TapewireFind a company

person · Reporting owner

Kim John Y

Disclosed activity across 4 companies

Tapewire entity
33657
SEC CIK
0001547987

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EVERSOURCE ENERGYES · Entity 3173TrusteeFebruary 20, 2026February 24, 2026
FISERV INCFISV · Entity 3167DirectorJune 30, 2019July 01, 2019
FRANKLIN TEMPLETON INCBEN · Entity 462DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EVERSOURCE ENERGY

Report date February 20, 2026 · Filed February 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, $5.00 par valueSEC Table I · non-derivativeIndirectBy Caroline M. Kim Trust6,339 Reported balance After 2026-02-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-02-20 · Sale · Disposed 6,000 · Balance 6,339

F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.245 to $73.96, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

Common Shares, $5.00 par valueSEC Table I · non-derivativeIndirectBy Caroline M. Kim Trust0 Reported balance After 2026-02-23 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-02-23 · Sale · Disposed 6,339 · Balance 0

F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.075 to $74.95, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

Common Shares, $5.00 par valueSEC Table I · non-derivativeDirect23,322 Reported balance Holding disclosure · report date 2026-02-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 23,322

F1: Includes restricted share units and dividend equivalents thereon.

Filing footnotes · ownership attribution and instrument terms

F1: Includes restricted share units and dividend equivalents thereon.

F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.245 to $73.96, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.075 to $74.95, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

FISERV INC

Report date June 30, 2019 · Filed July 01, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Compensation Notional UnitsSEC Table II · derivative / convertible securityDirect3,945 Reported balance After 2019-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-30 · Grant · Acquired 256 · Balance 3,945

F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

FRANKLIN TEMPLETON INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Director's Fees (FRI)SEC Table II · derivative / convertible security · Expires 2036-04-20Direct80,690.9655 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,030.7692 · Balance 80,690.9655

F1: Not applicable.

F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable.

F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BLUE OWL CAPITAL INC.

Report date May 19, 2021 · Filed May 20, 2021

Section 16 reporting ended · disclosed 2021-05-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect25,000 Reported balance After 2021-05-19 transaction · row 1
1 source row

Row 1 · 2021-05-19 · Exercise / conversion · Acquired 25,000 · Balance 25,000

F2: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

F1: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

Class B Ordinary Shares, par value $0.0001SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-05-19 · Exercise / conversion · Disposed 25,000 · Balance 0

F1: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 18:01 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,030.7692 $32.50 $33,500.00
Disclosure

SEC source: 0000038777-26-000258 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,690.9655

Underlying: Common Stock, par value $.10 · 1,030.7692 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:38 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 983.5585 $34.06 $33,500.00
Disclosure

SEC source: 0000038777-26-000181 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,892.7327

Underlying: Common Stock, par value $.10 · 983.5585 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 16:55 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,420.0932 $23.59 $33,500.00
Disclosure

SEC source: 0000038777-26-000087 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,909.1188

Underlying: Common Stock, par value $.10 · 1,420.0932 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 23, 2026 Filed Feb 24, 2026 21:26 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 6,339 $74.49 $472,192.11
Disclosure

SEC source: 0000072741-26-000074 · form4.xml · nonDerivative · entry 3

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline M. Kim Trust

Disclosed balance after: 0

F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.075 to $74.95, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 21:26 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 6,000 $73.56 $441,330.00
Disclosure

SEC source: 0000072741-26-000074 · form4.xml · nonDerivative · entry 2

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline M. Kim Trust

Disclosed balance after: 6,339

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.245 to $73.96, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:47 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 6,000 $73.57 $441,420.00
Disclosure

SEC source: 0000072741-26-000071 · form4.xml · nonDerivative · entry 3

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline M. Kim Trust

Disclosed balance after: 12,339

F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.315 to $74.03, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:47 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 3,339 $0.00 $0.00
Disclosure

SEC source: 0000072741-26-000071 · form4.xml · nonDerivative · entry 2

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline M. Kim Trust

Disclosed balance after: 18,339

F2 · shares: Represents shares acquired over time pursuant to dividend reinvestment by a trust for which the Reporting Person is deemed to be the beneficial owner. These acquisitions were previously eligible for deferred reporting and were inadvertently not reported. This filing corrects the Reporting Person's previously reported beneficial ownership.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 20:26 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 7,592.5926 $27.00 $205,000.00
Disclosure

SEC source: 0000038777-26-000040 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,489.0256

Underlying: Common Stock, par value $.10 · 7,592.5926 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 16, 2026 Filed Jan 20, 2026 22:01 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 2,581 $0.00 $0.00
Disclosure

SEC source: 0000072741-26-000027 · form4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,322

F1 · shares: Restricted share units that vested on January 20, 2026. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 18:40 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,407.563 $23.80 $33,500.00
Disclosure

SEC source: 0000038777-26-000002 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,052.2113

Underlying: Common Stock, par value $.10 · 1,407.563 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:34 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,375.3327 $22.54 $31,000.00
Disclosure

SEC source: 0000038777-25-000193 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,750.0775

Underlying: Common Stock, par value $.10 · 1,375.3327 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 17:40 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,273.6237 $24.34 $31,000.00
Disclosure

SEC source: 0000038777-25-000123 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,585.8461

Underlying: Common Stock, par value $.10 · 1,273.6237 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 17:31 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,605.3858 $19.31 $31,000.00
Disclosure

SEC source: 0001127602-25-011033 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,263.5844

Underlying: Common Stock, par value $.10 · 1,605.3858 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 04, 2025 Filed Feb 5, 2025 21:28 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 9,370.495 $20.81 $195,000.00
Disclosure

SEC source: 0001127602-25-003188 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,658.1986

Underlying: Common Stock, par value $.10 · 9,370.495 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 19:51 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 3,092 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-001410 · form4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,820

F1 · shares: Restricted share units that vested on January 16, 2025. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 20:46 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,539.2254 $20.14 $31,000.00
Disclosure

SEC source: 0001127602-25-000352 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,501.7203

Underlying: Common Stock, par value $.10 · 1,539.2254 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 23:11 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,572.8057 $19.71 $31,000.00
Disclosure

SEC source: 0001127602-24-025001 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,273.4253

Underlying: Common Stock, par value $.10 · 1,572.8057 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 20:17 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 248.6325 $20.11 $5,000.00
Disclosure

SEC source: 0001127602-24-024084 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,700.6196

Underlying: Common Stock, par value $.10 · 248.6325 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:38 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 252.7806 $19.78 $5,000.00
Disclosure

SEC source: 0001127602-24-022798 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,451.9871

Underlying: Common Stock, par value $.10 · 252.7806 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 18:22 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 222.9157 $22.43 $5,000.00
Disclosure

SEC source: 0001127602-24-022332 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,199.2065

Underlying: Common Stock, par value $.10 · 222.9157 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 17:48 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,400.8134 $22.13 $31,000.00
Disclosure

SEC source: 0001127602-24-019751 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,414.8955

Underlying: Common Stock, par value $.10 · 1,400.8134 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:50 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,122.375 $27.62 $31,000.00
Disclosure

SEC source: 0001127602-24-011796 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,521.2194

Underlying: Common Stock, par value $.10 · 1,122.375 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:52 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 7,322.5685 $26.63 $195,000.00
Disclosure

SEC source: 0001127602-24-003713 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,398.8444

Underlying: Common Stock, par value $.10 · 7,322.5685 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:36 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 2,714 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001592 · form4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,953

F1 · shares: Restricted share units that vested on January 16, 2024. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:07 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,058.3816 $29.29 $31,000.00
Disclosure

SEC source: 0001127602-24-000396 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,719.1305

Underlying: Common Stock, par value $.10 · 1,058.3816 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:34 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,280.4625 $24.21 $31,000.00
Disclosure

SEC source: 0001127602-23-025242 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,263.6209

Underlying: Common Stock, par value $.10 · 1,280.4625 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 16:58 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,152.8448 $26.89 $31,000.00
Disclosure

SEC source: 0001127602-23-019843 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682.2157

Underlying: Common Stock, par value $.10 · 1,152.8448 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
May 30, 2023 Filed May 31, 2023 18:59 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 202.3472 $24.71 $5,000.00
Disclosure

SEC source: 0001127602-23-017191 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,529.3709

Underlying: Common Stock, par value $.10 · 202.3472 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 19:19 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,151.1325 $26.93 $31,000.00
Disclosure

SEC source: 0001127602-23-012133 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,025.6274

Underlying: Common Stock, par value $.10 · 1,151.1325 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 17:27 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 4,981.32 $32.12 $160,000.00
Disclosure

SEC source: 0001127602-23-003947 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,874.4949

Underlying: Common Stock, par value $.10 · 4,981.32 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:34 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 1,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001791 · form4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,714

F1 · shares: Restricted share units that vested on January 18, 2023. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 18:18 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,143.0679 $27.12 $31,000.00
Disclosure

SEC source: 0001127602-23-000802 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,689.2151

Underlying: Common Stock, par value $.10 · 1,143.0679 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:30 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,381.4616 $22.44 $31,000.00
Disclosure

SEC source: 0001127602-22-023407 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,292.5217

Underlying: Common Stock, par value $.10 · 1,381.4616 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 18:36 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,314.6735 $23.58 $31,000.00
Disclosure

SEC source: 0001127602-22-018682 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,706.2047

Underlying: Common Stock, par value $.10 · 1,314.6735 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
May 05, 2022 Filed May 6, 2022 18:42 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 199.6805 $25.04 $5,000.00
Disclosure

SEC source: 0001127602-22-013622 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391.5312

Underlying: Common Stock, par value $.10 · 199.6805 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 15:26 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,109.9177 $27.93 $31,000.00
Disclosure

SEC source: 0001127602-22-011386 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,011.5042

Underlying: Common Stock, par value $.10 · 1,109.9177 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:53 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 5,511.5398 $29.03 $160,000.00
Disclosure

SEC source: 0001127602-22-006592 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,901.5865

Underlying: Common Stock, par value $.10 · 5,511.5398 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:34 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 1,859 $0.00 $0.00
Disclosure

SEC source: 0000072741-22-000006 · primary_doc.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,448

F1 · shares: Restricted share units that vested on January 18, 2022. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:24 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 927.866 $33.41 $31,000.00
Disclosure

SEC source: 0001127602-22-000788 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,312.8806

Underlying: Common Stock, par value $.10 · 927.866 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:22 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 158.7806 $31.49 $5,000.00
Disclosure

SEC source: 0001127602-21-028089 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309.3477

Underlying: Common Stock, par value $.10 · 158.7806 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:50 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,029.9004 $30.10 $31,000.00
Disclosure

SEC source: 0001127602-21-026459 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150.5671

Underlying: Common Stock, par value $.10 · 1,029.9004 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:10 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 960.9423 $32.26 $31,000.00
Disclosure

SEC source: 0001127602-21-021183 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,054.8734

Underlying: Common Stock, par value $.10 · 960.9423 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
May 19, 2021 Filed May 20, 2021 20:55 UTC BLUE OWL CAPITAL INC. ATAC · Entity 3287 Exercise / conversionClass B Ordinary Shares, par value $0.0001 · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-21-001688 · es210150958_4-kim.xml · derivative · entry 2

Kim John Y · CIK 0001547987 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2 · derivative.exercise_price: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

F2 · kind: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

F1 · price: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2 · price: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

F1 · derivative.exercise_date: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F1 · derivative.expiration_date: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F1 · derivative.underlying_shares: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2 · derivative.underlying_shares: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

Read SEC document
May 19, 2021 Filed May 20, 2021 20:55 UTC BLUE OWL CAPITAL INC. ATAC · Entity 3287 Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-21-001688 · es210150958_4-kim.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

F1 · price: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2 · price: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:59 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 1,027.8515 $30.16 $31,000.00
Disclosure

SEC source: 0001127602-21-012643 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,038.3699

Underlying: Common Stock, par value $.10 · 1,027.8515 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 16:51 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 6,010.5184 $26.62 $160,000.00
Disclosure

SEC source: 0001127602-21-005116 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010.5184

Underlying: Common Stock, par value $.10 · 6,010.5184 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 16:38 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 1,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002076 · form4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,349

F1 · shares: Restricted share units that vested on January 16, 2021. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:08 UTC EVERSOURCE ENERGY ES · Entity 3173 PurchaseCommon Shares, $5.00 par value 15,000 $86.92 $1,303,800.00
Disclosure

SEC source: 0001127602-20-010416 · form4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caroline M. Kim Trust

Disclosed balance after: 15,000

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.43 to $87.20, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.

F2 · balance_after: Shares held by the Caroline M. Kim Irrevocable Trust dated December 11, 2006 for which the Reporting Person is a trustee.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 23:04 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 1,908 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001854 · form4.xml · nonDerivative · entry 1

Kim John Y · CIK 0001547987 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,359

F1 · shares: Restricted share units that vest on January 16, 2020. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 23:06 UTC FISERV INC FISV · Entity 3167 GrantDeferred Compensation Notional Units · Derivative 256 $91.16 $23,336.96
Disclosure

SEC source: 0001209191-19-039875 · doc4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,945

Underlying: Common Stock · 256 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.