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STEIN LAURA

Disclosed activity across 3 companies

Tapewire entity
66554
SEC CIK
0001199099

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CLOROX CO /DE/CLX · Entity 3474EVP - General CounselNovember 03, 2020November 05, 2020
FRANKLIN TEMPLETON INCBEN · Entity 462DirectorJanuary 04, 2021January 05, 2021
Mondelez International, Inc.MDLZ · Entity 2953EVP, CLA and General CounselFebruary 11, 2026February 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CLOROX CO /DE/

Report date November 03, 2020 · Filed November 05, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,325 Ending reported balance After 2020-11-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-11-03 · Sale · Disposed 8,570 · Balance 59,755

F1: This transaction was executed in multiple trades at prices ranging from $212.07 to $212.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 2 · 2020-11-05 · Sale · Disposed 19,430 · Balance 40,325

F2: This transaction was executed in multiple trades at prices ranging from $215.28 to $215.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $212.07 to $212.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $215.28 to $215.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

FRANKLIN TEMPLETON INC

Report date January 04, 2021 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Director's Fees (FRI)SEC Table II · derivative / convertible security · Expires 2047-01-20Direct40,372.5797 Reported balance After 2021-01-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-04 · Grant · Acquired 780.6081 · Balance 40,372.5797

F1: Not applicable.

F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable.

F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Mondelez International, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect95,651 Ending reported balance After 2026-02-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-02-11 · Grant · Acquired 22,247 · Balance 94,105

F1: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Row 2 · 2026-02-11 · Tax withholding · Disposed 9,474 · Balance 84,631

F2: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Row 3 · 2026-02-11 · Grant · Acquired 11,020 · Balance 95,651

F3: Deferred stock units granted under the Issuer's 2024 Performance Incentive Plan. Deferred stock units vest in three annual installments as follows: 33% on February 11, 2027; 33% on February 11, 2028, and 34% on February 11, 2029.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.47 · Expires 2036-02-11Direct66,150 Reported balance After 2026-02-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-11 · Grant · Acquired 66,150 · Balance 66,150

F4: Options vest in three annual installments as follows: 33% on February 11, 2027; 33% on February 11, 2028, and 34% on February 11, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

F2: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

F3: Deferred stock units granted under the Issuer's 2024 Performance Incentive Plan. Deferred stock units vest in three annual installments as follows: 33% on February 11, 2027; 33% on February 11, 2028, and 34% on February 11, 2029.

F4: Options vest in three annual installments as follows: 33% on February 11, 2027; 33% on February 11, 2028, and 34% on February 11, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2026 Filed Feb 13, 2026 21:07 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantStock Options (right to buy) · Derivative 66,150 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001628280-26-008105 · wk-form4_1771016873.xml · derivative · entry 4

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,150

Underlying: Class A Common Stock · 66,150 shares

Expires 2036-02-11

F4 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 11, 2027; 33% on February 11, 2028, and 34% on February 11, 2029.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:07 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantClass A Common Stock 11,020 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008105 · wk-form4_1771016873.xml · nonDerivative · entry 3

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,651

F3 · shares: Deferred stock units granted under the Issuer's 2024 Performance Incentive Plan. Deferred stock units vest in three annual installments as follows: 33% on February 11, 2027; 33% on February 11, 2028, and 34% on February 11, 2029.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:07 UTC Mondelez International, Inc. MDLZ · Entity 2953 Tax withholdingClass A Common Stock 9,474 $61.47 $582,366.78
Disclosure

SEC source: 0001628280-26-008105 · wk-form4_1771016873.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,631

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:07 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantClass A Common Stock 22,247 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008105 · wk-form4_1771016873.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,105

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
January 12, 2026 Filed Jan 13, 2026 21:06 UTC Mondelez International, Inc. MDLZ · Entity 2953 Tax withholdingClass A Common Stock 1,716 $55.09 $94,534.44
Disclosure

SEC source: 0001628280-26-001953 · wk-form4_1768338392.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,858

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan..

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:06 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantStock Options (right to buy) · Derivative 35,750 $0.00 Strike: $65.09 $0.00
Disclosure

SEC source: 0001103982-25-000082 · wk-form4_1742414762.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,750

Underlying: Class A Common Stock · 35,750 shares

Expires 2035-03-17

F1 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on March 17, 2026; 33% on March 17, 2027 and 34% on March 17, 2028.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:18 UTC Mondelez International, Inc. MDLZ · Entity 2953 Tax withholdingClass A Common Stock 10,753 $60.60 $651,631.80
Disclosure

SEC source: 0001103982-25-000054 · wk-form4_1739567901.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,574

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:18 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantClass A Common Stock 26,531 $0.00 $0.00
Disclosure

SEC source: 0001103982-25-000054 · wk-form4_1739567901.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,327

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:47 UTC Mondelez International, Inc. MDLZ · Entity 2953 Tax withholdingClass A Common Stock 21,017 $73.13 $1,536,973.21
Disclosure

SEC source: 0000950170-24-023207 · ownership.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,796

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:47 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantClass A Common Stock 48,120 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023207 · ownership.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,813

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:12 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantStock Options (right to buy) · Derivative 36,340 $0.00 Strike: $65.36 $0.00
Disclosure

SEC source: 0001209191-23-016260 · doc4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,340

Underlying: Class A Common Stock · 36,340 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on March 2, 2024; 33% on March 2, 2025; and 34% on March 2, 2026.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:28 UTC Mondelez International, Inc. MDLZ · Entity 2953 Tax withholdingClass A Common Stock 8,735 $66.60 $581,751.00
Disclosure

SEC source: 0001209191-23-012188 · doc4.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,693

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:28 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantClass A Common Stock 22,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012188 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,428

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantStock Options (right to buy) · Derivative 34,810 $0.00 Strike: $64.65 $0.00
Disclosure

SEC source: 0001209191-22-013542 · doc4.xml · derivative · entry 3

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,810

Underlying: Class A Common Stock · 34,810 shares

Expires 2032-02-24

F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 24, 2023; 33% on February 24, 2024; and 34% on February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC Mondelez International, Inc. MDLZ · Entity 2953 Tax withholdingClass A Common Stock 8,128 $64.65 $525,475.20
Disclosure

SEC source: 0001209191-22-013542 · doc4.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,276

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantClass A Common Stock 21,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013542 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, CLA and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,404

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:04 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantStock Options (right to buy) · Derivative 40,090 $0.00 Strike: $56.13 $0.00
Disclosure

SEC source: 0001209191-21-012845 · doc4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, General Counsel, CLA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,090

Underlying: Class A Common Stock · 40,090 shares

Expires 2031-02-18

F1 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:12 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantStock Options (right to buy) · Derivative 48,170 $0.00 Strike: $57.09 $0.00
Disclosure

SEC source: 0001209191-21-003407 · doc4.xml · derivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP, General Counsel, CLA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,170

Underlying: Class A Common Stock · 48,170 shares

Expires 2031-01-11

F2 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on January 11, 2022; 33% on January 11, 2023; and 34% on January 11, 2024.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:12 UTC Mondelez International, Inc. MDLZ · Entity 2953 GrantClass A Common Stock 4,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003407 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, General Counsel, CLA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380

F1 · shares: Deferred stock units awarded under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Shares will vest on January 11, 2026.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:02 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 780.6081 $24.34 $19,000.00
Disclosure

SEC source: 0001127602-21-000406 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,372.5797

Underlying: Common Stock, par value $.10 · 780.6081 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 22:39 UTC CLOROX CO /DE/ CLX · Entity 3474 SaleCommon Stock 19,430 $215.46 $4,186,391.69
Disclosure

SEC source: 0001225208-20-013140 · doc4.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,325

F2 · price: This transaction was executed in multiple trades at prices ranging from $215.28 to $215.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:39 UTC CLOROX CO /DE/ CLX · Entity 3474 SaleCommon Stock 8,570 $212.19 $1,818,446.88
Disclosure

SEC source: 0001225208-20-013140 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,755

F1 · price: This transaction was executed in multiple trades at prices ranging from $212.07 to $212.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:56 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 950.4753 $19.99 $19,000.00
Disclosure

SEC source: 0001127602-20-026592 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,155.2531

Underlying: Common Stock, par value $.10 · 950.4753 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 20:29 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantStock Option (Right to Buy) · Derivative 8,584 $0.00 Strike: $212.38 $0.00
Disclosure

SEC source: 0001225208-20-011791 · doc4.xml · derivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2030-09-22

F3 · kind: Option vests in 4 equal installments - 1/4 on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.exercise_date: Option vests in 4 equal installments - 1/4 on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 20:29 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantCommon Stock 1,250 $212.38 $265,475.00
Disclosure

SEC source: 0001225208-20-011791 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,325

F1 · kind: The Restricted Stock Units will vest in 4 equal installments - 1/4 on each of the first, second, third and fourth anniversaries of the grant date.

F2 · balance_after: Includes 124 shares acquired pursuant to a dividend reinvestment feature of the Company's Stock Incentive Plan.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 23:19 UTC CLOROX CO /DE/ CLX · Entity 3474 Tax withholdingCommon Stock 1,704 $228.30 $389,023.20
Disclosure

SEC source: 0001225208-20-010949 · doc4.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,951

F2 · kind: Withholding of stock to pay tax liability under the Company's Stock Withholding Arrangement.

F3 · balance_after: Includes 153 shares acquired pursuant to a dividend reinvestment feature of the Company's Stock Incentive Plan.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 23:19 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantCommon Stock 4,760 $228.30 $1,086,708.00
Disclosure

SEC source: 0001225208-20-010949 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,655

F1 · kind: Settlement of 2017 Performance Unit Grant that vested 8/20/2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:09 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 940.5941 $20.20 $19,000.00
Disclosure

SEC source: 0001127602-20-021201 · form4.xml · derivative · entry 2

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,719.7704

Underlying: Common Stock, par value $.10 · 940.5941 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:09 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 OtherDeferred Director's Fees (FRI) · Derivative 4,035.099 $20.20 $81,509.00
Disclosure

SEC source: 0001127602-20-021201 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,779.1763

Underlying: Common Stock, par value $.10 · 4,035.099 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 00:07 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,197.9824 $15.86 $19,000.00
Disclosure

SEC source: 0001127602-20-012885 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,223.4508

Underlying: Common Stock, par value $.10 · 1,197.9824 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 16:54 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 95.9693 $26.05 $2,500.00
Disclosure

SEC source: 0001127602-20-006288 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025.4684

Underlying: Common Stock, par value $.10 · 95.9693 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 22:32 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 3,179.6502 $25.16 $80,000.00
Disclosure

SEC source: 0001127602-20-005109 · form4.xml · derivative · entry 2

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,929.4991

Underlying: Common Stock, par value $.10 · 3,179.6502 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:32 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 58.5938 $25.60 $1,500.00
Disclosure

SEC source: 0001127602-20-005109 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,749.8489

Underlying: Common Stock, par value $.10 · 58.5938 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 23:11 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 30.1932 $24.84 $750.00
Disclosure

SEC source: 0001127602-20-002780 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,691.2551

Underlying: Common Stock, par value $.10 · 30.1932 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:33 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 96.6744 $25.86 $2,500.00
Disclosure

SEC source: 0001127602-20-002301 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,661.0619

Underlying: Common Stock, par value $.10 · 96.6744 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:09 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 536.8997 $25.61 $13,750.00
Disclosure

SEC source: 0001127602-20-001115 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,087.9119

Underlying: Common Stock, par value $.10 · 536.8997 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:16 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 14.5124 $25.84 $375.00
Disclosure

SEC source: 0001127602-19-034812 · form4.xml · derivative · entry 2

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,490.2676

Underlying: Common Stock, par value $.10 · 14.5124 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:16 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 13.8786 $27.02 $375.00
Disclosure

SEC source: 0001127602-19-034812 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,475.7552

Underlying: Common Stock, par value $.10 · 13.8786 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:25 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 45.7373 $27.33 $1,250.00
Disclosure

SEC source: 0001127602-19-033527 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,461.8766

Underlying: Common Stock, par value $.10 · 45.7373 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:12 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 13.2603 $28.28 $375.00
Disclosure

SEC source: 0001127602-19-032450 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,416.1393

Underlying: Common Stock, par value $.10 · 13.2603 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 24, 2019 Filed Oct 25, 2019 19:15 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 13.3262 $28.14 $375.00
Disclosure

SEC source: 0001127602-19-031042 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,402.879

Underlying: Common Stock, par value $.10 · 13.3262 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 20, 2019 Filed Oct 22, 2019 19:24 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 13.6712 $27.43 $375.00
Disclosure

SEC source: 0001127602-19-030919 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,389.5528

Underlying: Common Stock, par value $.10 · 13.6712 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 17:32 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 246.3275 $27.91 $6,875.00
Disclosure

SEC source: 0001127602-19-029601 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,375.8816

Underlying: Common Stock, par value $.10 · 246.3275 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 23:36 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantStock Option (Right to Buy) · Derivative 31,221 $0.00 Strike: $155.54 $0.00
Disclosure

SEC source: 0001225208-19-012720 · doc4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,221

Underlying: Common Stock · 31,221 shares

Expires 2029-09-17

F1 · kind: Option vests in 4 equal installments - 1/4 on each of the first, second, third and fourth anniversaries of the grant date.

F1 · derivative.exercise_date: Option vests in 4 equal installments - 1/4 on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 21:56 UTC CLOROX CO /DE/ CLX · Entity 3474 Tax withholdingCommon Stock 1,206 $159.15 $191,934.90
Disclosure

SEC source: 0001225208-19-011881 · doc4.xml · nonDerivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,742

Read SEC document
August 22, 2019 Filed Aug 26, 2019 21:56 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantCommon Stock 3,484 $159.15 $554,478.60
Disclosure

SEC source: 0001225208-19-011881 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,948

F1 · kind: Settlement of 2016 Performance Unit Grant that vested 8/22/2019.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:52 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 10.8413 $34.59 $375.00
Disclosure

SEC source: 0001127602-19-025455 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,129.5541

Underlying: Common Stock, par value $.10 · 10.8413 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

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July 01, 2019 Filed Jul 1, 2019 23:02 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 196.4286 $35.00 $6,875.00
Disclosure

SEC source: 0001127602-19-023297 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,928.5917

Underlying: Common Stock, par value $.10 · 196.4286 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

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June 11, 2019 Filed Jun 12, 2019 22:13 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 22.4752 $33.37 $750.00
Disclosure

SEC source: 0001127602-19-021494 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,732.1631

Underlying: Common Stock, par value $.10 · 22.4752 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

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April 25, 2019 Filed Apr 26, 2019 18:28 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 10.5813 $35.44 $375.00
Disclosure

SEC source: 0001127602-19-016263 · form4.xml · derivative · entry 1

STEIN LAURA · CIK 0001199099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709.6879

Underlying: Common Stock, par value $.10 · 10.5813 shares

Expires 2047-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.