Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avery Dennison CorpAVY · Entity 3410 | Director | October 23, 2020 | October 28, 2020 |
| FLUOR CORPFLR · Entity 3672 | Director | November 24, 2020 | November 25, 2020 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Director | January 01, 2021 | January 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avery Dennison Corp
Report date October 23, 2020 · Filed October 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,160 |
Ending reported balance
After 2020-10-23 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-10-23 · Exercise / conversion · Acquired 6,318 · Balance 37,478 Row 2 · 2020-10-23 · Sale · Disposed 6,318 · Balance 31,160 F1: This transaction was executed in multiple trades at prices ranging from $141.97 to $143.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2020-10-23 · Exercise / conversion · Acquired 4,664 · Balance 35,824 Row 4 · 2020-10-23 · Sale · Disposed 4,664 · Balance 31,160 F2: This transaction was executed in multiple trades at prices ranging from $141.69 to $143.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2012 Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.87 · Expires 2022-04-26 | Direct | 0 |
Reported balance
After 2020-10-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-10-23 · Exercise / conversion · Disposed 6,318 · Balance 0 F3: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant. |
| 2011 Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $42.73 · Expires 2021-04-28 | Direct | 0 |
Reported balance
After 2020-10-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-10-23 · Exercise / conversion · Disposed 4,664 · Balance 0 F3: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant. F4: Corrected expiration date of grant |
| Common Stock Units - DDECPSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectDDECP | 31,395.6931 |
Reported balance
Holding disclosure · report date 2020-10-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 31,395.6931 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.97 to $143.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $141.69 to $143.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant.
F4: Corrected expiration date of grant
FLUOR CORP
Report date November 24, 2020 · Filed November 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,830 |
Reported balance
After 2020-11-24 transaction · row 1
1 source rowRow 1 · 2020-11-24 · Grant · Acquired 5,080 · Balance 36,830 F1: Restricted Stock Units that were granted and vested on November 24, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units that were granted and vested on November 24, 2020.
FRANKLIN TEMPLETON INC
Report date January 01, 2021 · Filed January 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Director's Fees (FRI)SEC Table II · derivative / convertible security · Expires 2029-01-20 | Direct | 0 |
Reported balance
After 2021-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-01 · Other · Disposed 32,398.3616 · Balance 0 F1: Not applicable. F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.
F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2021 Filed Jan 5, 2021 18:05 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | OtherDeferred Director's Fees (FRI) · Derivative | 32,398.3616 | $24.34 | $788,576.12 |
DisclosureSEC source: 0001127602-21-000337 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.10 · 32,398.3616 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 00:24 UTC | FLUOR CORP FLR · Entity 3672 | GrantCommon Stock | 5,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060370 · doc4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,830 F1 · shares: Restricted Stock Units that were granted and vested on November 24, 2020. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 00:46 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2011 Director Stock Option · Derivative | 4,664 | $0.00 Strike: $42.73 | $0.00 |
DisclosureSEC source: 0001127602-20-027591 · form4.xml · derivative · entry 6 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,664 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant. F4 · derivative.expiration_date: Corrected expiration date of grant Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 00:46 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2012 Director Stock Option · Derivative | 6,318 | $0.00 Strike: $31.87 | $0.00 |
DisclosureSEC source: 0001127602-20-027591 · form4.xml · derivative · entry 5 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,318 shares Expires 2022-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 00:46 UTC | Avery Dennison Corp AVY · Entity 3410 | SaleCommon Stock | 4,664 | $142.18 | $663,127.52 |
DisclosureSEC source: 0001127602-20-027591 · form4.xml · nonDerivative · entry 4 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,160 F2 · price: This transaction was executed in multiple trades at prices ranging from $141.69 to $143.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 00:46 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 4,664 | $42.73 | $199,269.40 |
DisclosureSEC source: 0001127602-20-027591 · form4.xml · nonDerivative · entry 3 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 00:46 UTC | Avery Dennison Corp AVY · Entity 3410 | SaleCommon Stock | 6,318 | $142.91 | $902,905.38 |
DisclosureSEC source: 0001127602-20-027591 · form4.xml · nonDerivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,160 F1 · price: This transaction was executed in multiple trades at prices ranging from $141.97 to $143.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 00:46 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 6,318 | $31.87 | $201,354.66 |
DisclosureSEC source: 0001127602-20-027591 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 15:37 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,400.7003 | $19.99 | $28,000.00 |
DisclosureSEC source: 0001127602-20-026458 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,048.0322 Underlying: Common Stock, par value $.10 · 1,400.7003 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:27 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,386.1387 | $20.20 | $28,000.00 |
DisclosureSEC source: 0001127602-20-020907 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,258.6621 Underlying: Common Stock, par value $.10 · 1,386.1387 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:49 UTC | Avery Dennison Corp AVY · Entity 3410 | Grant2020 Director RSU Award · Derivative | 1,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015266 · form4.xml · derivative · entry 3 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450 Underlying: Common Stock · 1,450 shares Expires 2021-05-01 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:49 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2019 Director RSU Award · Derivative | 1,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015266 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,414 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:49 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 1,414 | $106.87 | $151,114.18 |
DisclosureSEC source: 0001127602-20-015266 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 21:37 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom stock units · Derivative | 266.4659 | $6.20 | $1,652.09 |
DisclosureSEC source: 0001209191-20-023625 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,791.57 Underlying: Common Stock · 266.4659 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 00:04 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,765.4477 | $15.86 | $28,000.00 |
DisclosureSEC source: 0001127602-20-012882 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,425.1573 Underlying: Common Stock, par value $.10 · 1,765.4477 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:37 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2010 Director Stock Option · Derivative | 5,027 | $0.00 Strike: $38.18 | $0.00 |
DisclosureSEC source: 0001127602-20-008860 · form4.xml · derivative · entry 3 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,027 shares Expires 2020-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options are exercisable in three cumulative installments of 33% each year beginning on the first anniversary date of the grant, which is the date given . Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:37 UTC | Avery Dennison Corp AVY · Entity 3410 | SaleCommon Stock | 5,027 | $117.05 | $588,410.35 |
DisclosureSEC source: 0001127602-20-008860 · form4.xml · nonDerivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,746 F1 · price: This transaction was executed in multiple trades at prices ranging from $117.00 to $117.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:37 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 5,027 | $38.18 | $191,930.86 |
DisclosureSEC source: 0001127602-20-008860 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 16:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 191.9386 | $26.05 | $5,000.00 |
DisclosureSEC source: 0001127602-20-006292 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,659.7096 Underlying: Common Stock, par value $.10 · 191.9386 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:46 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 6,360 | $25.16 | $160,017.60 |
DisclosureSEC source: 0001127602-20-005117 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,765 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 58.5938 | $25.60 | $1,500.00 |
DisclosureSEC source: 0001127602-20-005117 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,467.771 Underlying: Common Stock, par value $.10 · 58.5938 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 23:38 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 193.3488 | $25.86 | $5,000.00 |
DisclosureSEC source: 0001127602-20-002304 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,409.1772 Underlying: Common Stock, par value $.10 · 193.3488 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:30 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 91.064 | $19.12 | $1,741.14 |
DisclosureSEC source: 0001209191-20-002040 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,525.1041 Underlying: Common Stock · 91.064 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom stock units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom stock units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,317.8446 | $25.61 | $33,750.00 |
DisclosureSEC source: 0001127602-20-000475 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,950.0135 Underlying: Common Stock, par value $.10 · 1,317.8446 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:51 UTC | FLUOR CORP FLR · Entity 3672 | OtherPhantom Stock Units · Derivative | 981.6144 | $18.88 | $18,532.88 |
DisclosureSEC source: 0001209191-20-001331 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,434.0402 Underlying: Common Stock · 981.6144 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and were settled in cash pursuant to the reporting person's distribution election under the Program. Distributions are made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. Prior to distribution, the reporting person may transfer the phantom stock units into an alternative investment at any time. F2 · derivative.expiration_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and were settled in cash pursuant to the reporting person's distribution election under the Program. Distributions are made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. Prior to distribution, the reporting person may transfer the phantom stock units into an alternative investment at any time. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 20:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 55.5144 | $27.02 | $1,500.00 |
DisclosureSEC source: 0001127602-19-034667 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,414.6257 Underlying: Common Stock, par value $.10 · 55.5144 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 22:35 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 182.9491 | $27.33 | $5,000.00 |
DisclosureSEC source: 0001127602-19-033505 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,359.1113 Underlying: Common Stock, par value $.10 · 182.9491 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 00:51 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 53.4759 | $28.05 | $1,500.00 |
DisclosureSEC source: 0001127602-19-031751 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,176.1622 Underlying: Common Stock, par value $.10 · 53.4759 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 19:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 54.6847 | $27.43 | $1,500.00 |
DisclosureSEC source: 0001127602-19-030920 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,122.6863 Underlying: Common Stock, par value $.10 · 54.6847 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 21:35 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 203.0206 | $17.80 | $3,613.77 |
DisclosureSEC source: 0001209191-19-052374 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,415.6546 Underlying: Common Stock · 203.0206 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 17:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,209.244 | $27.91 | $33,750.00 |
DisclosureSEC source: 0001127602-19-029596 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,068.0016 Underlying: Common Stock, par value $.10 · 1,209.244 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 19:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 50.882 | $29.48 | $1,500.00 |
DisclosureSEC source: 0001127602-19-028239 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,858.7576 Underlying: Common Stock, par value $.10 · 50.882 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:29 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 111.9507 | $32.07 | $3,590.26 |
DisclosureSEC source: 0001209191-19-040874 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,212.6339 Underlying: Common Stock · 111.9507 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 22:58 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 964.2857 | $35.00 | $33,750.00 |
DisclosureSEC source: 0001127602-19-023295 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,647.6687 Underlying: Common Stock, par value $.10 · 964.2857 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 21:53 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 44.9506 | $33.37 | $1,500.00 |
DisclosureSEC source: 0001127602-19-021480 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,683.383 Underlying: Common Stock, par value $.10 · 44.9506 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:43 UTC | FLUOR CORP FLR · Entity 3672 | GrantCommon Stock | 5,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027740 · doc4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,750 F1 · shares: Granted as Restricted Stock Units which vested on May 2, 2019. These Restricted Stock Units are subject to a post-vest holding period until May 2, 2022, at which time shares will be issued (unless further deferred by the director pursuant to the Fluor Corporation 409A Director Deferred Compensation Program.) Read SEC document |
| May 01, 2019 Filed May 2, 2019 23:27 UTC | Avery Dennison Corp AVY · Entity 3410 | Grant2019 Director RSU Award · Derivative | 1,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017121 · form4.xml · derivative · entry 5 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414 Underlying: Common Stock · 1,414 shares Expires 2020-05-01 F2 · shares: Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. Read SEC document |
| May 01, 2019 Filed May 2, 2019 23:27 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2018 Director RSU Award · Derivative | 1,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017121 · form4.xml · derivative · entry 4 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,336 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 2, 2019 23:27 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2016 Director RSU Award · Derivative | 641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017121 · form4.xml · derivative · entry 3 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 641 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares reflect the vesting of the third tranche of restricted stock units granted on May 1, 2016. Read SEC document |
| May 01, 2019 Filed May 2, 2019 23:27 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 1,336 | $109.63 | $146,465.68 |
DisclosureSEC source: 0001127602-19-017121 · form4.xml · nonDerivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 2, 2019 23:27 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 641 | $109.63 | $70,272.83 |
DisclosureSEC source: 0001127602-19-017121 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 17:41 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 44.1566 | $33.97 | $1,500.00 |
DisclosureSEC source: 0001127602-19-014450 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,488.5235 Underlying: Common Stock, par value $.10 · 44.1566 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 21:41 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom stock units · Derivative | 92.7475 | $38.50 | $3,570.78 |
DisclosureSEC source: 0001209191-19-023706 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100.6833 Underlying: Common Stock · 92.7475 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:41 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 999.1118 | $33.78 | $33,750.00 |
DisclosureSEC source: 0001127602-19-014450 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,444.3669 Underlying: Common Stock, par value $.10 · 999.1118 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 4,655 | $31.15 | $145,003.25 |
DisclosureSEC source: 0001127602-19-005712 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,405 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 49.0998 | $30.55 | $1,500.00 |
DisclosureSEC source: 0001127602-19-005712 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,445.2551 Underlying: Common Stock, par value $.10 · 49.0998 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 19:28 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2009 Director Stock Option · Derivative | 2,000 | $0.00 Strike: $20.64 | $0.00 |
DisclosureSEC source: 0001127602-19-004278 · form4.xml · derivative · entry 3 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option grant under the Avery Dennison Corporation Director Equity Plan, as amended and restated. Options are exercisable in two cumulative installments of 50% each year beginning on the first anniversary date of the grant, which is the date given. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 19:28 UTC | Avery Dennison Corp AVY · Entity 3410 | SaleCommon Stock | 2,000 | $104.51 | $209,020.00 |
DisclosureSEC source: 0001127602-19-004278 · form4.xml · nonDerivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,769 F1 · price: This transaction was executed in multiple trades at prices ranging from $104.50 to $104.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 19:28 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 2,000 | $20.64 | $41,280.00 |
DisclosureSEC source: 0001127602-19-004278 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:19 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 114.5675 | $32.37 | $3,708.55 |
DisclosureSEC source: 0001209191-19-002520 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,007.9357 Underlying: Common Stock · 114.5675 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom stock units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom stock units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.