Accogli Giuseppe

SEC source: 0001062993-22-006838 · form4.xml · derivative · entry 2

Accogli Giuseppe · CIK 0001678067 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,126

Underlying: Common Stock, $1 par value · 55,126 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

SEC source: 0001062993-22-006838 · form4.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,495

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

SEC source: 0001062993-22-004271 · form4.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,464

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares in 2019, 2020, and 2021 as part of the 2019 PSUs.

SEC source: 0001062993-22-004271 · form4.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,264

F2 · shares: Represents shares awarded from the 2019 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001062993-22-004271 · form4.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,890

F1 · shares: Represents shares awarded from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2019 PSUs). The award provided that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2021 to December 31, 2021 performance period. These shares have vested as the relevant three-year performance period January 1, 2019 to December 31, 2021 (the Three-Year Performance Period) has ended.

SEC source: 0001678067-21-000005 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, Pres, Amer, Global Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,166

F1 · price: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of restricted stock units granted on September 1, 2017.

SEC source: 0001678067-21-000004 · edgar.xml · derivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, Pres, Amer, Global Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,969

Underlying: Common Stock, $1 par value · 121,969 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 3, 2022, the first anniversary of the grant date.

SEC source: 0001678067-21-000002 · edgar.xml · nonDerivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, Pres, Amer and Glbl Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,140

F4 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001678067-21-000002 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, Pres, Amer and Glbl Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,142

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2018, 2019, and 2020 as part of the 2018 PSUs.

SEC source: 0001678067-21-000002 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, Pres, Amer and Glbl Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,315

F2 · shares: Represents shares awarded from the 2018 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001678067-21-000002 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, Pres, Amer and Glbl Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,283

F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended.

SEC source: 0001678067-20-000003 · edgar.xml · derivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,195

Underlying: Common Stock, $1 par value · 62,388 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2018, the first anniversary of the grant date.

SEC source: 0001678067-20-000003 · edgar.xml · derivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 8,334 shares

Expires 2026-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on September 1, 2017, the first anniversary of the grant date.

SEC source: 0001678067-20-000003 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,520

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

SEC source: 0001678067-20-000003 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

SEC source: 0001678067-20-000003 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

SEC source: 0001678067-20-000002 · edgar.xml · derivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,359

Underlying: Common Stock, $1 par value · 95,359 shares

Expires 2030-03-20

F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

SEC source: 0001678067-20-000002 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,740

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 19, 2020 from the settlement of shares earned in 2017, 2018, and 2019 as part of the 2017 PSUs.

SEC source: 0001678067-20-000002 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,360

F2 · shares: Represents shares awarded from the 2017 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001678067-20-000002 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,199

F1 · shares: Represents shares awarded from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2017 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2019 to December 31, 2019 performance period. These shares have vested as the relevant three-year performance period January 1, 2017 to December 31, 2019 (the Three-Year Performance Period) has ended.

SEC source: 0001678067-20-000001 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,716

F2 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2019 to December 31, 2019. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001678067-20-000001 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,910

F1 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2019 through December 31, 2019. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001678067-19-000005 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,730

F1 · price: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of restricted stock units granted on September 3, 2019.

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 8

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 9,315 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 7

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 9,314 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 6

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 8,333 shares

Expires 2026-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 11,335 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,666

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $76.76 through $ 76.80. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000003 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,537

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the partial vesting of restricted stock units granted on March 3, 2016.

SEC source: 0001678067-19-000002 · edgar.xml · derivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,445

Underlying: Common Stock, $1 par value · 75,445 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,823

F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,990

F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,637

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs.

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,310

F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,154

F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period January 1, 2016 to December 31, 2018 (the Three-Year Performance Period) has ended.

SEC source: 0001678067-18-000005 · edgar.xml · derivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 8,333 shares

Expires 2026-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.

SEC source: 0001678067-18-000005 · edgar.xml · derivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 9,314 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.

SEC source: 0001678067-18-000005 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,138

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $77.12 through $77.45. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001678067-18-000005 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-18-000005 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-18-000004 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,918

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2016.

SEC source: 0001678067-18-000004 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,344

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015..

SEC source: 0001678067-18-000003 · edgar.xml · derivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,687

Underlying: Common Stock, $1 par value · 74,687 shares

Expires 2028-03-01

F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

SEC source: 0001678067-18-000002 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,098

F2 · kind: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2017 to December 31, 2017. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2017 through December 31, 2019).

SEC source: 0001678067-18-000002 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,715

F1 · kind: Represents shares earned from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2017 to December 31, 2017. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2016 through December 31, 2018).

SEC source: 0001678067-18-000001 · edgar.xml · derivative · entry 15

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 10,000 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.

SEC source: 0001678067-18-000001 · edgar.xml · derivative · entry 14

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,755 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.