Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 8987 | Director of Sub-Adviser | August 19, 2020 | August 24, 2020 |
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Director-SubAdv-WAMCO | July 31, 2020 | August 08, 2020 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Co-President, CFO & COO | August 31, 2026 | September 02, 2026 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Director of Sub-Advisers | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET CORPORATE LOAN FUND INC.TLI · Entity 16378 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET EMERGING MARKETS DEBT FUND INC.EMD · Entity 8890 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | Director of Investment Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | Director of Investment Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.MHF · Entity 6524 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP · Entity 11469 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876 | Director of Investment Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.GFY · Entity 17602 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Director of Subadviser | June 24, 2021 | June 30, 2021 |
| Western Asset High Yield Opportunity Fund Inc.HYI · Entity 6599 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695 | Director of Investment Adviser | July 31, 2020 | August 08, 2020 |
| Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| Western Asset Middle Market Debt Fund Inc.XWAMX · Entity 146033 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| Western Asset Middle Market Income Fund Inc.XWMFX · Entity 125251 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| Western Asset Municipal Defined Opportunity Trust Inc.MTT · Entity 146034 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrandywineGLOBAL-Global Income Opportunities Fund Inc
Report date August 19, 2020 · Filed August 24, 2020
This filing explicitly reported no securities owned.
Clarion Partners Real Estate Income Fund Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
FRANKLIN TEMPLETON INC
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 717,264 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Tax withholding · Disposed 61,533 · Balance 717,264 F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2: Of the amount of securities beneficially owned, 339,611 shares represent unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2: Of the amount of securities beneficially owned, 339,611 shares represent unvested restricted stock units.
LMP CAPITAL & INCOME FUND INC.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET CORPORATE LOAN FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME FUND II INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET PREMIER BOND FUND
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Diversified Income Fund (WDI)
Report date June 24, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Western Asset High Yield Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
Western Asset Investment Grade Income Fund Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
Western Asset Investment Grade Opportunity Trust Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
Western Asset Middle Market Debt Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
Western Asset Middle Market Income Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Mortgage Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
Western Asset Municipal Defined Opportunity Trust Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 2, 2026 20:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 61,533 | $34.15 | $2,101,351.95 |
DisclosureSEC source: 0000038777-26-000249 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · Co-President, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 717,264 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 339,611 shares represent unvested restricted stock units. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 20:30 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 229,850 | $32.63 | $7,500,005.50 |
DisclosureSEC source: 0000038777-26-000197 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · Co-President, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778,797 F1 · shares: Of the amount of securities beneficially owned, 450,879 shares represent unvested restricted stock units. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:02 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 50,427 | $22.54 | $1,136,624.58 |
DisclosureSEC source: 0000038777-25-000265 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · Co-President, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 548,947 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 221,029 shares represent unvested restricted stock units. Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 22:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 91,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000038777-25-000225 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · Co-President, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,374 F1 · shares: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2025, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2025 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2025. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 221,029 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2025 as reported in Footnote 1). Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 22:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 110,226 | $22.59 | $2,490,005.34 |
DisclosureSEC source: 0000038777-25-000225 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · Co-President, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,191 Read SEC document |
| August 31, 2025 Filed Sep 3, 2025 18:38 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 63,619 | $25.66 | $1,632,463.54 |
DisclosureSEC source: 0000038777-25-000179 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,965 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 110,803 shares represent unvested restricted stock units. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 19:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 30,532 | $22.76 | $694,908.32 |
DisclosureSEC source: 0001127602-24-028388 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,584 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 225,844 shares represent unvested restricted stock units. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 18:19 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 55,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-026670 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,116 F1 · shares: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 225,844 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1). Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 18:19 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 108,831 | $20.95 | $2,280,009.45 |
DisclosureSEC source: 0001127602-24-026670 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,907 Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 17:58 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 56,592 | $20.24 | $1,145,422.08 |
DisclosureSEC source: 0001127602-24-023378 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,076 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 117,013 shares represent unvested restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 20:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 27,367 | $25.63 | $701,416.21 |
DisclosureSEC source: 0001127602-23-028833 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,668 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 219,910 shares represent unvested restricted stock units. Read SEC document |
| November 02, 2023 Filed Nov 7, 2023 00:00 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 49,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-026875 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,035 F1 · shares: On November 5, 2020, November 8, 2021 and November 3, 2022 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2023, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2023 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2023. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 219,910 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2023 as reported in Footnote 1). Read SEC document |
| November 02, 2023 Filed Nov 7, 2023 00:00 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 114,748 | $23.53 | $2,700,020.44 |
DisclosureSEC source: 0001127602-23-026875 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,551 Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 19:11 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 42,504 | $26.74 | $1,136,556.96 |
DisclosureSEC source: 0001127602-23-023666 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,803 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 105,162 shares represent unvested restricted stock units. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 18:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 10,391 | $27.28 | $283,466.48 |
DisclosureSEC source: 0001127602-22-026858 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,307 F1 · balance_after: Of the amount of securities beneficially owned, 22,355 shares represent unvested restricted stock awards and 169,809 represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 17,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-025041 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,698 F1 · shares: On November 8, 2021 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 22,355 shares represent unvested restricted stock awards and 170,727 represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 121,544 | $22.42 | $2,725,016.48 |
DisclosureSEC source: 0001127602-22-025041 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,829 Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 28,111 | $26.07 | $732,853.77 |
DisclosureSEC source: 0001127602-22-021963 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,285 F1 · balance_after: Of the amount of securities beneficially owned, 22,355 shares represent unvested restricted stock awards and 49,183 represent unvested restricted stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:45 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 918 | $34.12 | $31,322.16 |
DisclosureSEC source: 0001127602-21-030897 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,396 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · price: Of the amount of securities beneficially owned, 131,692 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:26 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 10,477 | $31.82 | $333,378.14 |
DisclosureSEC source: 0001127602-21-030218 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,478 F1 · balance_after: Of the amount of securities beneficially owned, 130,774 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:54 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 6,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028795 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,955 F1 · shares: On November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 145,462 shares represent unvested restricted stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:54 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 72,398 | $35.74 | $2,587,504.52 |
DisclosureSEC source: 0001127602-21-028795 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,745 Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:46 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 13,877 | $32.44 | $450,169.88 |
DisclosureSEC source: 0001127602-21-024754 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,347 F1 · balance_after: Of the amount of securities beneficially owned, 73,064 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:04 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 7,739 | $22.36 | $173,044.04 |
DisclosureSEC source: 0001127602-20-030501 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,224 F1 · balance_after: Of the amount of securities beneficially owned, 109,085 shares represent unvested restricted stock awards. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 02:20 UTC Amendment | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028544 · form4a.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,963 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 9, 2020 (the "Original Form 4") is made solely to: (a) report the correct the number of unvested performance-based restricted stock units scheduled to vest on December 1, 2020 per the certification of certain performance criteria, reflecting the deletion of 918 restricted stock units that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028441 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,881 F1 · shares: On May 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 123,774 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 67,065 | $20.13 | $1,350,018.45 |
DisclosureSEC source: 0001127602-20-028441 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,045 Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 15:39 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 4,727 | $21.06 | $99,550.62 |
DisclosureSEC source: 0001127602-20-024615 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,980 F1 · balance_after: Of the amount of securities beneficially owned, 56,709 shares represent unvested restricted stock awards. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 00:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 8,195 | $27.49 | $225,280.55 |
DisclosureSEC source: 0001127602-19-034019 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,707 F1 · balance_after: Of the amount of securities beneficially owned, 70,376 shares represent unvested restricted stock awards. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:39 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031838 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,902 F1 · shares: On May 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 85,065 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:39 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 40,999 | $28.05 | $1,150,021.95 |
DisclosureSEC source: 0001127602-19-031838 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,065 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.