Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | Director | May 04, 2021 | May 06, 2021 |
| BORGWARNER INCBWA · Entity 3425 | Director | April 03, 2019 | April 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date May 04, 2021 · Filed May 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 11,576 |
Reported balance
After 2021-05-04 transaction · row 1
1 source rowRow 1 · 2021-05-04 · Grant · Acquired 2,230 · Balance 11,576 F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. |
| Common Stock, $1 par valueSEC Table I · non-derivative | IndirectShares by Spousal Lifetime Access Trust | 22,600 |
Reported balance
Holding disclosure · report date 2021-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 22,600 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.
BORGWARNER INC
Report date April 03, 2019 · Filed April 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,033.49 |
Reported balance
After 2019-04-03 transaction · row 1
1 source rowRow 1 · 2019-04-03 · Sale · Disposed 3,124 · Balance 4,033.49 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 30,984 |
Reported balance
Holding disclosure · report date 2019-04-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,984 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2021 Filed May 6, 2021 22:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001124165-21-000001 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,576 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:22 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001124165-20-000001 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,346 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:13 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001124165-19-000006 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,149 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:09 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 1,000 | $76.20 | $76,200.00 |
DisclosureSEC source: 0001124165-19-000005 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 13:36 UTC | BORGWARNER INC BWA · Entity 3425 | SaleCommon Stock | 3,124 | $42.00 | $131,208.00 |
DisclosureSEC source: 0001225208-19-006418 · doc4.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033.49 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:31 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 1,043 | $82.07 | $85,599.01 |
DisclosureSEC source: 0001124165-19-000004 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. ("BII") to Mr. Stallkamp. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $81.95 through $82.09. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 1,000 | $75.16 | $75,160.00 |
DisclosureSEC source: 0001124165-19-000003 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,780 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:13 UTC | BORGWARNER INC BWA · Entity 3425 | SaleCommon Stock | 6,260 | $42.00 | $262,920.00 |
DisclosureSEC source: 0001225208-19-002948 · doc4.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,146.3 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018. F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 23:35 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 1,638 | $73.75 | $120,802.50 |
DisclosureSEC source: 0001124165-19-000002 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,780 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 22:36 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 3,187 | $70.00 | $223,090.00 |
DisclosureSEC source: 0001124165-19-000001 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,418 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 15:22 UTC | BORGWARNER INC BWA · Entity 3425 | SaleCommon Stock | 7,692 | $39.33 | $302,534.05 |
DisclosureSEC source: 0000905729-18-000172 · ownership.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,376 F1 · balance_after: Column 5 reflects the acquisition of 82.02 shares from the reinvestment of cash dividends Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 6,437 | $0.00 Strike: $69.45 | $0.00 |
DisclosureSEC source: 0001124165-18-000001 · edgar.xml · derivative · entry 3 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,437 Underlying: Common Stock, $1 par value · 6,437 shares Expires 2028-05-08 F2 · derivative.exercise_date: The reporting person received a grant of 6,437 fully vested Company stock options, subject to the terms and conditions of the applicable grant. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 1,332 | $69.45 | $92,507.40 |
DisclosureSEC source: 0001124165-18-000001 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,605 F1 · shares: The reporting person received a grant of 1,332 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 20:01 UTC | BORGWARNER INC BWA · Entity 3425 | GrantCommon Stock | 2,457 | $52.91 | $129,999.87 |
DisclosureSEC source: 0001225208-18-008167 · doc4.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,985.98 F1 · shares: The shares will vest 100% on the first anniversary of the grant date. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:46 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,930 | $0.00 Strike: $36.93 | $0.00 |
DisclosureSEC source: 0001124165-17-000003 · edgar.xml · derivative · entry 6 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,930 shares Expires 2023-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:46 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,990 | $0.00 Strike: $31.26 | $0.00 |
DisclosureSEC source: 0001124165-17-000003 · edgar.xml · derivative · entry 5 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,990 shares Expires 2021-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:46 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 8,920 | $62.28 | $555,537.60 |
DisclosureSEC source: 0001124165-17-000003 · edgar.xml · nonDerivative · entry 3 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $62.20 through $62.40. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:46 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 3,930 | $36.93 | $145,134.90 |
DisclosureSEC source: 0001124165-17-000003 · edgar.xml · nonDerivative · entry 2 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:46 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,990 | $31.26 | $155,987.40 |
DisclosureSEC source: 0001124165-17-000003 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,320 | $0.00 Strike: $24.27 | $0.00 |
DisclosureSEC source: 0001124165-17-000002 · edgar.xml · derivative · entry 8 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,320 shares Expires 2020-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,760 | $0.00 Strike: $33.77 | $0.00 |
DisclosureSEC source: 0001124165-17-000002 · edgar.xml · derivative · entry 7 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,760 shares Expires 2018-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 4,320 | $55.74 | $240,796.80 |
DisclosureSEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 5 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $55.74 through $55.75. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,320 | $24.27 | $104,846.40 |
DisclosureSEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 4 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 3,760 | $55.74 | $209,582.40 |
DisclosureSEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 3 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $55.74 through $55.75. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 3,760 | $33.77 | $126,975.20 |
DisclosureSEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 2 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 2,618 | $55.81 | $146,110.58 |
DisclosureSEC source: 0001124165-17-000002 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:01 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 9,027 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001124165-17-000001 · edgar.xml · derivative · entry 3 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,027 Underlying: Common Stock, $1 par value · 9,027 shares Expires 2027-05-02 F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:01 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 1,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001124165-17-000001 · edgar.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 F1 · price: The reporting person received a grant of 1,616 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 12:04 UTC | BORGWARNER INC BWA · Entity 3425 | GrantCommon Stock | 2,991 | $41.13 | $123,004.88 |
DisclosureSEC source: 0001225208-17-008570 · doc4.xml · nonDerivative · entry 1 STALLKAMP THOMAS T · CIK 0001124165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,528.98 F1 · shares: The shares will vest 100% on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.