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BAXTER INTERNATIONAL INC

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1707
SEC CIK
0000010456
Parsed reports
561

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2017 Filed May 9, 2017 20:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,760 $0.00 Strike: $33.77 $0.00
Disclosure

SEC source: 0001124165-17-000002 · edgar.xml · derivative · entry 7

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,760 shares

Expires 2018-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:25 UTC SaleCommon Stock, $1 par value 4,320 $55.74 $240,796.80
Disclosure

SEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 5

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $55.74 through $55.75. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:25 UTC Exercise / conversionCommon Stock, $1 par value 4,320 $24.27 $104,846.40
Disclosure

SEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 4

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:25 UTC SaleCommon Stock, $1 par value 3,760 $55.74 $209,582.40
Disclosure

SEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 3

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $55.74 through $55.75. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:25 UTC Exercise / conversionCommon Stock, $1 par value 3,760 $33.77 $126,975.20
Disclosure

SEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 2

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:25 UTC SaleCommon Stock, $1 par value 2,618 $55.81 $146,110.58
Disclosure

SEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

Read SEC document
May 02, 2017 Filed May 4, 2017 21:01 UTC GrantStock Option (Right to Buy) · Derivative 9,027 $0.00 Strike: $55.68 $0.00
Disclosure

SEC source: 0001124165-17-000001 · edgar.xml · derivative · entry 3

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

Underlying: Common Stock, $1 par value · 9,027 shares

Expires 2027-05-02

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:01 UTC GrantCommon Stock, $1 par value 1,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001124165-17-000001 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

F1 · price: The reporting person received a grant of 1,616 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:57 UTC GrantStock Option (Right to Buy) · Derivative 9,027 $0.00 Strike: $55.68 $0.00
Disclosure

SEC source: 0001533022-17-000001 · edgar.xml · derivative · entry 3

Mahoney Michael F · CIK 0001533022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

Underlying: Common Stock, $1 par value · 9,027 shares

Expires 2027-05-02

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:57 UTC GrantCommon Stock, $1 par value 1,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001533022-17-000001 · edgar.xml · nonDerivative · entry 1

Mahoney Michael F · CIK 0001533022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,784

F1 · price: The reporting person received a grant of 1,616 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:03 UTC GrantCommon Stock, $1 par value 3,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001205438-17-000002 · edgar.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,620

F1 · price: The reporting person received a grant of 3,233 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:14 UTC GrantStock Option (Right to Buy) · Derivative 9,027 $0.00 Strike: $55.68 $0.00
Disclosure

SEC source: 0001107468-17-000003 · edgar.xml · derivative · entry 3

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

Underlying: Common Stock, $1 par value · 9,027 shares

Expires 2027-05-02

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:14 UTC GrantCommon Stock, $1 par value 1,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001107468-17-000003 · edgar.xml · nonDerivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,762

F1 · price: The reporting person received a grant of 1,616 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:02 UTC Tax withholdingCommon Stock, $1 par value 970 $55.68 $54,009.60
Disclosure

SEC source: 0001228779-17-000001 · edgar.xml · nonDerivative · entry 3

STORM KORNELIS J. · CIK 0001228779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,458

F3 · shares: Represents the forfeiture of shares to pay the tax liability on the 2017 annual equity grant of common stock.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:02 UTC GrantCommon Stock, $1 par value 3,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001228779-17-000001 · edgar.xml · nonDerivative · entry 2

STORM KORNELIS J. · CIK 0001228779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,428

F2 · price: The reporting person received a grant of 3,233 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:02 UTC Tax withholdingCommon Stock, $1 par value 785 $55.68 $43,708.80
Disclosure

SEC source: 0001228779-17-000001 · edgar.xml · nonDerivative · entry 1

STORM KORNELIS J. · CIK 0001228779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,195

F1 · shares: Represents the forfeiture of shares to pay the tax liability on the 2016 Restricted Stock Unit grant which vested on May 2, 2017.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:58 UTC GrantCommon Stock, $1 par value 3,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001174532-17-000005 · edgar.xml · nonDerivative · entry 1

Oesterle Stephen N. · CIK 0001174532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,664

F1 · price: The reporting person received a grant of 3,233 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:00 UTC GrantCommon Stock, $1 par value 3,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001206256-17-000002 · edgar.xml · nonDerivative · entry 1

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,466

F1 · price: The reporting person received a grant of 3,233 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:52 UTC GrantStock Option (Right to Buy) · Derivative 9,027 $0.00 Strike: $55.68 $0.00
Disclosure

SEC source: 0001220966-17-000003 · edgar.xml · derivative · entry 2

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

Underlying: Common Stock, $1 par value · 9,027 shares

Expires 2027-05-02

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:52 UTC GrantCommon Stock, $1 par value 1,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001220966-17-000003 · edgar.xml · nonDerivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,393

F1 · price: The reporting person received a grant of 1,616 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:51 UTC GrantStock Option (Right to Buy) · Derivative 9,027 $0.00 Strike: $55.68 $0.00
Disclosure

SEC source: 0001262931-17-000002 · edgar.xml · derivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

Underlying: Common Stock, $1 par value · 9,027 shares

Expires 2027-05-02

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:51 UTC GrantCommon Stock, $1 par value 1,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001262931-17-000002 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,684

F1 · price: The reporting person received a grant of 1,616 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:48 UTC GrantCommon Stock, $1 par value 3,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001360147-17-000002 · edgar.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,216

F1 · price: The reporting person received a grant of 3,233 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 22:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,280 $0.00 Strike: $30.73 $0.00
Disclosure

SEC source: 0001205438-17-000001 · edgar.xml · derivative · entry 4

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,280 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to the stock options granted by Baxter International Inc. to Mr. Stroucken on May 1, 2007.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 22:01 UTC SaleCommon Stock, $1 par value 4,280 $52.80 $225,984.00
Disclosure

SEC source: 0001205438-17-000001 · edgar.xml · nonDerivative · entry 2

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,387

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to the stock options granted by Baxter International Inc. to Mr. Stroucken on May 1, 2007.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 22:01 UTC Exercise / conversionCommon Stock, $1 par value 4,280 $30.73 $131,524.40
Disclosure

SEC source: 0001205438-17-000001 · edgar.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to the stock options granted by Baxter International Inc. to Mr. Stroucken on May 1, 2007.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 20:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,280 $0.00 Strike: $30.73 $0.00
Disclosure

SEC source: 0001220966-17-000002 · edgar.xml · derivative · entry 3

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,280 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Dr. Gavin with respect to the stock options granted by Baxter International Inc. to Dr. Gavin on May 1, 2007.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 20:12 UTC SaleCommon Stock, $1 par value 4,280 $51.72 $221,361.60
Disclosure

SEC source: 0001220966-17-000002 · edgar.xml · nonDerivative · entry 2

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,700

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Dr. Gavin with respect to the stock options granted by Baxter International Inc. to Dr. Gavin on May 1, 2007.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 20:12 UTC Exercise / conversionCommon Stock, $1 par value 4,280 $30.73 $131,524.40
Disclosure

SEC source: 0001220966-17-000002 · edgar.xml · nonDerivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Dr. Gavin with respect to the stock options granted by Baxter International Inc. to Dr. Gavin on May 1, 2007.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:15 UTC
Vibert PaulCVP, International
Tax withholdingCommon Stock, $1 par value 227 $50.68 $11,504.36
Disclosure

SEC source: 0001645277-17-000003 · edgar.xml · nonDerivative · entry 1

Vibert Paul · CIK 0001645277 · CVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,283

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 4, 2014.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:14 UTC
Schabacker MarcusCVP, Chief Scientific Officer
Tax withholdingCommon Stock, $1 par value 286 $50.68 $14,494.48
Disclosure

SEC source: 0001645282-17-000004 · edgar.xml · nonDerivative · entry 1

Schabacker Marcus · CIK 0001645282 · CVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,602

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 4, 2014.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:13 UTC
Karp CarolineCVP, Controller
Tax withholdingCommon Stock, $1 par value 103 $50.68 $5,220.04
Disclosure

SEC source: 0001670858-17-000003 · edgar.xml · nonDerivative · entry 1

Karp Caroline · CIK 0001670858 · CVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,384

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 4, 2014.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:12 UTC
Eyre Brik VCVP, Hospital Products
Tax withholdingCommon Stock, $1 par value 400 $50.68 $20,272.00
Disclosure

SEC source: 0001645572-17-000004 · edgar.xml · nonDerivative · entry 1

Eyre Brik V · CIK 0001645572 · CVP, Hospital Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,161

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 4, 2014.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:11 UTC Tax withholdingCommon Stock, $1 Par Value 112 $50.68 $5,676.16
Disclosure

SEC source: 0001678067-17-000004 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · CVP, Renal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,209

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 4, 2014.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:13 UTC
Schabacker MarcusCVP, Chief Scientific Officer
Tax withholdingCommon Stock, $1 par value 1,454 $50.91 $74,023.14
Disclosure

SEC source: 0001645282-17-000003 · edgar.xml · nonDerivative · entry 1

Schabacker Marcus · CIK 0001645282 · CVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,889

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:14 UTC
Vibert PaulCVP, International
Tax withholdingCommon Stock,$1 par value 1,403 $50.91 $71,426.73
Disclosure

SEC source: 0001645277-17-000002 · edgar.xml · nonDerivative · entry 1

Vibert Paul · CIK 0001645277 · CVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,511

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:11 UTC
Mason Jeanne KCVP, Human Resources
Tax withholdingCommon Stock, $1 par value 3,203 $50.91 $163,064.73
Disclosure

SEC source: 0001362109-17-000003 · edgar.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · CVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,303

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:12 UTC
SACCARO JAMESCVP and CFO
Tax withholdingCommon Stock, $1 par value 2,633 $50.91 $134,046.03
Disclosure

SEC source: 0001593636-17-000003 · edgar.xml · nonDerivative · entry 1

SACCARO JAMES · CIK 0001593636 · CVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,325

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:10 UTC
Karp CarolineCVP, Controller
Tax withholdingCommon Stock,$1 par value 397 $50.91 $20,211.27
Disclosure

SEC source: 0001670858-17-000002 · edgar.xml · nonDerivative · entry 1

Karp Caroline · CIK 0001670858 · CVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,487

F1 · shares: Represents an aggregate of 213 shares of Baxter International Inc. (the "Company") common stock and 184 shares of Company common stock forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015 and March 3, 2016, respectively.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:10 UTC
Eyre Brik VCVP, Hospital Products
Tax withholdingCommon Stock,$1 par value 2,180 $50.91 $110,983.80
Disclosure

SEC source: 0001645572-17-000003 · edgar.xml · nonDerivative · entry 1

Eyre Brik V · CIK 0001645572 · CVP, Hospital Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,561

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:08 UTC Tax withholdingCommon Stock, $1 par value 819 $50.91 $41,695.29
Disclosure

SEC source: 0001678067-17-000003 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · CVP, Renal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,322

F1 · shares: Represents an aggregate of 523 shares of Baxter International Inc. (the "Company") common stock and 296 shares of Company common stock forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015 and March 3, 2016, respectively.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:28 UTC
Mason Jeanne KCVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 74,866 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001362109-17-000002 · edgar.xml · derivative · entry 1

Mason Jeanne K · CIK 0001362109 · CVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,866

Underlying: Common Stock, $1 par value · 74,866 shares

Expires 2027-03-02

F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:06 UTC
ALMEIDA JOSE EDirector · Chairman, President and CEO
GrantStock Option (Right to Buy) · Derivative 534,759 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001216761-17-000004 · edgar.xml · derivative · entry 1

ALMEIDA JOSE E · CIK 0001216761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,759

Underlying: Common Stock, $1 par value · 534,759 shares

Expires 2027-03-02

F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:39 UTC
Martin SeanCVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 85,561 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001500332-17-000004 · edgar.xml · derivative · entry 3

Martin Sean · CIK 0001500332 · CVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,561

Underlying: Common Stock, $1 par value · 85,561 shares

Expires 2027-03-02

F3 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:39 UTC
Martin SeanCVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001500332-17-000004 · edgar.xml · derivative · entry 2

Martin Sean · CIK 0001500332 · CVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, $1 par value · 150,000 shares

Expires 2027-03-02

F2 · derivative.exercise_date: The option becomes exercisable on March 2, 2020.

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March 02, 2017 Filed Mar 6, 2017 21:39 UTC
Martin SeanCVP and General Counsel
GrantCommon Stock, $1 par value 20,000 $0.00 $0.00
Disclosure

SEC source: 0001500332-17-000004 · edgar.xml · nonDerivative · entry 1

Martin Sean · CIK 0001500332 · CVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: The restricted stock units will vest on March 2, 2020.

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March 02, 2017 Filed Mar 6, 2017 21:35 UTC
Schabacker MarcusCVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 42,781 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001645282-17-000002 · edgar.xml · derivative · entry 1

Schabacker Marcus · CIK 0001645282 · CVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,781

Underlying: Common Stock,$1 par value · 42,781 shares

Expires 2027-03-02

F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

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March 02, 2017 Filed Mar 6, 2017 21:33 UTC
SACCARO JAMESCVP and CFO
GrantStock Option (Right to Buy) · Derivative 117,647 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001593636-17-000002 · edgar.xml · derivative · entry 1

SACCARO JAMES · CIK 0001593636 · CVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,647

Underlying: Common Stock,$1 par value · 117,647 shares

Expires 2027-03-02

F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

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March 02, 2017 Filed Mar 6, 2017 21:27 UTC
Karp CarolineCVP, Controller
GrantStock Option (Right to Buy) · Derivative 16,043 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001670858-17-000001 · edgar.xml · derivative · entry 2

Karp Caroline · CIK 0001670858 · CVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,043

Underlying: Common Stock, $1 par value · 16,043 shares

Expires 2027-03-02

F2 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

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March 02, 2017 Filed Mar 6, 2017 21:27 UTC
Karp CarolineCVP, Controller
GrantCommon Stock,$1 par value 1,508 $0.00 $0.00
Disclosure

SEC source: 0001670858-17-000001 · edgar.xml · nonDerivative · entry 1

Karp Caroline · CIK 0001670858 · CVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,885

F1 · shares: The reporting person received a grant of 1,508 restricted stock units which will vest in three equal installments beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.