Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | Director | March 28, 2018 | March 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date March 28, 2018 · Filed March 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 26,272 |
Reported balance
After 2018-03-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-03-28 · Exercise / conversion · Acquired 3,760 · Balance 26,272 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 31,952 |
Reported balance
After 2018-03-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-03-28 · Exercise / conversion · Acquired 5,680 · Balance 31,952 F2: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 41,262 |
Reported balance
After 2018-03-28 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2018-03-28 · Exercise / conversion · Acquired 4,990 · Balance 41,262 F4: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 45,282 |
Reported balance
After 2018-03-28 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2018-03-28 · Exercise / conversion · Acquired 4,020 · Balance 45,282 F5: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 49,212 |
Reported balance
After 2018-03-28 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2018-03-28 · Exercise / conversion · Acquired 3,930 · Balance 49,212 F6: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 53,322 |
Reported balance
After 2018-03-28 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2018-03-28 · Exercise / conversion · Acquired 4,110 · Balance 53,322 F7: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 64,111 |
Reported balance
After 2018-03-28 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2018-03-28 · Exercise / conversion · Acquired 10,789 · Balance 64,111 F8: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 70,471 |
Reported balance
After 2018-03-28 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2018-03-28 · Exercise / conversion · Acquired 6,360 · Balance 70,471 F9: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 31,412 |
Reported balance
After 2018-03-28 transaction · row 10
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 10 · 2018-03-28 · Sale · Disposed 39,059 · Balance 31,412 F10: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm. F11: Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. |
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 22,512 |
Reported balance
After 2018-03-28 transaction · row 11
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 11 · 2018-03-28 · Sale · Disposed 8,900 · Balance 22,512 F10: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm. F12: Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. |
| Common Stock, $1 par ValueSEC Table I · non-derivative | Direct | 36,272 |
Reported balance
After 2018-03-28 transaction · row 3
1 source rowRow 3 · 2018-03-28 · Exercise / conversion · Acquired 4,320 · Balance 36,272 F3: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.77 · Expires 2018-05-04 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-03-28 · Exercise / conversion · Disposed 3,760 · Balance 0 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.77 · Expires 2019-05-05 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-03-28 · Exercise / conversion · Disposed 5,680 · Balance 0 F2: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.27 · Expires 2020-05-04 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-03-28 · Exercise / conversion · Disposed 4,320 · Balance 0 F3: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.26 · Expires 2021-05-03 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-03-28 · Exercise / conversion · Disposed 4,990 · Balance 0 F4: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.51 · Expires 2022-05-08 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-03-28 · Exercise / conversion · Disposed 4,020 · Balance 0 F5: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.92 · Expires 2023-05-05 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-03-28 · Exercise / conversion · Disposed 3,930 · Balance 0 F6: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.83 · Expires 2024-05-06 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-03-28 · Exercise / conversion · Disposed 4,110 · Balance 0 F7: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.50 · Expires 2025-05-05 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-03-28 · Exercise / conversion · Disposed 10,789 · Balance 0 F8: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.39 · Expires 2026-05-01 | Direct | 0 |
Reported balance
After 2018-03-28 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-03-28 · Exercise / conversion · Disposed 6,360 · Balance 0 F9: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008.
F2: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009.
F3: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010.
F4: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011.
F5: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012.
F6: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013.
F7: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014.
F8: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015.
F9: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016.
F10: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm.
F11: Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
F12: Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,360 | $0.00 Strike: $44.39 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 20 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,360 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,789 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 19 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 10,789 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,110 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 18 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,110 shares Expires 2024-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,930 | $0.00 Strike: $36.92 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 17 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,930 shares Expires 2023-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,020 | $0.00 Strike: $29.51 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 16 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,020 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,990 | $0.00 Strike: $31.26 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 15 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,990 shares Expires 2021-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,320 | $0.00 Strike: $24.27 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 14 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,320 shares Expires 2020-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,680 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 13 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 5,680 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,760 | $0.00 Strike: $33.77 | $0.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · derivative · entry 12 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,760 shares Expires 2018-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 8,900 | $65.04 | $578,856.00 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 11 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,512 F10 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm. F12 · price: Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 39,059 | $64.55 | $2,521,258.45 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 10 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,412 F10 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm. F11 · price: Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 6,360 | $44.39 | $282,320.40 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 9 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 10,789 | $37.50 | $404,587.50 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 8 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,110 | $39.83 | $163,701.30 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 7 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 3,930 | $36.92 | $145,095.60 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 6 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,020 | $29.51 | $118,630.20 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 5 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,990 | $31.26 | $155,987.40 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 4 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par Value | 4,320 | $24.27 | $104,846.40 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 3 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 5,680 | $26.77 | $152,053.60 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 2 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 3,760 | $33.77 | $126,975.20 |
DisclosureSEC source: 0001228779-18-000001 · edgar.xml · nonDerivative · entry 1 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 970 | $55.68 | $54,009.60 |
DisclosureSEC source: 0001228779-17-000001 · edgar.xml · nonDerivative · entry 3 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,458 F3 · shares: Represents the forfeiture of shares to pay the tax liability on the 2017 annual equity grant of common stock. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 3,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001228779-17-000001 · edgar.xml · nonDerivative · entry 2 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,428 F2 · price: The reporting person received a grant of 3,233 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 785 | $55.68 | $43,708.80 |
DisclosureSEC source: 0001228779-17-000001 · edgar.xml · nonDerivative · entry 1 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,195 F1 · shares: Represents the forfeiture of shares to pay the tax liability on the 2016 Restricted Stock Unit grant which vested on May 2, 2017. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,280 | $0.00 Strike: $30.73 | $0.00 |
DisclosureSEC source: 0001228779-16-000005 · edgar.xml · derivative · entry 3 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,280 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 4,280 | $47.10 | $201,588.00 |
DisclosureSEC source: 0001228779-16-000005 · edgar.xml · nonDerivative · entry 2 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,928 F1 · price: All shares sold at $47.10. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,280 | $30.73 | $131,524.40 |
DisclosureSEC source: 0001228779-16-000005 · edgar.xml · nonDerivative · entry 1 STORM KORNELIS J. · CIK 0001228779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.