Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Director | February 03, 2026 | February 04, 2026 |
| Greystone Housing Impact Investors LPATAX · Entity 624 | Director | May 24, 2018 | May 25, 2018 |
| REDWOOD TRUST INCRWT · Entity 5400 | Director | May 20, 2020 | May 22, 2020 |
| WAGEWORKS, INC.WAGE · Entity 155161 | Director | April 27, 2017 | May 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN TEMPLETON INC
Report date February 03, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | IndirectBy Trust | 34,781 |
Reported balance
After 2026-02-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-03 · Grant · Acquired 7,593 · Balance 34,781 F1: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. |
Filing footnotes · ownership attribution and instrument terms
F1: Revocable family trust for which Reporting Person is sole trustee with voting and investment power.
Greystone Housing Impact Investors LP
Report date May 24, 2018 · Filed May 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Beneficial Unit CertificatesSEC Table I · non-derivative | Direct | 20,336 |
Reported balance
After 2018-05-24 transaction · row 1
1 source rowRow 1 · 2018-05-24 · Grant · Acquired 1,578 · Balance 20,336 F1: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2018.
REDWOOD TRUST INC
Report date May 20, 2020 · Filed May 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 17,747.7 |
Reported balance
After 2020-05-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-05-20 · Exercise / conversion · Acquired 5,778 · Balance 17,747.7 F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 11,969.7 |
Reported balance
After 2020-05-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-05-21 · Sale · Disposed 5,778 · Balance 11,969.7 F3: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in May, 2019. F4: This transaction was executed in multiple trades in prices ranging from $4.51 to $4.54 inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $16.44 | Direct | 0 |
Reported balance
After 2020-05-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-20 · Exercise / conversion · Disposed 5,778 · Balance 0 F5: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
F3: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in May, 2019.
F4: This transaction was executed in multiple trades in prices ranging from $4.51 to $4.54 inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
F6: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
F7: No expiration date is applicable to deferred stock units.
WAGEWORKS, INC.
Report date April 27, 2017 · Filed May 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,541 |
Reported balance
After 2017-04-28 transaction · row 1
1 source rowRow 1 · 2017-04-28 · Exercise / conversion · Acquired 2,943 · Balance 10,541 F3: Restricted Stock Units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,500 |
Reported balance
After 2017-04-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-27 · Grant · Acquired 2,500 · Balance 2,500 F1: Each restricted stock unit represents a contingent right to receive one share of WageWorks Inc. common stock. F2: All of the restricted stock units vest one year from the date of grant and such restricted stock units are subject to vesting acceleration provisions upon a change of control of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-04-28 · Exercise / conversion · Disposed 2,943 · Balance 0 F3: Restricted Stock Units convert into common stock on a one-for-one basis. F4: On April 28, 2016, the reporting person was granted 2,943 restricted stock units, vesting one year from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of WageWorks Inc. common stock.
F2: All of the restricted stock units vest one year from the date of grant and such restricted stock units are subject to vesting acceleration provisions upon a change of control of the Issuer.
F3: Restricted Stock Units convert into common stock on a one-for-one basis.
F4: On April 28, 2016, the reporting person was granted 2,943 restricted stock units, vesting one year from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2026 Filed Feb 4, 2026 20:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 7,593 | $27.00 | $205,011.00 |
DisclosureSEC source: 0000038777-26-000036 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 34,781 F1 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 21:25 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 9,371 | $20.81 | $195,010.51 |
DisclosureSEC source: 0001127602-25-003185 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 27,188 F1 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| February 06, 2024 Filed Feb 7, 2024 21:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 7,323 | $26.63 | $195,011.49 |
DisclosureSEC source: 0001127602-24-003726 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 17,817 F1 · shares: Shares represent a grant of common stock under Franklin Resources, Inc.'s 2002 Universal Stock Incentive Plan, as amended and restated. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| October 10, 2023 Filed Oct 10, 2023 22:08 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 6,011 | $24.01 | $144,324.11 |
DisclosureSEC source: 0001127602-23-025724 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 10,494 F1 · shares: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2023. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:22 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 4,982 | $32.12 | $160,021.84 |
DisclosureSEC source: 0001127602-23-003945 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,505 F1 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 17:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 3,135 | $23.37 | $73,264.95 |
DisclosureSEC source: 0001127602-22-017593 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,523 F1 · shares: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:50 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,512 | $29.03 | $160,013.36 |
DisclosureSEC source: 0001127602-22-006589 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,658 F1 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 11:01 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 2,400 | $33.91 | $81,384.00 |
DisclosureSEC source: 0001127602-21-019964 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,146 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2021. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:59 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 6,011 | $26.62 | $160,012.82 |
DisclosureSEC source: 0001127602-21-005119 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,546 F1 · shares: Shares represent a grant of common stock under Franklin Resources, Inc.'s Universal Stock Incentive Plan, as amended and restated. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:33 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 1,826 | $23.97 | $43,769.22 |
DisclosureSEC source: 0001127602-20-031614 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,535 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 18:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 1,827 | $22.16 | $40,486.32 |
DisclosureSEC source: 0001127602-20-030098 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,361 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 1,827 | $21.90 | $40,011.30 |
DisclosureSEC source: 0001127602-20-023844 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,188 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 5,778 | $4.52 | $26,136.21 |
DisclosureSEC source: 0001233561-20-000002 · edgardoc.xml · nonDerivative · entry 2 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,969.7 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in May, 2019. F4 · price: This transaction was executed in multiple trades in prices ranging from $4.51 to $4.54 inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 5,778 | $0.00 Strike: $16.44 | $0.00 |
DisclosureSEC source: 0001233561-20-000002 · edgardoc.xml · derivative · entry 3 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 5,778 | $4.25 | $24,556.50 |
DisclosureSEC source: 0001233561-20-000002 · edgardoc.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,747.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:48 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 6,360 | $25.16 | $160,017.60 |
DisclosureSEC source: 0001127602-20-005119 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,015 Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 6,310 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001233561-19-000004 · edgardoc.xml · derivative · entry 2 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 6,310 | $16.17 | $102,032.70 |
DisclosureSEC source: 0001233561-19-000004 · edgardoc.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,969.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026843 · tv520800_4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 00:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 9,778 | $15.81 | $154,590.18 |
DisclosureSEC source: 0001233561-19-000002 · edgardoc.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,659.7 F1 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in 2018. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:34 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 4,655 | $31.15 | $145,003.25 |
DisclosureSEC source: 0001127602-19-005723 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Read SEC document |
| May 24, 2018 Filed May 25, 2018 12:22 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 1,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033281 · doc4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,336 F1 · kind: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2018. F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2018. Read SEC document |
| May 22, 2018 Filed May 22, 2018 23:44 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,016 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001233561-18-000002 · edgardoc.xml · derivative · entry 3 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 6,016 shares Expires not disclosed F6 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F7 · kind: This transaction relates to the grant of Deferred Stock Units. F8 · shares: 100% vested at grant. F9 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 21, 2018 Filed May 22, 2018 23:44 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 5,124 | $0.00 Strike: $16.59 | $0.00 |
DisclosureSEC source: 0001233561-18-000002 · edgardoc.xml · derivative · entry 2 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 21, 2018 Filed May 22, 2018 23:44 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 5,124 | $16.47 | $84,392.28 |
DisclosureSEC source: 0001233561-18-000002 · edgardoc.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,437.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 12:53 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 5,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021184 · doc4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,758 F1 · kind: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2018. F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2018. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 19:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 36.2932 | $41.33 | $1,500.00 |
DisclosureSEC source: 0001127602-17-031853 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,752.5581 Underlying: Common Stock, par value $.10 · 36.2932 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 22:40 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 33.9751 | $44.15 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030350 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,716.2649 Underlying: Common Stock, par value $.10 · 33.9751 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:25 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 475.0727 | $44.73 | $21,250.00 |
DisclosureSEC source: 0001127602-17-028848 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,632.3021 Underlying: Common Stock, par value $.10 · 475.0727 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 17:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 32.6797 | $45.90 | $1,500.00 |
DisclosureSEC source: 0001127602-17-024298 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,157.2294 Underlying: Common Stock, par value $.10 · 32.6797 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 22:04 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 471.4888 | $45.07 | $21,250.00 |
DisclosureSEC source: 0001127602-17-022577 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,078.7006 Underlying: Common Stock, par value $.10 · 471.4888 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 17:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 33.9828 | $44.14 | $1,500.00 |
DisclosureSEC source: 0001127602-17-021482 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,607.2118 Underlying: Common Stock, par value $.10 · 33.9828 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 24, 2017 Filed May 24, 2017 20:48 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 2,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035006 · doc4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,379 F1 · kind: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2017. F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2017. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 4,381 | $0.00 Strike: $19.40 | $0.00 |
DisclosureSEC source: 0001233561-17-000006 · edgardoc.xml · derivative · entry 3 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2017. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 4,381 | $16.48 | $72,198.88 |
DisclosureSEC source: 0001233561-17-000006 · edgardoc.xml · nonDerivative · entry 2 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,313.7 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in November, 2016. F4 · price: This transaction was executed in multiple trades with prices ranging from $16.38 to $16.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 4,381 | $16.39 | $71,804.59 |
DisclosureSEC source: 0001233561-17-000006 · edgardoc.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,694.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 18, 2017 Filed May 19, 2017 21:40 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 5,778 | $0.00 Strike: $16.44 | $0.00 |
DisclosureSEC source: 0001233561-17-000004 · edgardoc.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778 Underlying: Common Stock · 5,778 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2020. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 28, 2017 Filed May 1, 2017 17:49 UTC | WAGEWORKS, INC. WAGE · Entity 155161 | Exercise / conversionRestricted Stock Units · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001684 · form.xml · derivative · entry 3 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 28, 2016, the reporting person was granted 2,943 restricted stock units, vesting one year from the date of grant. F4 · derivative.expiration_date: On April 28, 2016, the reporting person was granted 2,943 restricted stock units, vesting one year from the date of grant. Read SEC document |
| April 28, 2017 Filed May 1, 2017 17:49 UTC | WAGEWORKS, INC. WAGE · Entity 155161 | Exercise / conversionCommon Stock | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001684 · form.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 16:36 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 35.4778 | $42.28 | $1,500.00 |
DisclosureSEC source: 0001127602-17-015813 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,573.229 Underlying: Common Stock, par value $.10 · 35.4778 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 27, 2017 Filed May 1, 2017 17:49 UTC | WAGEWORKS, INC. WAGE · Entity 155161 | GrantRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001684 · form.xml · derivative · entry 2 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WageWorks Inc. common stock. F2 · derivative.exercise_date: All of the restricted stock units vest one year from the date of grant and such restricted stock units are subject to vesting acceleration provisions upon a change of control of the Issuer. F2 · derivative.expiration_date: All of the restricted stock units vest one year from the date of grant and such restricted stock units are subject to vesting acceleration provisions upon a change of control of the Issuer. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 18:32 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 508.982 | $41.75 | $21,250.00 |
DisclosureSEC source: 0001127602-17-013804 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,488.5785 Underlying: Common Stock, par value $.10 · 508.982 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 19:56 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 4,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022546 · doc4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,678 F1 · security: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on November 30, 2017. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 18:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 3,160.1124 | $42.72 | $135,000.00 |
DisclosureSEC source: 0001127602-17-006516 · form4.xml · derivative · entry 2 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979.5965 Underlying: Common Stock, par value $.10 · 3,160.1124 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 18:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 35.6295 | $42.10 | $1,500.00 |
DisclosureSEC source: 0001127602-17-006516 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,819.4841 Underlying: Common Stock, par value $.10 · 35.6295 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 20:39 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 36.7918 | $40.77 | $1,500.00 |
DisclosureSEC source: 0001127602-17-002616 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,783.8546 Underlying: Common Stock, par value $.10 · 36.7918 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 525.4698 | $40.44 | $21,250.00 |
DisclosureSEC source: 0001127602-17-000537 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,716.49 Underlying: Common Stock, par value $.10 · 525.4698 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 19:55 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151404 · doc4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,422 F1 · security: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on December 31, 2016. Read SEC document |
| September 26, 2016 Filed Nov 1, 2016 15:13 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 5,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147568 · doc4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,635 F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. The restricted units vest on December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.