person · Reporting owner

Martin Sean

Disclosed activity across 3 companies

Tapewire entity: 63942
SEC CIK: 0001500332

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
APOLLO EDUCATION GROUP INCAPOL · Entity 179251	SVP, General Counsel	February 01, 2017	February 02, 2017
BAXTER INTERNATIONAL INCBAX · Entity 1707	SVP and General Counsel	March 02, 2022	March 04, 2022
Generate Biomedicines, Inc.GENB · Entity 1553	Chief Legal Officer & GC	February 26, 2026	March 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APOLLO EDUCATION GROUP INC

Report date February 01, 2017 · Filed February 02, 2017

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-02-01 transaction · row 1 1 source row Row 1 · 2017-02-01 · Disposition to issuer · Disposed 287,201 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.
Class A Common StockSEC Table I · non-derivative	IndirectMartin Family Trust U/A Dtd 1/21/10	Reported balance After 2017-02-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-02-01 · Disposition to issuer · Disposed 129,115 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F2: By self as co-trustee and beneficiary of the Martin Family Trust U/A dated January 21, 2010.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.47 · Expires 2017-07-05	Direct	Reported balance After 2017-02-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-02-01 · Disposition to issuer · Disposed 11,104 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.34 · Expires 2018-07-01	Direct	Reported balance After 2017-02-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-02-01 · Disposition to issuer · Disposed 6,968 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.06 · Expires 2019-08-12	Direct	Reported balance After 2017-02-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-02-01 · Disposition to issuer · Disposed 72,324 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.74 · Expires 2020-08-11	Direct	Reported balance After 2017-02-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-02-01 · Disposition to issuer · Disposed 59,408 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.41 · Expires 2021-08-11	Direct	Reported balance After 2017-02-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-02-01 · Disposition to issuer · Disposed 122,580 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F2: By self as co-trustee and beneficiary of the Martin Family Trust U/A dated January 21, 2010.

BAXTER INTERNATIONAL INC

Report date March 02, 2022 · Filed March 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $1 par valueSEC Table I · non-derivative	Direct	52,632	Reported balance After 2022-03-02 transaction · row 1 1 source row Row 1 · 2022-03-02 · Grant · Acquired 6,688 · Balance 52,632 F1: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.23 · Expires 2032-03-02	Direct	31,008	Reported balance After 2022-03-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-03-02 · Grant · Acquired 31,008 · Balance 31,008 F2: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

F2: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Generate Biomedicines, Inc.

Report date February 26, 2026 · Filed March 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2036-02-25	Direct	190,034	Reported balance After 2026-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-02-26 · Grant · Acquired 190,034 · Balance 190,034 F1: The shares underlying this option shall vest in forty-eight equal monthly installments following February 19, 2026, subject to the Reporting Person's continued service on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying this option shall vest in forty-eight equal monthly installments following February 19, 2026, subject to the Reporting Person's continued service on each such vesting date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 26, 2026 Filed Mar 2, 2026 17:58 UTC	Generate Biomedicines, Inc. GENB · Entity 1553	GrantStock Option (Right to Buy) · Derivative	190,034	$0.00 Strike: $16.00	$0.00	Disclosure SEC source: 0001193125-26-085910 · ownership.xml · derivative · entry 1 Martin Sean · CIK 0001500332 · Chief Legal Officer & GC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,034 Underlying: Common Stock · 190,034 shares Expires 2036-02-25 F1 · derivative.exercise_date: The shares underlying this option shall vest in forty-eight equal monthly installments following February 19, 2026, subject to the Reporting Person's continued service on each such vesting date. Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantStock Option (Right to Buy) · Derivative	31,008	$0.00 Strike: $85.23	$0.00	Disclosure SEC source: 0001062993-22-006850 · form4.xml · derivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,008 Underlying: Common Stock, $1 par value · 31,008 shares Expires 2032-03-02 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date. Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	6,688	$0.00	$0.00	Disclosure SEC source: 0001062993-22-006850 · form4.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,632 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:16 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Tax withholdingCommon Stock, $1 par value	2,675	$87.75	$234,731.25	Disclosure SEC source: 0001062993-22-004281 · form4.xml · nonDerivative · entry 3 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,944 F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares in 2019, 2020, and 2021 as part of the 2019 PSUs. Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:16 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	4,636	$0.00	$0.00	Disclosure SEC source: 0001062993-22-004281 · form4.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,619 F2 · shares: Represents shares awarded from the 2019 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended. Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:16 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	1,604	$0.00	$0.00	Disclosure SEC source: 0001062993-22-004281 · form4.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,983 F1 · shares: Represents shares awarded from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2019 PSUs). The award provided that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2021 to December 31, 2021 performance period. These shares have vested as the relevant three-year performance period January 1, 2019 to December 31, 2021 (the Three-Year Performance Period) has ended. Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:06 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Exercise / conversionStock Option (Right to Buy) · Derivative	21,450	$0.00 Strike: $50.77	$0.00	Disclosure SEC source: 0001500332-21-000005 · edgar.xml · derivative · entry 4 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,749 Underlying: Common Stock, $1 par value · 21,450 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin. Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:06 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	SaleCommon Stock, $1 par value	1,574	$80.03	$125,967.22	Disclosure SEC source: 0001500332-21-000005 · edgar.xml · nonDerivative · entry 3 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,281 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin. F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $79.94 through $80.14. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:06 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	SaleCommon Stock, $1 par value	19,876	$79.53	$1,580,738.28	Disclosure SEC source: 0001500332-21-000005 · edgar.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,855 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $78.93 through $79.92. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:06 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Exercise / conversionCommon Stock, $1 par value	21,450	$50.77	$1,089,016.50	Disclosure SEC source: 0001500332-21-000005 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin. Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:09 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Exercise / conversionStock Option (Right to Buy) · Derivative	19,800	$0.00 Strike: $50.77	$0.00	Disclosure SEC source: 0001500332-21-000003 · edgar.xml · derivative · entry 3 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,199 Underlying: Common Stock, $1 par value · 19,800 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin. Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:09 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	SaleCommon Stock, $1 par value	19,800	$77.26	$1,529,748.00	Disclosure SEC source: 0001500332-21-000003 · edgar.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $76.91 through $77.81. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:09 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Exercise / conversionCommon Stock, $1 par value	19,800	$50.77	$1,005,246.00	Disclosure SEC source: 0001500332-21-000003 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin. Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:11 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantStock Option (Right to Buy) · Derivative	63,360	$0.00 Strike: $77.15	$0.00	Disclosure SEC source: 0001500332-21-000002 · edgar.xml · derivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,360 Underlying: Common Stock, $1 par value · 63,360 shares Expires 2031-03-03 F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 3, 2022, the first anniversary of the grant date. Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:12 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	726	$0.00	$0.00	Disclosure SEC source: 0001500332-21-000001 · edgar.xml · nonDerivative · entry 4 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,990 F4 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021). Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:12 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Tax withholdingCommon Stock, $1 par value	2,552	$77.80	$198,545.60	Disclosure SEC source: 0001500332-21-000001 · edgar.xml · nonDerivative · entry 3 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,264 F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2018, 2019, and 2020 as part of the 2018 PSUs. Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:12 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	3,225	$0.00	$0.00	Disclosure SEC source: 0001500332-21-000001 · edgar.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,816 F2 · shares: Represents shares awarded from the 2018 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended. Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:12 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	881	$0.00	$0.00	Disclosure SEC source: 0001500332-21-000001 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,591 F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended. Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:05 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Exercise / conversionStock Option (Right to Buy) · Derivative	47,001	$0.00 Strike: $50.77	$0.00	Disclosure SEC source: 0001500332-20-000004 · edgar.xml · derivative · entry 4 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,999 Underlying: Common Stock, $1 par value · 47,001 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin. Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:05 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	SaleCommon Stock, $1 par value	10,393	$79.22	$823,333.46	Disclosure SEC source: 0001500332-20-000004 · edgar.xml · nonDerivative · entry 3 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,640 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin. F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 78.94 through $79.76. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:05 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	SaleCommon Stock, $1 par value	36,608	$78.52	$2,874,460.16	Disclosure SEC source: 0001500332-20-000004 · edgar.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,033 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 77.94 through $78.93. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:05 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Exercise / conversionCommon Stock, $1 par value	47,001	$50.77	$2,386,240.77	Disclosure SEC source: 0001500332-20-000004 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin. Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:17 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	PurchaseCommon Stock, $1 par value	9,780	$82.19	$803,818.20	Disclosure SEC source: 0001500332-20-000003 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,504 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 82.09 through $82.25. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document
March 20, 2020 Filed Mar 23, 2020 21:32 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantStock Option (Right to Buy) · Derivative	50,858	$0.00 Strike: $75.75	$0.00	Disclosure SEC source: 0001500332-20-000002 · edgar.xml · derivative · entry 4 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,858 Underlying: Common Stock, $1 par value · 50,858 shares Expires 2030-03-20 F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date. Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:32 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Tax withholdingCommon Stock, $1 par value	8,661	$84.59	$732,633.99	Disclosure SEC source: 0001500332-20-000002 · edgar.xml · nonDerivative · entry 3 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,724 F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 19, 2020 from the settlement of shares earned in 2017, 2018, and 2019 as part of the 2017 PSUs. Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:32 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	9,290	$0.00	$0.00	Disclosure SEC source: 0001500332-20-000002 · edgar.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,385 F2 · shares: Represents shares awarded from the 2017 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended. Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:32 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	3,184	$0.00	$0.00	Disclosure SEC source: 0001500332-20-000002 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,095 F1 · shares: Represents shares awarded from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2017 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2019 to December 31, 2019 performance period. These shares have vested as the relevant three-year performance period January 1, 2017 to December 31, 2019 (the Three-Year Performance Period) has ended. Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:47 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	Tax withholdingCommon Stock, $1 par value	8,360	$80.51	$673,063.60	Disclosure SEC source: 0001500332-20-000001 · edgar.xml · nonDerivative · entry 3 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,911 F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 18, 2020 from the settlement of vested restricted stock units granted on March 2, 2017. Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:47 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	2,041	$0.00	$0.00	Disclosure SEC source: 0001500332-20-000001 · edgar.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,271 F2 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2019 to December 31, 2019. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021). Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:47 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	2,270	$0.00	$0.00	Disclosure SEC source: 0001500332-20-000001 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,230 F1 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2019 through December 31, 2019. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020). Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:14 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantStock Option (Right to Buy) · Derivative	54,869	$0.00 Strike: $74.73	$0.00	Disclosure SEC source: 0001500332-19-000002 · edgar.xml · derivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,869 Underlying: Common Stock, $1 par value · 54,869 shares Expires 2029-02-28 F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date. Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:10 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	2,266	$0.00	$0.00	Disclosure SEC source: 0001500332-19-000001 · edgar.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,753 F2 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020). Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:10 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	3,065	$0.00	$0.00	Disclosure SEC source: 0001500332-19-000001 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,487 F1 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019). Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:16 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantStock Option (Right to Buy) · Derivative	59,750	$0.00 Strike: $66.31	$0.00	Disclosure SEC source: 0001500332-18-000002 · edgar.xml · derivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,750 Underlying: Common Stock, $1 par value · 59,750 shares Expires 2028-03-01 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant. Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:26 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	4,007	$0.00	$0.00	Disclosure SEC source: 0001500332-18-000001 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,209 F1 · kind: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2017 to December 31, 2017. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2017 through December 31, 2019). Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:39 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantStock Option (Right to Buy) · Derivative	85,561	$0.00 Strike: $50.77	$0.00	Disclosure SEC source: 0001500332-17-000004 · edgar.xml · derivative · entry 3 Martin Sean · CIK 0001500332 · CVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,561 Underlying: Common Stock, $1 par value · 85,561 shares Expires 2027-03-02 F3 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant. Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:39 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantStock Option (Right to Buy) · Derivative	150,000	$0.00 Strike: $50.77	$0.00	Disclosure SEC source: 0001500332-17-000004 · edgar.xml · derivative · entry 2 Martin Sean · CIK 0001500332 · CVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock, $1 par value · 150,000 shares Expires 2027-03-02 F2 · derivative.exercise_date: The option becomes exercisable on March 2, 2020. Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:39 UTC	BAXTER INTERNATIONAL INC BAX · Entity 1707	GrantCommon Stock, $1 par value	20,000	$0.00	$0.00	Disclosure SEC source: 0001500332-17-000004 · edgar.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · CVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The restricted stock units will vest on March 2, 2020. Read SEC document
February 01, 2017 Filed Feb 2, 2017 16:46 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	122,580	Not disclosed Strike: $12.41	Not disclosed	Disclosure SEC source: 0000929887-17-000035 · wf-form4_148607195217370.xml · derivative · entry 7 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 122,580 shares Expires 2021-08-11 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document
February 01, 2017 Filed Feb 2, 2017 16:46 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	59,408	Not disclosed Strike: $26.74	Not disclosed	Disclosure SEC source: 0000929887-17-000035 · wf-form4_148607195217370.xml · derivative · entry 6 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 59,408 shares Expires 2020-08-11 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document
February 01, 2017 Filed Feb 2, 2017 16:46 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	72,324	Not disclosed Strike: $20.06	Not disclosed	Disclosure SEC source: 0000929887-17-000035 · wf-form4_148607195217370.xml · derivative · entry 5 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 72,324 shares Expires 2019-08-12 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document
February 01, 2017 Filed Feb 2, 2017 16:46 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	6,968	Not disclosed Strike: $36.34	Not disclosed	Disclosure SEC source: 0000929887-17-000035 · wf-form4_148607195217370.xml · derivative · entry 4 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,968 shares Expires 2018-07-01 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document
February 01, 2017 Filed Feb 2, 2017 16:46 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	11,104	Not disclosed Strike: $47.47	Not disclosed	Disclosure SEC source: 0000929887-17-000035 · wf-form4_148607195217370.xml · derivative · entry 3 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,104 shares Expires 2017-07-05 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document
February 01, 2017 Filed Feb 2, 2017 16:46 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Disposition to issuerClass A Common Stock	129,115	$10.00	$1,291,150.00	Disclosure SEC source: 0000929887-17-000035 · wf-form4_148607195217370.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · Martin Family Trust U/A Dtd 1/21/10 Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · acquired: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F2 · ownership.nature: By self as co-trustee and beneficiary of the Martin Family Trust U/A dated January 21, 2010. Read SEC document
February 01, 2017 Filed Feb 2, 2017 16:46 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Disposition to issuerClass A Common Stock	287,201	$10.00	$2,872,010.00	Disclosure SEC source: 0000929887-17-000035 · wf-form4_148607195217370.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · acquired: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, (i) restricted stock units automatically vested and were converted into the right to receive the Merger Consideration, without interest and less any required withholding taxes, and (ii) stock options automatically vested and were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document
October 14, 2016 Filed Oct 18, 2016 16:36 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	GiftClass A Common Stock	67,225	$0.00	$0.00	Disclosure SEC source: 0000929887-16-000216 · wf-form4_147682298864874.xml · nonDerivative · entry 3 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · Martin Family Trust U/A Dtd 1/21/10 Disclosed balance after: 129,115 F5 · ownership.nature: By self as co-trustee and beneficiary of the Martin Family Trust U/A dated January 21, 2010. Read SEC document
October 14, 2016 Filed Oct 18, 2016 16:36 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	GiftClass A Common Stock	67,225	$0.00	$0.00	Disclosure SEC source: 0000929887-16-000216 · wf-form4_147682298864874.xml · nonDerivative · entry 2 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,201 F2 · balance_after: Includes (i) 183,404 shares of the Issuer's Class A common subject to RSUs granted November 16, 2015, (ii) 47,142 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iii) 21,490 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iv) 18,512 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (v) 4,938 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, and (vi) 11,715 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013. (footnote continued below) F3 · balance_after: (continued from footnote 2 above) The 183,404 shares listed in (i) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the November 15, 2017 and November 15, 2018 vesting dates. The 47,142 shares listed in (ii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017, August 12, 2018 and August 12, 2019 vesting dates. (footnote continued below) F4 · balance_after: (continued from footnote 3 above) The 21,490 shares listed in (iii) above and the 18,512 shares listed in (iv) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017 and August 12, 2018 vesting dates. The 21,490 shares listed in (iii) above are also subject to accelerated vesting upon an involuntary termination of the Reporting Person's service without cause. The 4,938 shares listed in (v) above will be issued when those units vest upon the Reporting Person's continuation in service through the August 12, 2017 vesting date. The 11,715 shares listed in (vi) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 13, 2017 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Read SEC document
October 14, 2016 Filed Oct 18, 2016 16:36 UTC	APOLLO EDUCATION GROUP INC APOL · Entity 179251	Tax withholdingClass A Common Stock	40,191	$8.46	$340,015.86	Disclosure SEC source: 0000929887-16-000216 · wf-form4_147682298864874.xml · nonDerivative · entry 1 Martin Sean · CIK 0001500332 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,426 F1 · kind: Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock. F2 · balance_after: Includes (i) 183,404 shares of the Issuer's Class A common subject to RSUs granted November 16, 2015, (ii) 47,142 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iii) 21,490 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iv) 18,512 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (v) 4,938 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, and (vi) 11,715 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013. (footnote continued below) F3 · balance_after: (continued from footnote 2 above) The 183,404 shares listed in (i) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the November 15, 2017 and November 15, 2018 vesting dates. The 47,142 shares listed in (ii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017, August 12, 2018 and August 12, 2019 vesting dates. (footnote continued below) F4 · balance_after: (continued from footnote 3 above) The 21,490 shares listed in (iii) above and the 18,512 shares listed in (iv) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017 and August 12, 2018 vesting dates. The 21,490 shares listed in (iii) above are also subject to accelerated vesting upon an involuntary termination of the Reporting Person's service without cause. The 4,938 shares listed in (v) above will be issued when those units vest upon the Reporting Person's continuation in service through the August 12, 2017 vesting date. The 11,715 shares listed in (vi) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 13, 2017 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.