Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2021 Filed Aug 11, 2021 19:11 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
SaleCommon Stock, par value $.10 | 5,000 | $33.51 | $167,550.00 |
DisclosureSEC source: 0001127602-21-023517 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,070.0115 F1 · balance_after: Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| July 30, 2021 Filed Aug 2, 2021 20:30 UTC |
Spector Adam BenjaminEVP, Global Advisory Services
|
Tax withholdingCommon Stock, par value $.10 | 60,564 | $29.55 | $1,789,666.20 |
DisclosureSEC source: 0001127602-21-022759 · form4.xml · nonDerivative · entry 1 Spector Adam Benjamin · CIK 0001679191 · EVP, Global Advisory Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,014 F1 · balance_after: Of the amount of securities beneficially owned, 131,788 shares represent unvested performance share awards. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:10 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 960.9423 | $32.26 | $31,000.00 |
DisclosureSEC source: 0001127602-21-021183 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,054.8734 Underlying: Common Stock, par value $.10 · 960.9423 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 17:35 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 984.1909 | $32.26 | $31,750.00 |
DisclosureSEC source: 0001127602-21-021523 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984.1909 Underlying: Common Stock, par value $.10 · 984.1909 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 15:33 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,077.1853 | $32.26 | $34,750.00 |
DisclosureSEC source: 0001127602-21-021454 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,805.7885 Underlying: Common Stock, par value $.10 · 1,077.1853 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 23, 2021 Filed Nov 1, 2021 20:55 UTC |
JOHNSON CHARLES B10% owner
|
OtherCommon Stock, par value $.10 | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027962 · form5.xml · nonDerivative · entry 3 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,469,593 F2 · shares: Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes. F1 · price: Not applicable. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 11:01 UTC |
Byerwalter Mariann HDirector
|
SaleCommon Stock, par value $.10 | 2,400 | $33.91 | $81,384.00 |
DisclosureSEC source: 0001127602-21-019964 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,146 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2021. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| May 12, 2021 Filed May 14, 2021 11:16 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
SaleCommon Stock, par value $.10 | 5,000 | $33.25 | $166,250.00 |
DisclosureSEC source: 0001127602-21-016686 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,749.0115 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 01:22 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,152.1884 | $30.16 | $34,750.00 |
DisclosureSEC source: 0001127602-21-012644 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,384.4292 Underlying: Common Stock, par value $.10 · 1,152.1884 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 23:59 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,027.8515 | $30.16 | $31,000.00 |
DisclosureSEC source: 0001127602-21-012643 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,038.3699 Underlying: Common Stock, par value $.10 · 1,027.8515 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 19:12 UTC |
Plafker Jed A.Executive Vice President
|
SaleCommon Stock, par value $.10 | 20,782 | $28.67 | $595,784.61 |
DisclosureSEC source: 0001127602-21-012002 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,218.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.5850 to $28.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 80,313 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 16:09 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
SaleCommon Stock, par value $.10 | 5,000 | $30.32 | $151,600.00 |
DisclosureSEC source: 0001127602-21-011500 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,749.0115 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 17:59 UTC |
Sethi AlokReg. S-K Executive Officer
|
SaleCommon Stock, par value $.10 | 39,890 | $27.09 | $1,080,747.75 |
DisclosureSEC source: 0001127602-21-008996 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,037 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.95 to $27.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 63,278 shares represent unvested restricted stock units. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 16:45 UTC |
Sethi AlokReg. S-K Executive Officer
|
SaleCommon Stock, par value $.10 | 10,000 | $27.64 | $276,439.00 |
DisclosureSEC source: 0001127602-21-005673 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.64 to $27.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 63,278 shares represent unvested restricted stock units. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:44 UTC |
YANG GEOFFREY YDirector
|
GrantCommon Stock, par value $.10 | 6,011 | $26.62 | $160,012.82 |
DisclosureSEC source: 0001127602-21-005005 · form4.xml · nonDerivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,283 F1 · shares: Shares represent a grant of common stock under Franklin Resources, Inc.'s Universal Stock Incentive Plan, as amended and restated. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:34 UTC |
Noto AnthonyDirector
|
GrantCommon Stock, par value $.10 | 6,011 | $26.62 | $160,012.82 |
DisclosureSEC source: 0001127602-21-005002 · form4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,371 F1 · shares: Shares represent a grant of common stock under Franklin Resources, Inc.'s Universal Stock Incentive Plan, as amended and restated. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 00:34 UTC |
Friedman Alexander SDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 6,010.5184 | $26.62 | $160,000.00 |
DisclosureSEC source: 0001127602-21-005299 · form4.xml · derivative · entry 1 Friedman Alexander S · CIK 0001843874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010.5184 Underlying: Common Stock, par value $.10 · 6,010.5184 shares Expires 2046-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 18:35 UTC |
Thiel John WDirector
|
GrantCommon Stock, par value $.10 | 6,011 | $26.62 | $160,012.82 |
DisclosureSEC source: 0001127602-21-005142 · form4.xml · nonDerivative · entry 1 Thiel John W · CIK 0001843873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,011 F1 · shares: Shares represent a grant of common stock under Franklin Resources, Inc.'s Universal Stock Incentive Plan, as amended and restated. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:59 UTC |
Byerwalter Mariann HDirector
|
GrantCommon Stock, par value $.10 | 6,011 | $26.62 | $160,012.82 |
DisclosureSEC source: 0001127602-21-005119 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,546 F1 · shares: Shares represent a grant of common stock under Franklin Resources, Inc.'s Universal Stock Incentive Plan, as amended and restated. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:56 UTC |
Waugh Seth H.Director
|
GrantDeferred Director's Fees (FRI) · Derivative | 6,010.5184 | $26.62 | $160,000.00 |
DisclosureSEC source: 0001127602-21-005118 · form4.xml · derivative · entry 1 Waugh Seth H. · CIK 0001635962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010.5184 Underlying: Common Stock, par value $.10 · 6,010.5184 shares Expires 2034-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:51 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 6,010.5184 | $26.62 | $160,000.00 |
DisclosureSEC source: 0001127602-21-005116 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010.5184 Underlying: Common Stock, par value $.10 · 6,010.5184 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:08 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,458.5046 | $24.34 | $35,500.00 |
DisclosureSEC source: 0001127602-21-000410 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,859.0424 Underlying: Common Stock, par value $.10 · 1,458.5046 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:02 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 780.6081 | $24.34 | $19,000.00 |
DisclosureSEC source: 0001127602-21-000406 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,372.5797 Underlying: Common Stock, par value $.10 · 780.6081 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 18:14 UTC |
PIGOTT MARK CDirector
|
OtherDeferred Director's Fees (FRI) · Derivative | 71,702.6126 | $24.34 | $1,745,241.59 |
DisclosureSEC source: 0001127602-21-000340 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.10 · 71,702.6126 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 18:05 UTC |
BARKER PETER KDirector
|
OtherDeferred Director's Fees (FRI) · Derivative | 32,398.3616 | $24.34 | $788,576.12 |
DisclosureSEC source: 0001127602-21-000337 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.10 · 32,398.3616 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 28, 2020 Filed Nov 1, 2021 20:55 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 1,095,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027962 · form5.xml · nonDerivative · entry 2 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,469,593 F1 · price: Not applicable. Read SEC document |
| December 22, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 13,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 9 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247,898 F1 · price: Not applicable. Read SEC document |
| December 22, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 13,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 8 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 243,441 F1 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Aug 19, 2021 23:13 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 6,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-024062 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 192,404 F2 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 21, 2020 Filed Aug 19, 2021 23:13 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 1,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-024062 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,943,160.7499 F2 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 1, 2021 20:55 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 31,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027962 · form5.xml · nonDerivative · entry 1 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,469,593 F1 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 13,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 7 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 243,441 F1 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 13,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 6 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247,898 F1 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 5 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 243,441 F1 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 21, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 1,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 4 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 21,957 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 21, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 1,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 3 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247,898 F1 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 2, 2021 21:24 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 246,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028150 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,796.0315 F1 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 2, 2021 21:24 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 246,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028150 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 438,444 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 18, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 134,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247,898 F1 · price: Not applicable. Read SEC document |
| December 18, 2020 Filed Nov 1, 2021 20:14 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 134,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027951 · form5.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 243,441 F1 · price: Not applicable. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:33 UTC |
Byerwalter Mariann HDirector
|
SaleCommon Stock, par value $.10 | 1,826 | $23.97 | $43,769.22 |
DisclosureSEC source: 0001127602-20-031614 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,535 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:19 UTC |
Plafker Jed A.Executive Vice President
|
Tax withholdingCommon Stock, par value $.10 | 9,969 | $22.36 | $222,906.84 |
DisclosureSEC source: 0001127602-20-030324 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,604.786 F1 · balance_after: Of the amount of securities beneficially owned, 83,147 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:13 UTC |
Tyle Craig StevenEVP & General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 1,504 | $22.36 | $33,629.44 |
DisclosureSEC source: 0001127602-20-030283 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,908.042 F1 · balance_after: Of the amount of securities beneficially owned, 40,424 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:11 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
Tax withholdingCommon Stock, par value $.10 | 2,895 | $22.36 | $64,732.20 |
DisclosureSEC source: 0001127602-20-030282 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,982.0115 F1 · balance_after: Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:04 UTC |
Nicholls MatthewEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 7,739 | $22.36 | $173,044.04 |
DisclosureSEC source: 0001127602-20-030501 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,224 F1 · balance_after: Of the amount of securities beneficially owned, 109,085 shares represent unvested restricted stock awards. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 18:56 UTC |
Byerwalter Mariann HDirector
|
SaleCommon Stock, par value $.10 | 1,827 | $22.16 | $40,486.32 |
DisclosureSEC source: 0001127602-20-030098 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,361 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:28 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GrantCommon Stock, par value $.10 | 26,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028438 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,408,317 F1 · shares: On November 2, 2018 and November 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 199,742 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:28 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GrantCommon Stock, par value $.10 | 99,976 | $20.13 | $2,012,516.88 |
DisclosureSEC source: 0001127602-20-028438 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,381,533 Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:47 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
GrantCommon Stock, par value $.10 | 9,936 | $20.13 | $200,011.68 |
DisclosureSEC source: 0001127602-20-028541 · form4.xml · nonDerivative · entry 3 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,877.0115 F3 · balance_after: Of the amount of securities beneficially owned, 23,432 shares represent unvested restricted stock awards and 16,840 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:47 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
GrantCommon Stock, par value $.10 | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028541 · form4.xml · nonDerivative · entry 2 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,941.0115 F1 · shares: On November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.