Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Chief Accounting Officer | December 01, 2023 | December 05, 2023 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Director of SubAdv/ClearBridge | July 31, 2020 | August 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
FRANKLIN TEMPLETON INC
Report date December 01, 2023 · Filed December 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 99,731.9074 |
Reported balance
After 2023-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-01 · Tax withholding · Disposed 1,104 · Balance 99,731.9074 F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2: Of the amount of securities beneficially owned, 46,543 shares represent unvested restricted stock and stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2: Of the amount of securities beneficially owned, 46,543 shares represent unvested restricted stock and stock unit awards.
LMP CAPITAL & INCOME FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2023 Filed Dec 5, 2023 20:22 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 1,104 | $25.63 | $28,295.52 |
DisclosureSEC source: 0001127602-23-028835 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,731.9074 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 46,543 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 23:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 25,341 | $23.53 | $596,273.73 |
DisclosureSEC source: 0001127602-23-026872 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,835.9074 F1 · balance_after: Of the amount of securities beneficially owned, 49,855 shares represent unvested restricted stock unit awards Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 19:10 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 4,756 | $26.74 | $127,175.44 |
DisclosureSEC source: 0001127602-23-023665 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,494.9074 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 24,514 shares represent unvested restricted stock units. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 18:23 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 1,703 | $27.28 | $46,457.84 |
DisclosureSEC source: 0001127602-22-026856 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,395.0115 F1 · balance_after: Of the amount of securities beneficially owned, 2,898 shares represent unvested restricted stock awards and 37,463 shares represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:10 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 24,755 | $22.42 | $555,007.10 |
DisclosureSEC source: 0001127602-22-025038 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,098.0115 F1 · balance_after: Of the amount of securities beneficially owned, 2,898 shares represent unvested restricted stock awards and 43,154 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:46 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 2,875 | $26.07 | $74,951.25 |
DisclosureSEC source: 0001127602-22-021966 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,343.0115 F1 · balance_after: Of the amount of securities beneficially owned, 2,898 shares represent unvested restricted stock awards and 18,399 shares represent unvested restricted stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:44 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 597 | $34.12 | $20,369.64 |
DisclosureSEC source: 0001127602-21-030895 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,400.0115 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 30,973 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 3,276 | $31.82 | $104,242.32 |
DisclosureSEC source: 0001127602-21-030215 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,803.0115 F1 · balance_after: Of the amount of securities beneficially owned, 30,376 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 21:37 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 10,000 | $35.82 | $358,246.00 |
DisclosureSEC source: 0001127602-21-029335 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,079.0115 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.793 to $35.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:49 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 14,095 | $35.74 | $503,755.30 |
DisclosureSEC source: 0001127602-21-028792 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,079.0115 F1 · balance_after: Of the amount of securities beneficially owned, 40,664 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:47 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 2,086 | $32.44 | $67,669.84 |
DisclosureSEC source: 0001127602-21-024755 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,984.0115 F1 · balance_after: Of the amount of securities beneficially owned, 12,290 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| August 11, 2021 Filed Aug 11, 2021 19:11 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 5,000 | $33.51 | $167,550.00 |
DisclosureSEC source: 0001127602-21-023517 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,070.0115 F1 · balance_after: Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| May 12, 2021 Filed May 14, 2021 11:16 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 5,000 | $33.25 | $166,250.00 |
DisclosureSEC source: 0001127602-21-016686 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,749.0115 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 16:09 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 5,000 | $30.32 | $151,600.00 |
DisclosureSEC source: 0001127602-21-011500 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,749.0115 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:11 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 2,895 | $22.36 | $64,732.20 |
DisclosureSEC source: 0001127602-20-030282 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,982.0115 F1 · balance_after: Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:47 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 9,936 | $20.13 | $200,011.68 |
DisclosureSEC source: 0001127602-20-028541 · form4.xml · nonDerivative · entry 3 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,877.0115 F3 · balance_after: Of the amount of securities beneficially owned, 23,432 shares represent unvested restricted stock awards and 16,840 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:47 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028541 · form4.xml · nonDerivative · entry 2 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,941.0115 F1 · shares: On November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:47 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 8,694 | $20.13 | $175,010.22 |
DisclosureSEC source: 0001127602-20-028541 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,343.0115 Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:46 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 1,828 | $21.06 | $38,497.68 |
DisclosureSEC source: 0001127602-20-024587 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,649.0115 F1 · balance_after: Of the amount of securities beneficially owned, 16,294 shares represent unvested restricted stock awards and 5,348 shares represent unvested restricted stock unit awards. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 18:44 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,556 | $25.60 | $39,833.60 |
DisclosureSEC source: 0001127602-20-005031 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,640.0115 F1 · balance_after: Of the amount of securities beneficially owned, 19,520 shares represent unvested restricted stock awards and 6,904 shares represent unvested restricted stock unit awards. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 16:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 3,224 | $27.49 | $88,627.76 |
DisclosureSEC source: 0001127602-19-034049 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,084.0115 F1 · balance_after: Of the amount of securities beneficially owned, 19,520 shares represent unvested restricted stock awards and 5,348 shares represent unvested restricted stock unit awards. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,348 | $28.05 | $150,011.40 |
DisclosureSEC source: 0001127602-19-031881 · form4.xml · nonDerivative · entry 3 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,308.0115 F3 · balance_after: Of the amount of securities beneficially owned, 23,936 shares represent unvested restricted stock awards and 5,348 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031881 · form4.xml · nonDerivative · entry 2 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,960.0115 F1 · shares: On November 3, 2017 and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019. F2 · price: Not applicable. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 6,239 | $28.05 | $175,003.95 |
DisclosureSEC source: 0001127602-19-031881 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,317.0115 Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 21:36 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 2,019 | $26.28 | $53,059.32 |
DisclosureSEC source: 0001127602-19-027785 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,078.0115 F1 · balance_after: Of the amount of securities beneficially owned, 17,697 shares represent unvested restricted stock awards. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 18:53 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 13,247 | $33.97 | $450,000.59 |
DisclosureSEC source: 0001127602-19-014535 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,812.0115 F1 · balance_after: Of the amount of securities beneficially owned, 21,490 shares represent unvested restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.