Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRANKLIN TEMPLETON INCBEN · Entity 462 | EVP, Head of Global Operations | August 31, 2025 | September 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN TEMPLETON INC
Report date August 31, 2025 · Filed September 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 90,509.8286 |
Reported balance
After 2025-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-08-31 · Tax withholding · Disposed 8,740 · Balance 90,509.8286 F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2: Of the amount of securities beneficially owned, 34,405 shares represent unvested restricted stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2: Of the amount of securities beneficially owned, 34,405 shares represent unvested restricted stock unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2025 Filed Sep 3, 2025 18:36 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 8,740 | $25.66 | $224,268.40 |
DisclosureSEC source: 0000038777-25-000177 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,509.8286 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 34,405 shares represent unvested restricted stock unit awards. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 18:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 34,608 | $20.95 | $725,037.60 |
DisclosureSEC source: 0001127602-24-026668 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,081.5979 F1 · balance_after: Of the amount of securities beneficially owned, 70,284 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 18:00 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 7,861 | $20.24 | $159,106.64 |
DisclosureSEC source: 0001127602-24-023380 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,473.5979 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 35,676 shares represent unvested restricted stock unit awards. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 00:22 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 22,000 | $29.27 | $643,845.40 |
DisclosureSEC source: 0001127602-23-029642 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,481.0643 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.22 to $29.3164, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 21:37 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 25,000 | $25.38 | $634,465.00 |
DisclosureSEC source: 0001127602-23-028886 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,481.0643 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $25.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Of the amount of securities beneficially owned, 67,946 shares represent unvested restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:37 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 3,168 | $25.63 | $81,195.84 |
DisclosureSEC source: 0001127602-23-028886 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,481.0643 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 23:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 34,000 | $23.53 | $800,020.00 |
DisclosureSEC source: 0001127602-23-026873 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,649.0643 F1 · balance_after: Of the amount of securities beneficially owned, 76,225 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 19:09 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 6,371 | $26.74 | $170,360.54 |
DisclosureSEC source: 0001127602-23-023664 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,649.0643 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 42,225 shares represent unvested restricted stock units. Read SEC document |
| February 01, 2023 Filed Feb 1, 2023 20:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 29,503 | $31.09 | $917,324.98 |
DisclosureSEC source: 0001127602-23-002895 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,132 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 68,378 shares represent unvested restricted stock unit awards. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 18:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 6,004 | $27.28 | $163,789.12 |
DisclosureSEC source: 0001127602-22-026855 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,635 F1 · balance_after: Of the amount of securities beneficially owned, 68,378 shares represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:11 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 39,029 | $22.42 | $875,030.18 |
DisclosureSEC source: 0001127602-22-025039 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,639 F1 · balance_after: Of the amount of securities beneficially owned, 84,229 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:45 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 4,115 | $26.07 | $107,278.05 |
DisclosureSEC source: 0001127602-22-021965 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,610 F1 · balance_after: Of the amount of securities beneficially owned, 45,200 shares represent unvested restricted stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:48 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,629 | $34.12 | $55,581.48 |
DisclosureSEC source: 0001127602-21-030900 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,894 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 62,088 shares represent unvested restricted stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:23 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 4,670 | $31.82 | $148,599.40 |
DisclosureSEC source: 0001127602-21-030216 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,265 F1 · balance_after: Of the amount of securities beneficially owned, 60,459 shares represent unvested restricted stock unit awards. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:50 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 23,783 | $35.74 | $850,004.42 |
DisclosureSEC source: 0001127602-21-028793 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,935 F1 · balance_after: Of the amount of securities beneficially owned, 74,681 shares represent unvested restricted stock unit awards. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 17:59 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 39,890 | $27.09 | $1,080,747.75 |
DisclosureSEC source: 0001127602-21-008996 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,037 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.95 to $27.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 63,278 shares represent unvested restricted stock units. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 16:45 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 10,000 | $27.64 | $276,439.00 |
DisclosureSEC source: 0001127602-21-005673 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.64 to $27.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 63,278 shares represent unvested restricted stock units. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:26 UTC Amendment | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028540 · form4a.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,905 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 9, 2020 (the "Original Form 4") is made solely to: (a) report the correct number of unvested performance-based restricted stock units scheduled to vest on December 1, 2020 per the certification of certain performance criteria, reflecting the deletion of 3,717 restricted stock units that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:35 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028443 · form4.xml · nonDerivative · entry 3 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,622 F1 · shares: On November 3, 2017, February 13, 2018 and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 69,220 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:35 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 15,649 | $20.13 | $315,014.37 |
DisclosureSEC source: 0001127602-20-028443 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,276 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:35 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 24,839 | $20.13 | $500,009.07 |
DisclosureSEC source: 0001127602-20-028443 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,627 Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 15:32 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 85 | $21.06 | $1,790.10 |
DisclosureSEC source: 0001127602-20-024614 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,788 F1 · balance_after: Of the amount of securities beneficially owned, 28,732 shares represent unvested restricted stock unit awards. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 00:36 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 1,132 | $27.49 | $31,118.68 |
DisclosureSEC source: 0001127602-19-034025 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,080 F1 · balance_after: Of the amount of securities beneficially owned, 1,908 shares represent unvested restricted stock awards and 35,896 shares represent unvested restricted stock unit awards. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:01 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 17,826 | $28.05 | $500,019.30 |
DisclosureSEC source: 0001127602-19-031841 · form4.xml · nonDerivative · entry 3 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,257 F3 · balance_after: Of the amount of securities beneficially owned, 1,908 shares represent unvested restricted stock awards and 41,832 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:01 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031841 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,431 F1 · shares: On November 3, 2017, February 13, 2018 and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019. F2 · price: Not applicable. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:01 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 11,230 | $28.05 | $315,001.50 |
DisclosureSEC source: 0001127602-19-031841 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,083 Read SEC document |
| November 01, 2019 Filed Dec 3, 2019 00:35 UTC Amendment | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 4,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034024 · form4a.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,386 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 1, 2019 (the "Original Form 4") is made solely to: (a) report the correct the number of unvested performance-based restricted stock units scheduled to vest on November 29, 2019 per the certification of certain performance criteria, reflecting the deletion of 1,045 restricted stock units that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 16:47 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 531 | $26.28 | $13,954.68 |
DisclosureSEC source: 0001127602-19-027817 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,853 F1 · balance_after: Of the amount of securities beneficially owned, 1,908 shares represent unvested restricted stock awards and 12,776 shares represent unvested restricted stock unit awards. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 22:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 752 | $33.89 | $25,485.28 |
DisclosureSEC source: 0001127602-18-035011 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,614 F1 · balance_after: Of the amount of securities beneficially owned, 3,817 shares represent unvested restricted stock awards and 18,014 shares represent unvested restricted stock unit awards. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 20:08 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 3,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-032205 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,850 F1 · shares: On November 3, 2015, November 1, 2016, November 3, 2017 and February 13, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in number Column 4 are scheduled to vest on November 30, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 3,817 shares represent unvested restricted stock awards and 19,498 shares represent unvested stock unit awards (which exclude the unvested restricted stock units scheduled to vest on November 30, 2018 as reported in Footnote 1). Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 20:08 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 10,261 | $30.70 | $315,012.70 |
DisclosureSEC source: 0001127602-18-032205 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,864 Read SEC document |
| November 02, 2018 Filed Nov 28, 2018 18:36 UTC Amendment | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 2,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-034579 · form4a.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,366 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 6, 2018 (the Original Form 4) is made solely to: (a) report the correct the number of unvested performance-based restricted stock units scheduled to vest on November 30, 2018 per the certification of certain performance criteria, reflecting the deletion of 1,484 time-based restricted stock units granted November 1, 2016 that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 18:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 1,456 | $31.74 | $46,213.44 |
DisclosureSEC source: 0001127602-18-026773 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,603 F2 · balance_after: Of the amount of securities beneficially owned, 13,054 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| May 24, 2018 Filed Sep 5, 2018 18:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | OtherCommon Stock, par value $.10 | 5,774.5285 | $33.80 | $195,179.06 |
DisclosureSEC source: 0001127602-18-026773 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F1 · ownership.nature: Reporting Person held shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of May 24, 2018. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:04 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 891 | $43.48 | $38,740.68 |
DisclosureSEC source: 0001127602-17-033880 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500.668 F1 · balance_after: Of the amount of securities beneficially owned, 5,726 shares represent unvested restricted stock awards and 12,901 shares represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031455 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,391.668 F1 · shares: On November 4, 2014, November 3, 2015 and November 1, 2016 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2017, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2017 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2017. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 5,726 shares represent unvested restricted stock awards and 14,385 shares represent unvested stock unit awards (which exclude the unvested restricted stock units scheduled to vest on December 1, 2017 as reported in Footnote 1). Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,726 | $42.79 | $245,015.54 |
DisclosureSEC source: 0001127602-17-031455 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,805.668 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.