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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2017 Filed Jan 17, 2017 16:02 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherRestricted Stock Units · Derivative 1,000 $76.17 $76,170.00
Disclosure

SEC source: 0001127602-17-001711 · form4.xml · derivative · entry 4

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,919

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restricted stock units.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 16:02 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Tax withholdingCommon Stock 373 $76.17 $28,411.41
Disclosure

SEC source: 0001127602-17-001711 · form4.xml · nonDerivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,337.156

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 16:02 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherCommon Stock 1,000 $76.17 $76,170.00
Disclosure

SEC source: 0001127602-17-001711 · form4.xml · nonDerivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,710.156

F1 · kind: Common stock acquired upon the lapse of Table II restricted stock units.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 15:43 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherRestricted Stock Units · Derivative 400 $76.17 $30,468.00
Disclosure

SEC source: 0001127602-17-001709 · form4.xml · derivative · entry 5

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,884

Underlying: Common Stock · 400 shares

Expires not disclosed

F6 · derivative.exercise_price: Lapse of restricted stock units.

F6 · kind: Lapse of restricted stock units.

F6 · derivative.exercise_date: Lapse of restricted stock units.

F6 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 15:43 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 150 $76.17 $11,425.50
Disclosure

SEC source: 0001127602-17-001709 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,978

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 15:43 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherCommon Stock 400 $76.17 $30,468.00
Disclosure

SEC source: 0001127602-17-001709 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,128

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 15:43 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 10,000 $76.17 $761,700.00
Disclosure

SEC source: 0001127602-17-001709 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,284

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Restricted Stock Units awarded under the Stock and Cash Incentive Plan.

F5 · derivative.exercise_date: Restricted Stock Units awarded under the Stock and Cash Incentive Plan.

F5 · derivative.expiration_date: Restricted Stock Units awarded under the Stock and Cash Incentive Plan.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 19:25 UTC
Pauley Lisa AnnSR VP, HR & Administration
GiftCommon Stock 6,552 $76.58 $501,752.16
Disclosure

SEC source: 0001127602-16-070788 · form4.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 135,964.4221

F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 17:31 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 1,300 $76.31 $99,203.00
Disclosure

SEC source: 0001127602-16-070648 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,045.2823

Read SEC document
December 20, 2016 Filed Dec 21, 2016 17:17 UTC GiftCommon Stock 46,000 $76.14 $3,502,440.00
Disclosure

SEC source: 0001127602-16-070643 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 283,689

Read SEC document
December 16, 2016 Filed Dec 19, 2016 18:39 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
GiftCommon Stock 8,000 $76.66 $613,280.00
Disclosure

SEC source: 0001127602-16-070373 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,873.2398

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 65.2927 $76.30 $4,981.83
Disclosure

SEC source: 0001127602-16-070312 · form4.xml · derivative · entry 5

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 38,387.1984

Underlying: Common Stock · 65.2927 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 110.2642 $76.30 $8,413.16
Disclosure

SEC source: 0001127602-16-070312 · form4.xml · derivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,826.8953

Underlying: Common Stock · 110.2642 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 20.2611 $76.30 $1,545.92
Disclosure

SEC source: 0001127602-16-070312 · form4.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 142,516.4221

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 6.2016 $76.30 $473.18
Disclosure

SEC source: 0001127602-16-070312 · form4.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,437.08

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:02 UTC Other2005 Deferred Compensation Company Stock Plan · Derivative 275.2294 $76.30 $21,000.00
Disclosure

SEC source: 0001127602-16-070308 · form4.xml · derivative · entry 3

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702.8221

Underlying: Common Stock · 275.2294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:02 UTC Other2005 Deferred Compensation Company Stock Plan · Derivative 4.1291 $76.30 $315.05
Disclosure

SEC source: 0001127602-16-070308 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427.5927

Underlying: Common Stock · 4.1291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:50 UTC OtherDeferred Compensation Company Stock Plan · Derivative 324.3775 $76.30 $24,750.00
Disclosure

SEC source: 0001127602-16-070305 · form4.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,457.9291

Underlying: Common Stock · 324.3775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:50 UTC OtherDeferred Compensation Company Stock Plan · Derivative 46.1516 $76.30 $3,521.37
Disclosure

SEC source: 0001127602-16-070305 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,133.5516

Underlying: Common Stock · 46.1516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:44 UTC
Barker Shawn MVice President & Controller
OtherDeferred Compensation Company Stock Plan · Derivative 52.2052 $76.30 $3,983.26
Disclosure

SEC source: 0001127602-16-070301 · form4.xml · derivative · entry 1

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,692.6954

Underlying: Common Stock · 52.2052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherDeferred Compensation Company Stock Plan · Derivative 330.7442 $76.30 $25,235.78
Disclosure

SEC source: 0001127602-16-070299 · form4.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,452.1146

Underlying: Common Stock · 330.7442 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherCommon Stock 104.9952 $76.30 $8,011.13
Disclosure

SEC source: 0001127602-16-070299 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,873.2398

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:37 UTC OtherDeferred Compensation Company Stock Plan · Derivative 275.2294 $76.30 $21,000.00
Disclosure

SEC source: 0001127602-16-070297 · form4.xml · derivative · entry 2

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,104.1649

Underlying: Common Stock · 275.2294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:37 UTC OtherDeferred Compensation Company Stock Plan · Derivative 57.5397 $76.30 $4,390.28
Disclosure

SEC source: 0001127602-16-070297 · form4.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,828.9355

Underlying: Common Stock · 57.5397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:30 UTC OtherDeferred Compensation Company Stock Plan · Derivative 314.5478 $76.30 $24,000.00
Disclosure

SEC source: 0001127602-16-070295 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982.61

Underlying: Common Stock · 314.5478 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:30 UTC OtherDeferred Compensation Company Stock Plan · Derivative 4.538 $76.30 $346.25
Disclosure

SEC source: 0001127602-16-070295 · form4.xml · derivative · entry 5

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668.0622

Underlying: Common Stock · 4.538 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:30 UTC OtherCommon Stock 185.0687 $76.30 $14,120.74
Disclosure

SEC source: 0001127602-16-070295 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,507.4894

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:09 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 91.5579 $76.30 $6,985.87
Disclosure

SEC source: 0001127602-16-070256 · form4.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,829.0496

Underlying: Common Stock · 91.5579 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:09 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherCommon Stock 5.7767 $76.30 $440.76
Disclosure

SEC source: 0001127602-16-070256 · form4.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,959.258

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:18 UTC
Knobel Jeff AVice President & Treasurer
OtherDeferred Compensation Company Stock Plan · Derivative 27.5383 $76.30 $2,101.17
Disclosure

SEC source: 0001127602-16-070265 · form4.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,190.3945

Underlying: Common Stock · 27.5383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 168.9223 $76.30 $12,888.77
Disclosure

SEC source: 0001127602-16-070262 · form4.xml · derivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,313.5141

Underlying: Common Stock · 168.9223 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 55.8803 $76.30 $4,263.67
Disclosure

SEC source: 0001127602-16-070262 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,345.2823

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 16:53 UTC OtherDeferred Compensation Company Stock Plan · Derivative 22.6248 $76.30 $1,726.27
Disclosure

SEC source: 0001127602-16-070362 · form4.xml · derivative · entry 1

SMART GEORGE M · CIK 0001016653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,301.5853

Underlying: Common Stock · 22.6248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 17:45 UTC OtherDeferred Compensation Company Stock Plan · Derivative 87.4134 $76.30 $6,669.64
Disclosure

SEC source: 0001127602-16-070370 · form4.xml · derivative · entry 2

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,392.3986

Underlying: Common Stock · 87.4134 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 17:45 UTC OtherCommon Stock 3.0014 $76.30 $229.01
Disclosure

SEC source: 0001127602-16-070370 · form4.xml · nonDerivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,442.5961

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

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December 15, 2016 Filed Dec 19, 2016 17:32 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 14.7471 $76.30 $1,125.20
Disclosure

SEC source: 0001127602-16-070368 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,670.1146

Underlying: Common Stock · 14.7471 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in the Ball Corporation Deferred Compensation Company Stock Plan

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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December 15, 2016 Filed Dec 19, 2016 17:17 UTC OtherDeferred Compensation Company Stock Plan · Derivative 344.037 $76.30 $26,250.02
Disclosure

SEC source: 0001127602-16-070366 · form4.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,272.9506

Underlying: Common Stock · 344.037 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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December 15, 2016 Filed Dec 19, 2016 17:17 UTC OtherDeferred Compensation Company Stock Plan · Derivative 101.9333 $76.30 $7,777.51
Disclosure

SEC source: 0001127602-16-070366 · form4.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,928.9136

Underlying: Common Stock · 101.9333 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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December 15, 2016 Filed Dec 19, 2016 17:17 UTC OtherCommon Stock 3.0014 $76.30 $229.01
Disclosure

SEC source: 0001127602-16-070366 · form4.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,610.5961

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 16:39 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 32.7336 $76.30 $2,497.57
Disclosure

SEC source: 0001127602-16-070357 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,244.8077

Underlying: Common Stock · 32.7336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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December 15, 2016 Filed Mar 17, 2017 16:44 UTC Amendment Other2005 Deferred Compensation Company Stock Plan · Derivative 275.2294 $76.30 $21,000.00
Disclosure

SEC source: 0001127602-17-012102 · form4a.xml · derivative · entry 3

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702.8221

Underlying: Common Stock · 275.2294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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December 15, 2016 Filed Mar 17, 2017 16:44 UTC Amendment Other2005 Deferred Compensation Company Stock Plan · Derivative 4.1291 $76.30 $315.05
Disclosure

SEC source: 0001127602-17-012102 · form4a.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427.5927

Underlying: Common Stock · 4.1291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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November 30, 2016 Filed Dec 1, 2016 21:59 UTC OtherCommon Stock 50,000 $77.05 $3,852,500.00
Disclosure

SEC source: 0001127602-16-068843 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 329,689

F1 · kind: Reporting person transferred 50,000 shares from the RDH Trust to another trust in exchange for fair value.

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November 08, 2016 Filed Nov 9, 2016 22:43 UTC Exercise / conversionStock Appreciation Rights (sars) · Derivative 25,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-16-066618 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

Underlying: Common Stock · 25,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciation Rights (SARs).

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November 08, 2016 Filed Nov 9, 2016 22:43 UTC Tax withholdingCommon Stock 15,783 $79.60 $1,256,326.80
Disclosure

SEC source: 0001127602-16-066618 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 379,689

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

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November 08, 2016 Filed Nov 9, 2016 22:43 UTC Exercise / conversionCommon Stock 25,000 $24.66 $616,500.00
Disclosure

SEC source: 0001127602-16-066618 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 395,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
September 15, 2016 Filed Sep 16, 2016 16:43 UTC
Barker Shawn MVice President & Controller
OtherDeferred Compensation Company Stock Plan · Derivative 50.7876 $78.30 $3,976.67
Disclosure

SEC source: 0001127602-16-062599 · form4.xml · derivative · entry 2

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,640.4902

Underlying: Common Stock · 50.7876 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 15, 2016 Filed Sep 16, 2016 16:43 UTC
Barker Shawn MVice President & Controller
GrantRestricted Stock Units · Derivative 8,000 $78.30 $626,400.00
Disclosure

SEC source: 0001127602-16-062599 · form4.xml · derivative · entry 1

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,715

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.exercise_date: Restricted Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.expiration_date: Restricted Units awarded under the Ball Corporation Deposit Share Program.

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September 15, 2016 Filed Sep 16, 2016 20:01 UTC OtherDeferred Compensation Company Stock Plan · Derivative 3.9068 $78.30 $305.90
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · derivative · entry 7

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663.5242

Underlying: Common Stock · 3.9068 shares

Expires not disclosed

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:01 UTC OtherDeferred Compensation Company Stock Plan · Derivative 306.5134 $78.30 $24,000.00
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659.6174

Underlying: Common Stock · 306.5134 shares

Expires not disclosed

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.