrantClass A Common 2,128 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:16 UTC
Brown KelliSVP, Chief Accounting Officer
Tax withholdingClass B Common 205 $53.29 $10,924.45
Disclosure

SEC source: 0000014693-19-000080 · wf-form4_155977299599657.xml · nonDerivative · entry 2

Nelson Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 205 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:16 UTC
Brown KelliSVP, Chief Accounting Officer
GrantClass B Common 663 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000080 · wf-form4_155977299599657.xml · nonDerivative · entry 1

Nelson Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:09 UTC Tax withholdingClass B Common 235 $53.29 $12,523.15
Disclosure

SEC source: 0000014693-19-000075 · wf-form4_155977252452547.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,334

F3 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 235 shares of Class B common stock.

F4 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:09 UTC GrantClass B Common 742 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000075 · wf-form4_155977252452547.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,569

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

F2 · balance_after: Total has been adjusted to reflect an acquisition of 158 shares as a result of a pro rata distribution from a limited liability company, and to correct a prior reporting error.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:06 UTC Tax withholdingClass B Common 284 $53.29 $15,134.36
Disclosure

SEC source: 0000014693-19-000073 · wf-form4_155977235102997.xml · nonDerivative · entry 4

Alvarez Alejandro A · CIK 0001598777 · SVP, CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 284 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:06 UTC GrantClass B Common 895 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000073 · wf-form4_155977235102997.xml · nonDerivative · entry 3

Alvarez Alejandro A · CIK 0001598777 · SVP, CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:06 UTC Tax withholdingClass A Common 1,132 $52.30 $59,203.60
Disclosure

SEC source: 0000014693-19-000073 · wf-form4_155977235102997.xml · nonDerivative · entry 2

Alvarez Alejandro A · CIK 0001598777 · SVP, CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,299

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 1,132 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:06 UTC GrantClass A Common 3,584 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000073 · wf-form4_155977235102997.xml · nonDerivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,431

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:02 UTC
Hinrichs ThomasPresident, International Div
Tax withholdingClass B Common 284 $53.29 $15,134.36
Disclosure

SEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 4

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,713

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 284 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:02 UTC
Hinrichs ThomasPresident, International Div
GrantClass B Common 629 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 3

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,997

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:02 UTC
Hinrichs ThomasPresident, International Div
Tax withholdingClass A Common 1,132 $52.30 $59,203.60
Disclosure

SEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,834

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 1,132 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:02 UTC
Hinrichs ThomasPresident, International Div
GrantClass A Common 2,514 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:39 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass B Common 1,032 $52.39 $54,066.48
Disclosure

SEC source: 0000014693-19-000062 · wf-form4_155977077616562.xml · nonDerivative · entry 4

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,449.037

F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 1,032 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

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June 03, 2019 Filed Jun 5, 2019 21:39 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantClass B Common 2,215 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000062 · wf-form4_155977077616562.xml · nonDerivative · entry 3

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,481.037

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

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June 03, 2019 Filed Jun 5, 2019 21:39 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass A Common 4,128 $52.30 $215,894.40
Disclosure

SEC source: 0000014693-19-000062 · wf-form4_155977077616562.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,304.0398

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 4,128 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

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June 03, 2019 Filed Jun 5, 2019 21:39 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantClass A Common 8,865 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000062 · wf-form4_155977077616562.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,432.0398

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

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June 03, 2019 Filed Jun 5, 2019 21:58 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass B Common 110 $53.29 $5,861.90
Disclosure

SEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 4

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836.194

F5 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 110 shares of Class B common stock.

F6 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

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June 03, 2019 Filed Jun 5, 2019 21:58 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantClass B Common 344 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 3

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,946.194

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

F4 · balance_after: Total has been updated to reflect dividend reinvestment.

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June 03, 2019 Filed Jun 5, 2019 21:58 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass A Common 435 $52.30 $22,750.50
Disclosure

SEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978

F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 435 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

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June 03, 2019 Filed Jun 5, 2019 21:58 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantClass A Common 1,375 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,413

F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

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April 30, 2019 Filed May 2, 2019 22:22 UTC
Hinrichs ThomasPresident, International Div
Exercise / conversionStock Appreciation Right · Derivative 8,604 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · derivative · entry 5

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 8,604 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2019 Filed May 2, 2019 22:22 UTC
Hinrichs ThomasPresident, International Div
Tax withholdingClass B Common 294 $53.29 $15,667.26
Disclosure

SEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 4

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 294 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

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April 30, 2019 Filed May 2, 2019 22:22 UTC
Hinrichs ThomasPresident, International Div
Tax withholdingClass B Common 4,821 $52.98 $255,416.58
Disclosure

SEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 3

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

F3 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.