Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | Director | December 13, 2018 | December 17, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date December 13, 2018 · Filed December 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 9,848 |
Ending reported balance
After 2018-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-13 · Exercise / conversion · Acquired 4,110 · Balance 13,958 Row 2 · 2018-12-13 · Sale · Disposed 4,110 · Balance 9,848 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.83 · Expires 2024-05-06 | Direct | 0 |
Reported balance
After 2018-12-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-13 · Exercise / conversion · Acquired 4,110 · Balance 0 |
| Common Stock, $1 par valueSEC Table I · non-derivative | IndirectBy Trust | 6,120 |
Reported balance
Holding disclosure · report date 2018-12-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,120 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2018 Filed Dec 17, 2018 21:21 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,110 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001206256-18-000006 · edgar.xml · derivative · entry 4 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock,$1 Par value · 4,110 shares Expires 2024-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:21 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 4,110 | $66.69 | $274,095.90 |
DisclosureSEC source: 0001206256-18-000006 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:21 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,110 | $39.83 | $163,701.30 |
DisclosureSEC source: 0001206256-18-000006 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,360 | $0.00 Strike: $44.39 | $0.00 |
DisclosureSEC source: 0001206256-18-000005 · edgar.xml · derivative · entry 6 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,360 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,389 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001206256-18-000005 · edgar.xml · derivative · entry 5 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 5,389 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 11,749 | $68.48 | $804,571.52 |
DisclosureSEC source: 0001206256-18-000005 · edgar.xml · nonDerivative · entry 3 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $68.47 through $68.54. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 6,360 | $44.39 | $282,320.40 |
DisclosureSEC source: 0001206256-18-000005 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 5,389 | $37.50 | $202,087.50 |
DisclosureSEC source: 0001206256-18-000005 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,400 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001206256-18-000004 · edgar.xml · derivative · entry 4 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,389 Underlying: Common Stock, $1 par value · 5,400 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 5,400 | $72.97 | $394,038.00 |
DisclosureSEC source: 0001206256-18-000004 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:17 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 5,400 | $37.50 | $202,500.00 |
DisclosureSEC source: 0001206256-18-000004 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:33 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,930 | $0.00 Strike: $36.93 | $0.00 |
DisclosureSEC source: 0001206256-18-000003 · edgar.xml · derivative · entry 4 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,930 shares Expires 2023-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:33 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 6,594 | $71.79 | $473,383.26 |
DisclosureSEC source: 0001206256-18-000003 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $71.77 through $71.80. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:33 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 3,930 | $36.93 | $145,134.90 |
DisclosureSEC source: 0001206256-18-000003 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:25 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,664 | $69.45 | $185,014.80 |
DisclosureSEC source: 0001206256-18-000002 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,512 F1 · shares: The reporting person received a grant of 2,664 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:06 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,990 | $0.00 Strike: $31.26 | $0.00 |
DisclosureSEC source: 0001206256-18-000001 · edgar.xml · derivative · entry 4 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,990 shares Expires 2021-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:06 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 4,990 | $66.05 | $329,589.50 |
DisclosureSEC source: 0001206256-18-000001 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:06 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,990 | $31.26 | $155,987.40 |
DisclosureSEC source: 0001206256-18-000001 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,020 | $0.00 Strike: $29.52 | $0.00 |
DisclosureSEC source: 0001206256-17-000005 · edgar.xml · derivative · entry 4 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,020 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 4,020 | $61.61 | $247,672.20 |
DisclosureSEC source: 0001206256-17-000005 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $61.61 through $61.62. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,020 | $29.52 | $118,670.40 |
DisclosureSEC source: 0001206256-17-000005 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 24, 2017 21:00 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 2,618 | $57.92 | $151,634.56 |
DisclosureSEC source: 0001206256-17-000004 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,760 | $0.00 Strike: $33.77 | $0.00 |
DisclosureSEC source: 0001206256-17-000003 · edgar.xml · derivative · entry 4 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,760 shares Expires 2018-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 3,760 | $55.89 | $210,146.40 |
DisclosureSEC source: 0001206256-17-000003 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466 Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 3,760 | $33.77 | $126,975.20 |
DisclosureSEC source: 0001206256-17-000003 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:00 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 3,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001206256-17-000002 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466 F1 · price: The reporting person received a grant of 3,233 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:14 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,280 | $0.00 Strike: $30.73 | $0.00 |
DisclosureSEC source: 0001206256-17-000001 · edgar.xml · derivative · entry 4 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,280 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:14 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 4,280 | $48.23 | $206,424.40 |
DisclosureSEC source: 0001206256-17-000001 · edgar.xml · nonDerivative · entry 2 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,227 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:14 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,280 | $30.73 | $131,524.40 |
DisclosureSEC source: 0001206256-17-000001 · edgar.xml · nonDerivative · entry 1 Shapazian Carole J · CIK 0001206256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.