Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | SVP, President, Americas | February 28, 2019 | March 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date February 28, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.73 · Expires 2029-02-28 | Direct | 68,587 |
Reported balance
After 2019-02-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-28 · Grant · Acquired 68,587 · Balance 68,587 F1: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2019 Filed Mar 4, 2019 22:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 68,587 | $0.00 Strike: $74.73 | $0.00 |
DisclosureSEC source: 0001645572-19-000002 · edgar.xml · derivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,587 Underlying: Common Stock, $1 par value · 68,587 shares Expires 2029-02-28 F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 5 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,998 F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020). Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 4 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,307 F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019). Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 18,255 | $73.47 | $1,341,194.85 |
DisclosureSEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 3 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,475 F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 25,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 2 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,730 F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 5,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,457 F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period January 1, 2016 to December 31, 2018 (the Three-Year Performance Period) has ended. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,400 | $0.00 Strike: $39.33 | $0.00 |
DisclosureSEC source: 0001645572-18-000007 · edgar.xml · derivative · entry 5 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,172 Underlying: Common Stock, $1 par value · 29,400 shares Expires 2026-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 42,243 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001645572-18-000007 · edgar.xml · derivative · entry 4 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 42,243 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 78,012 | $77.31 | $6,031,107.72 |
DisclosureSEC source: 0001645572-18-000007 · edgar.xml · nonDerivative · entry 3 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,993 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $77.10 through $77.52. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 29,400 | $39.33 | $1,156,302.00 |
DisclosureSEC source: 0001645572-18-000007 · edgar.xml · nonDerivative · entry 2 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 42,243 | $37.38 | $1,579,043.34 |
DisclosureSEC source: 0001645572-18-000007 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:45 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,172 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001645572-18-000006 · edgar.xml · derivative · entry 4 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,243 Underlying: Common Stock, $1 par value · 9,172 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:45 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,828 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001645572-18-000006 · edgar.xml · derivative · entry 3 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 15,828 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:45 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 25,000 | $71.96 | $1,799,000.00 |
DisclosureSEC source: 0001645572-18-000006 · edgar.xml · nonDerivative · entry 2 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,115 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $71.65 through $72.37. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:45 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 25,000 | $37.38 | $934,500.00 |
DisclosureSEC source: 0001645572-18-000006 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001645572-18-000005 · edgar.xml · derivative · entry 3 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,828 Underlying: Common Stock, $1 par value · 20,000 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 20,000 | $70.57 | $1,411,400.00 |
DisclosureSEC source: 0001645572-18-000005 · edgar.xml · nonDerivative · entry 2 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,115 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $70.43 through $70.66. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 20,000 | $37.38 | $747,600.00 |
DisclosureSEC source: 0001645572-18-000005 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:29 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,586 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001645572-18-000004 · edgar.xml · derivative · entry 4 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,828 Underlying: Common Stock, $1 par value · 15,586 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:29 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,414 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001645572-18-000004 · edgar.xml · derivative · entry 3 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,414 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:29 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 36,359 | $69.61 | $2,530,949.99 |
DisclosureSEC source: 0001645572-18-000004 · edgar.xml · nonDerivative · entry 2 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,115 F2 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options and restricted stock units previously granted by BII to Mr. Eyre. F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $63.31 through $70.15. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:29 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 20,000 | $37.38 | $747,600.00 |
DisclosureSEC source: 0001645572-18-000004 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Eyre. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:32 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 2,088 | $66.85 | $139,582.80 |
DisclosureSEC source: 0001645572-18-000003 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,190 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:12 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 70,953 | $0.00 Strike: $66.31 | $0.00 |
DisclosureSEC source: 0001645572-18-000002 · edgar.xml · derivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,953 Underlying: Common Stock, $1 par value · 70,953 shares Expires 2028-03-01 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:24 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 5,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-18-000001 · edgar.xml · nonDerivative · entry 2 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,208 F2 · kind: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2017 to December 31, 2017. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2017 through December 31, 2019). Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:24 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 7,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-18-000001 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,198 F1 · kind: Represents shares earned from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2017 to December 31, 2017. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2016 through December 31, 2018). Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-17-000006 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · SVP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,780 F1 · shares: The reporting person received a grant of 25,000 restricted stock units which are scheduled to vest on September 1, 2021, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2015 Incentive Plan. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 47,000 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 19 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,414 Underlying: Common Stock, $1 par value · 47,000 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,331 | $0.00 Strike: $37.17 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 18 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 14,331 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,331 | $0.00 Strike: $37.17 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 17 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 14,331 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,330 | $0.00 Strike: $37.17 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 16 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 14,330 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,334 | $0.00 Strike: $36.71 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 15 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,334 shares Expires 2023-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,333 | $0.00 Strike: $36.71 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 14 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,333 shares Expires 2023-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,333 | $0.00 Strike: $36.71 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 13 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,333 shares Expires 2023-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,543 | $0.00 Strike: $37.82 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 12 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,543 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,542 | $0.00 Strike: $37.82 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 11 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,542 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,542 | $0.00 Strike: $37.82 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 10 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,542 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,563 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 9 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,563 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,550 | $0.00 Strike: $28.97 | $0.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 8 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,550 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 130,732 | $55.69 | $7,280,465.08 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 7 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,416 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $55.65 through $55.79. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 47,000 | $37.38 | $1,756,860.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 6 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 42,992 | $37.17 | $1,598,012.64 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 5 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 10,000 | $36.71 | $367,100.00 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 4 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 19,627 | $37.82 | $742,293.14 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 3 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 6,563 | $30.95 | $203,124.85 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 2 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,550 | $28.97 | $131,813.50 |
DisclosureSEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:12 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 400 | $50.68 | $20,272.00 |
DisclosureSEC source: 0001645572-17-000004 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · CVP, Hospital Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,161 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 4, 2014. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:10 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock,$1 par value | 2,180 | $50.91 | $110,983.80 |
DisclosureSEC source: 0001645572-17-000003 · edgar.xml · nonDerivative · entry 1 Eyre Brik V · CIK 0001645572 · CVP, Hospital Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,561 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 106,952 | $0.00 Strike: $50.77 | $0.00 |
DisclosureSEC source: 0001645572-17-000002 · edgar.xml · derivative · entry 1 Eyre Brik V · CIK 0001645572 · CVP, Hospital Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,952 Underlying: Common Stock, $1 par value · 106,952 shares Expires 2027-03-02 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:28 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001645572-17-000001 · edgar.xml · nonDerivative · entry 4 Eyre Brik V · CIK 0001645572 · CVP, Hospital Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,653 F4 · kind: Represents shares earned from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2016 to December 31, 2016. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2016 through December 31, 2018). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.