Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 8987 | Director of Sub-Adviser | August 19, 2020 | August 24, 2020 |
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Director-SubAdvisers-WAM/CP | August 19, 2020 | August 26, 2020 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Executive Vice President | August 31, 2022 | September 02, 2022 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Director of Sub-Advisers | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET CORPORATE LOAN FUND INC.TLI · Entity 16378 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET EMERGING MARKETS DEBT FUND INC.EMD · Entity 8890 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | Director of Investment Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | Director of Investment Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.MHF · Entity 6524 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP · Entity 11469 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876 | Director of Investment Adviser | July 31, 2020 | August 10, 2020 |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.GFY · Entity 17602 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Director of Subadviser | June 24, 2021 | June 30, 2021 |
| Western Asset High Yield Opportunity Fund Inc.HYI · Entity 6599 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695 | Director of Investment Adviser | July 31, 2020 | August 08, 2020 |
| Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| Western Asset Middle Market Debt Fund Inc.XWAMX · Entity 146033 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| Western Asset Middle Market Income Fund Inc.XWMFX · Entity 125251 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678 | Director of Sub-Adviser | July 31, 2020 | August 10, 2020 |
| Western Asset Municipal Defined Opportunity Trust Inc.MTT · Entity 146034 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrandywineGLOBAL-Global Income Opportunities Fund Inc
Report date August 19, 2020 · Filed August 24, 2020
This filing explicitly reported no securities owned.
Clarion Partners Real Estate Income Fund Inc.
Report date August 19, 2020 · Filed August 26, 2020
This filing explicitly reported no securities owned.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
FRANKLIN TEMPLETON INC
Report date August 31, 2022 · Filed September 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 117,647.786 |
Reported balance
After 2022-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-08-31 · Tax withholding · Disposed 11,453 · Balance 117,647.786 F1: Of the amount of securities beneficially owned, 14,075 shares represent unvested restricted stock awards and 21,284 shares represent unvested restricted stock unit awards. |
| Common Stock, par value $.10SEC Table I · non-derivative | IndirectBy 401(k) | 597.3463 |
Reported balance
Holding disclosure · report date 2022-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 597.3463 F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the amount of securities beneficially owned, 14,075 shares represent unvested restricted stock awards and 21,284 shares represent unvested restricted stock unit awards.
F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2022.
LMP CAPITAL & INCOME FUND INC.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET CORPORATE LOAN FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME FUND II INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET PREMIER BOND FUND
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
Western Asset Diversified Income Fund (WDI)
Report date June 24, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Western Asset High Yield Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
Western Asset Investment Grade Income Fund Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
Western Asset Investment Grade Opportunity Trust Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
Western Asset Middle Market Debt Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
Western Asset Middle Market Income Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Mortgage Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 10, 2020
This filing explicitly reported no securities owned.
Western Asset Municipal Defined Opportunity Trust Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2022 Filed Sep 2, 2022 16:43 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 11,453 | $26.07 | $298,579.71 |
DisclosureSEC source: 0001127602-22-021964 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,647.786 F1 · balance_after: Of the amount of securities beneficially owned, 14,075 shares represent unvested restricted stock awards and 21,284 shares represent unvested restricted stock unit awards. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:22 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 19,166 | $29.02 | $556,187.74 |
DisclosureSEC source: 0001127602-22-020920 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,100.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.960 to $29.060 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:46 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,429 | $34.12 | $185,237.48 |
DisclosureSEC source: 0001127602-21-030898 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,624.786 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 70,434 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:24 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 8,901 | $31.82 | $283,229.82 |
DisclosureSEC source: 0001127602-21-030217 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,195.786 F1 · balance_after: Of the amount of securities beneficially owned, 65,005 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 15,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028796 · form4.xml · nonDerivative · entry 2 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,096.786 F1 · shares: On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 67,999 shares represent unvested restricted stock and stock unit awards (which excludes the restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 23,783 | $35.74 | $850,004.42 |
DisclosureSEC source: 0001127602-21-028796 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,389.786 Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 20:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 21,705 | $35.86 | $778,363.01 |
DisclosureSEC source: 0001127602-21-028559 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,606.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.845 to $35.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:44 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 14,255 | $32.44 | $462,432.20 |
DisclosureSEC source: 0001127602-21-024753 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,311.786 F1 · balance_after: Of the amount of securities beneficially owned, 41,222 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 19:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 20,782 | $28.67 | $595,784.61 |
DisclosureSEC source: 0001127602-21-012002 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,218.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.5850 to $28.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 80,313 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:19 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 9,969 | $22.36 | $222,906.84 |
DisclosureSEC source: 0001127602-20-030324 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,604.786 F1 · balance_after: Of the amount of securities beneficially owned, 83,147 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 00:53 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 14,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028538 · form4.xml · nonDerivative · entry 2 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,573.786 F1 · shares: On December 11, 2017, November 2, 2018 and November 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 83,147 shares represent unvested restricted stock awards and 5,988 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 00:53 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 42,226 | $20.13 | $850,009.38 |
DisclosureSEC source: 0001127602-20-028538 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,299.786 Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 22:02 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 10,134 | $21.06 | $213,422.04 |
DisclosureSEC source: 0001127602-20-024589 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,073.786 F1 · balance_after: Of the amount of securities beneficially owned, 46,909 shares represent unvested restricted stock awards. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,988 | $25.60 | $153,292.80 |
DisclosureSEC source: 0001127602-20-005101 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,461.786 F1 · balance_after: Of the amount of securities beneficially owned, 70,221 shares represent unvested restricted stock awards and 5,988 shares represent unvested restricted stock unit awards. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 00:15 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 15,913 | $27.49 | $437,448.37 |
DisclosureSEC source: 0001127602-19-034020 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,473.786 F1 · balance_after: Of the amount of securities beneficially owned, 70,221 shares represent unvested restricted stock awards. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:09 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 14,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031952 · form4.xml · nonDerivative · entry 2 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,386.786 F1 · shares: On November 3, 2017, December 11, 2017, and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 87,893 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:09 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 39,216 | $28.05 | $1,100,008.80 |
DisclosureSEC source: 0001127602-19-031952 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,968.786 Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 22:29 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 10,316 | $26.28 | $271,104.48 |
DisclosureSEC source: 0001127602-19-027795 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,752.786 F1 · balance_after: Of the amount of securities beneficially owned, 48,677 shares represent unvested restricted stock awards. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 22:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 10,645 | $33.89 | $360,759.05 |
DisclosureSEC source: 0001127602-18-035012 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,474.786 F1 · balance_after: Of the amount of securities beneficially owned, 69,481 shares represent unvested restricted stock awards. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 22:07 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034201 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,663.786 F1 · shares: On December 11, 2017 the Reporting Person was granted certain restricted stock unit subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 20, 2018, the Issuer's management certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in number Column 4 are scheduled to vest on November 30, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 76,025 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 30, 2018 as reported in Footnote 1). Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 20:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 20,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032218 · form4.xml · nonDerivative · entry 2 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,245.786 F1 · shares: On November 3, 2015, November 1, 2016, November 3, 2017 and December 11, 2017 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 30, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 76,025 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 30, 2018 as reported in Footnote 1). Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 20:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 35,831 | $30.70 | $1,100,011.70 |
DisclosureSEC source: 0001127602-18-032218 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,199.786 Read SEC document |
| November 02, 2018 Filed Dec 3, 2018 22:12 UTC Amendment | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 13,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035007 · form4a.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,701.786 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 6, 2018 (Original Form 4) is made solely to: (a) report the correct number of unvested performance-based restricted stock units that vested on November 30, 2018 per the certification of certain performance criteria, reflecting the deletion of 6,544 time-based restricted stock units (per November 1, 2016 and December 11, 2017 awards) that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 15:58 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 4,820 | $32.85 | $158,315.31 |
DisclosureSEC source: 0001127602-18-028245 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,368.786 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 19:15 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 4,945 | $31.74 | $156,954.30 |
DisclosureSEC source: 0001127602-18-026645 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,188.786 F1 · balance_after: Of the amount of securities beneficially owned, 40,194 shares represent unvested restricted stock awards. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 23:36 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 7,790 | $43.92 | $342,114.99 |
DisclosureSEC source: 0001127602-17-035383 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,683.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.91 to $43.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 54,489 shares represent unvested restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.