Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABBOTT LABORATORIESABT · Entity 2314 | Senior Vice President | May 25, 2010 | May 27, 2010 |
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | Director | May 03, 2022 | May 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABBOTT LABORATORIES
Report date May 25, 2010 · Filed May 27, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares without par valueSEC Table I · non-derivative | Direct | 99,279 |
Reported balance
After 2010-05-25 transaction · row 1
1 source rowRow 1 · 2010-05-25 · Gift · Disposed 555 · Balance 99,279 |
| Common shares without par valueSEC Table I · non-derivative | IndirectBy daughter | 1,643 |
Reported balance
After 2010-05-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2010-05-25 · Gift · Acquired 555 · Balance 1,643 F2: The reporting person disclaims beneficial ownership of all securities held by his wife and daughter. |
| Common shares without par valueSEC Table I · non-derivative | IndirectProfit Sharing Trust | 18,758 |
Reported balance
Holding disclosure · report date 2010-05-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,758 F1: Balance in the Abbott Laboratories Stock Retirement Trust as of May 26, 2010. |
| Common shares without par valueSEC Table I · non-derivative | IndirectBy wife | 36,407 |
Reported balance
Holding disclosure · report date 2010-05-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,407 F2: The reporting person disclaims beneficial ownership of all securities held by his wife and daughter. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of May 26, 2010.
F2: The reporting person disclaims beneficial ownership of all securities held by his wife and daughter.
BAXTER INTERNATIONAL INC
Report date May 03, 2022 · Filed May 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 15,740 |
Reported balance
After 2022-05-03 transaction · row 1
1 source rowRow 1 · 2022-05-03 · Grant · Acquired 2,706 · Balance 15,740 F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. |
| Common Stock, $1 par valueSEC Table I · non-derivative | IndirectShares Owned by Thomas F. Chen Grantor Irrevocable Trust | 9,174 |
Reported balance
Holding disclosure · report date 2022-05-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,174 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STERICYCLE INC
Report date November 04, 2024 · Filed November 04, 2024
Section 16 reporting ended · disclosed 2024-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 1
1 source rowRow 1 · 2024-11-04 · Disposition to issuer · Disposed 20,303 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 3, 2024 (the "Merger Agreement"), by and among Stericycle, Inc. (the "Company"), Waste Management, Inc. and Stag Merger Sub Inc., at the effective time (the "Effective Time") of the merger of Stag Merger Sub Inc. with and into the Company, which Effective Time occurred on November 4, 2024, each outstanding share of Company common stock was converted into the right to receive $62.00 per share in cash, without interest. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $138.45 · Expires 2025-05-27 | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-11-04 · Disposition to issuer · Disposed 4,931 · Balance 0 F2: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.47 · Expires 2026-05-25 | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-11-04 · Disposition to issuer · Disposed 3,713 · Balance 0 F2: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-11-04 · Disposition to issuer · Disposed 3,524 · Balance 0 F3: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F4: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-11-04 · Disposition to issuer · Disposed 1,506 · Balance 0 F3: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F5: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of June 3, 2024 (the "Merger Agreement"), by and among Stericycle, Inc. (the "Company"), Waste Management, Inc. and Stag Merger Sub Inc., at the effective time (the "Effective Time") of the merger of Stag Merger Sub Inc. with and into the Company, which Effective Time occurred on November 4, 2024, each outstanding share of Company common stock was converted into the right to receive $62.00 per share in cash, without interest.
F2: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option.
F3: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.
F4: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.
F5: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2024 Filed Nov 4, 2024 17:04 UTC | STERICYCLE INC SRCL · Entity 80873 | Disposition to issuerRestricted Stock Units · Derivative | 1,506 | $62.00 | $93,372.00 |
DisclosureSEC source: 0001415889-24-026022 · form4-11042024_101125.xml · derivative · entry 5 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,506 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F5 · kind: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. F5 · price: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. F5 · derivative.exercise_date: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. F5 · derivative.expiration_date: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 17:04 UTC | STERICYCLE INC SRCL · Entity 80873 | Disposition to issuerRestricted Stock Units · Derivative | 3,524 | $62.00 | $218,488.00 |
DisclosureSEC source: 0001415889-24-026022 · form4-11042024_101125.xml · derivative · entry 4 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,524 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F4 · kind: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. F4 · price: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. F4 · derivative.exercise_date: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. F4 · derivative.expiration_date: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 17:04 UTC | STERICYCLE INC SRCL · Entity 80873 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 3,713 | $0.00 Strike: $97.47 | $0.00 |
DisclosureSEC source: 0001415889-24-026022 · form4-11042024_101125.xml · derivative · entry 3 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,713 shares Expires 2026-05-25 F2 · kind: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. F2 · price: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. F2 · derivative.exercise_date: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 17:04 UTC | STERICYCLE INC SRCL · Entity 80873 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 4,931 | $0.00 Strike: $138.45 | $0.00 |
DisclosureSEC source: 0001415889-24-026022 · form4-11042024_101125.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,931 shares Expires 2025-05-27 F2 · kind: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. F2 · price: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. F2 · derivative.exercise_date: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 17:04 UTC | STERICYCLE INC SRCL · Entity 80873 | Disposition to issuerCommon Stock | 20,303 | $62.00 | $1,258,786.00 |
DisclosureSEC source: 0001415889-24-026022 · form4-11042024_101125.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of June 3, 2024 (the "Merger Agreement"), by and among Stericycle, Inc. (the "Company"), Waste Management, Inc. and Stag Merger Sub Inc., at the effective time (the "Effective Time") of the merger of Stag Merger Sub Inc. with and into the Company, which Effective Time occurred on November 4, 2024, each outstanding share of Company common stock was converted into the right to receive $62.00 per share in cash, without interest. Read SEC document |
| May 21, 2024 Filed May 23, 2024 17:50 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 3,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014351 · form4-05232024_090539.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,524 Underlying: Common Stock · 3,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: The RSUs vest in full on the earlier of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders is at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. F2 · derivative.expiration_date: The RSUs vest in full on the earlier of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders is at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Read SEC document |
| May 16, 2024 Filed May 20, 2024 16:25 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 3,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013748 · form4-05202024_080516.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2 · derivative.exercise_date: This award was granted on May 16, 2023 and vested in full on May 16, 2024. F2 · derivative.expiration_date: This award was granted on May 16, 2023 and vested in full on May 16, 2024. Read SEC document |
| May 16, 2024 Filed May 20, 2024 16:25 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 3,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013748 · form4-05202024_080516.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 16:15 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 2,928 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001692742-23-000106 · edgardoc.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,928 shares Expires 2023-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 26, 2023 Filed May 30, 2023 16:15 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 2,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-23-000106 · edgardoc.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 16, 2023 Filed May 17, 2023 19:11 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 3,620 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-23-000082 · edgardoc.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,620 Underlying: Common Stock · 3,620 shares Expires 2024-05-16 Read SEC document |
| May 26, 2022 Filed May 27, 2022 16:17 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 2,928 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-22-000100 · edgardoc.xml · derivative · entry 3 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,928 Underlying: Common Stock · 2,928 shares Expires 2023-05-26 Read SEC document |
| May 26, 2022 Filed May 27, 2022 16:17 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 1,837 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001692742-22-000100 · edgardoc.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,837 shares Expires 2022-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 26, 2022 Filed May 27, 2022 16:17 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 1,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-22-000100 · edgardoc.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:22 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011684 · form4.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,740 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 21:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,680 | $0.00 Strike: $35.03 | $0.00 |
DisclosureSEC source: 0001062993-22-002432 · form4.xml · derivative · entry 4 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 1,680 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Chen with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Chen. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 21:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 1,680 | $84.53 | $142,010.40 |
DisclosureSEC source: 0001062993-22-002432 · form4.xml · nonDerivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,987 F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Chen with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Chen. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $84.07 through $84.85. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 21:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 1,680 | $35.03 | $58,850.40 |
DisclosureSEC source: 0001062993-22-002432 · form4.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Chen with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Chen. Read SEC document |
| May 26, 2021 Filed May 27, 2021 16:17 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 1,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-21-000101 · edgardoc.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837 Underlying: Common Stock · 1,837 shares Expires 2022-05-26 Read SEC document |
| May 22, 2021 Filed May 24, 2021 16:09 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 2,446 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001692742-21-000081 · edgardoc.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,446 shares Expires 2021-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 22, 2021 Filed May 24, 2021 16:09 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 2,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-21-000081 · edgardoc.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001360147-21-000001 · edgar.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,857 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| November 24, 2020 Filed Feb 17, 2021 01:44 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftCommon Stock, $1 par value | 9,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006779 · doc5.xml · nonDerivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Thomas F. Chen Grantor Irrevocable Trust Disclosed balance after: 9,174 F1 · kind: Represents the bona fide gift of the Issuer's Common Stock to the Thomas F. Chen Grantor Irrevocable Trust for the benefit of the Reporting Person's immediate family. Read SEC document |
| November 24, 2020 Filed Feb 17, 2021 01:44 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftCommon Stock, $1 par value | 9,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006779 · doc5.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,451 F1 · kind: Represents the bona fide gift of the Issuer's Common Stock to the Thomas F. Chen Grantor Irrevocable Trust for the benefit of the Reporting Person's immediate family. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:22 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | OtherDeferred Comp Plan Baxter Common Stock Fund · Derivative | 3,386 | $82.89 | $280,665.54 |
DisclosureSEC source: 0001360147-20-000002 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 3,386 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.exercise_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| May 22, 2020 Filed May 26, 2020 12:36 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 2,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-20-000080 · edgardoc.xml · derivative · entry 3 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,446 Underlying: Common Stock · 2,446 shares Expires 2021-05-22 Read SEC document |
| May 22, 2020 Filed May 26, 2020 12:36 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 2,604 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001692742-20-000080 · edgardoc.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,604 shares Expires 2020-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 22, 2020 Filed May 26, 2020 12:36 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 2,604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-20-000080 · edgardoc.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:12 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001360147-20-000001 · edgar.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,625 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 20:31 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 52 | $81.58 | $4,242.16 |
DisclosureSEC source: 0001360147-19-000004 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 Underlying: Common Stock, $1 par value · 52 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| May 23, 2019 Filed May 24, 2019 16:01 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 1,970 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001692742-19-000118 · edgardoc.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,970 shares Expires 2019-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 23, 2019 Filed May 24, 2019 16:01 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 1,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-19-000118 · edgardoc.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 22, 2019 Filed May 23, 2019 16:59 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-19-000112 · edgardoc.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 Underlying: Common Stock · 2,604 shares Expires 2020-05-22 Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:20 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 56 | $75.44 | $4,224.64 |
DisclosureSEC source: 0001360147-19-000003 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301 Underlying: Common Stock, $1 par value · 56 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:04 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001360147-19-000002 · edgar.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,245 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 22:31 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 78 | $66.12 | $5,157.36 |
DisclosureSEC source: 0001360147-19-000001 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,242 Underlying: Common Stock, $1 par value · 78 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:48 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 78 | $65.83 | $5,134.74 |
DisclosureSEC source: 0001360147-18-000005 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,156 Underlying: Common Stock, $1 par value · 78 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| September 14, 2018 Filed Mar 15, 2019 17:07 UTC | STERICYCLE INC SRCL · Entity 80873 | OtherDepositary Shares · Derivative | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-19-000072 · edgardoc.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-09-15 F1 · derivative.exercise_price: Each depositary share reported on the reporting person's Form 4 filed on December 29, 2015 represented a 1/10th interest in a share of the issuer's 5.25% Series A Mandatory Convertible Preferred Stock (Convertible Preferred Stock). The conversion rate for each depositary share could be not more than 0.73394 shares of the issuer's common stock and not less than 0.58716 shares of the issuer's common stock depending on the applicable market value of the common stock. On September 14, 2018, each share of Convertible Preferred Stock was converted into 7.3394 shares of the issuer's common stock. F1 · kind: Each depositary share reported on the reporting person's Form 4 filed on December 29, 2015 represented a 1/10th interest in a share of the issuer's 5.25% Series A Mandatory Convertible Preferred Stock (Convertible Preferred Stock). The conversion rate for each depositary share could be not more than 0.73394 shares of the issuer's common stock and not less than 0.58716 shares of the issuer's common stock depending on the applicable market value of the common stock. On September 14, 2018, each share of Convertible Preferred Stock was converted into 7.3394 shares of the issuer's common stock. F1 · price: Each depositary share reported on the reporting person's Form 4 filed on December 29, 2015 represented a 1/10th interest in a share of the issuer's 5.25% Series A Mandatory Convertible Preferred Stock (Convertible Preferred Stock). The conversion rate for each depositary share could be not more than 0.73394 shares of the issuer's common stock and not less than 0.58716 shares of the issuer's common stock depending on the applicable market value of the common stock. On September 14, 2018, each share of Convertible Preferred Stock was converted into 7.3394 shares of the issuer's common stock. Read SEC document |
| September 14, 2018 Filed Mar 15, 2019 17:07 UTC | STERICYCLE INC SRCL · Entity 80873 | OtherCommon Stock | 4,403 | $61.87 | $272,413.61 |
DisclosureSEC source: 0001692742-19-000072 · edgardoc.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,898 F1 · kind: Each depositary share reported on the reporting person's Form 4 filed on December 29, 2015 represented a 1/10th interest in a share of the issuer's 5.25% Series A Mandatory Convertible Preferred Stock (Convertible Preferred Stock). The conversion rate for each depositary share could be not more than 0.73394 shares of the issuer's common stock and not less than 0.58716 shares of the issuer's common stock depending on the applicable market value of the common stock. On September 14, 2018, each share of Convertible Preferred Stock was converted into 7.3394 shares of the issuer's common stock. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:36 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 66 | $72.07 | $4,756.62 |
DisclosureSEC source: 0001360147-18-000004 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,070 Underlying: Common Stock, $1 par value · 66 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 83 | $71.68 | $5,949.44 |
DisclosureSEC source: 0001360147-18-000003 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,005 Underlying: Common Stock, $1 par value · 83 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| May 23, 2018 Filed May 25, 2018 16:05 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 1,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-18-000088 · edgardoc.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970 Underlying: Common Stock · 1,970 shares Expires 2019-05-23 Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 6,437 | $0.00 Strike: $69.45 | $0.00 |
DisclosureSEC source: 0001360147-18-000002 · edgar.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,437 Underlying: Common Stock, $1 par value · 6,437 shares Expires 2028-05-08 F2 · derivative.exercise_date: The reporting person received a grant of 6,437 fully vested Company stock options, subject to the terms and conditions of the applicable grant. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 1,332 | $69.45 | $92,507.40 |
DisclosureSEC source: 0001360147-18-000002 · edgar.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,682 F1 · shares: The reporting person received a grant of 1,332 fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:06 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 20 | $64.31 | $1,286.20 |
DisclosureSEC source: 0001360147-18-000001 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909 Underlying: Common Stock, $1 par value · 20 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:23 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 27 | $64.42 | $1,739.34 |
DisclosureSEC source: 0001360147-17-000005 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,883 Underlying: Common Stock, $1 par value · 27 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 20:19 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative | 24 | $62.73 | $1,505.52 |
DisclosureSEC source: 0001360147-17-000004 · edgar.xml · derivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock, $1 par value · 24 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Director Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Director Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| May 25, 2017 Filed May 26, 2017 16:40 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 495 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001692742-17-000033 · edgardoc.xml · derivative · entry 2 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 495 shares Expires 2017-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit(RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the full vesting of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit(RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the full vesting of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit(RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the full vesting of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit(RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the full vesting of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 25, 2017 Filed May 26, 2017 16:40 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-17-000033 · edgardoc.xml · nonDerivative · entry 1 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit(RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the full vesting of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:40 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 1,506 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-17-000033 · edgardoc.xml · derivative · entry 3 Chen Thomas F · CIK 0001360147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506 Underlying: Common Stock · 1,506 shares Expires not disclosed F2 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer receipt of the shares to which such person would otherwise be entitled upon vesting until such persons separation of service from the issuer. F2 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer receipt of the shares to which such person would otherwise be entitled upon vesting until such persons separation of service from the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.