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SOLSO THEODORE M

Disclosed activity across 2 companies

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144169
SEC CIK
0001097587

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
General Motors CoGM · Entity 2958DirectorDecember 31, 2020January 05, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

General Motors Co

Report date December 31, 2020 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitsSEC Table II · derivative / convertible securityDirect100,254 Reported balance After 2020-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-12-31 · Grant · Acquired 12,303 · Balance 100,254

F1: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F2: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F3: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

Deferred Share UnitsSEC Table II · derivative / convertible securityDirect102,143 Reported balance After 2020-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-12-31 · Grant · Acquired 1,889 · Balance 102,143

F4: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan.

F2: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F5: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F2: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F3: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F4: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan.

F5: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BALL Corp

Report date April 24, 2019 · Filed April 24, 2019

Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,294.0161 Reported balance Holding disclosure · report date 2019-04-24 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 61,294.0161

Common StockSEC Table I · non-derivativeIndirectSolso Revocable Trust8,190 Reported balance Holding disclosure · report date 2019-04-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,190

Common StockSEC Table I · non-derivativeIndirectSpouse's Revocable Trust56,000 Reported balance Holding disclosure · report date 2019-04-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 56,000

Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible securityDirect132,754.1257 Reported balance Holding disclosure · report date 2019-04-24 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 132,754.1257

F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect74,820 Reported balance Holding disclosure · report date 2019-04-24 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 74,820

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 5, 2021 16:38 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 1,889 $18.32 $34,606.48
Disclosure

SEC source: 0001467858-21-000006 · wf-form4_160988267441182.xml · derivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,143

Underlying: Common Stock · 1,889 shares

Expires not disclosed

F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan.

F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date.

F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:38 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 12,303 $30.48 $374,995.44
Disclosure

SEC source: 0001467858-21-000006 · wf-form4_160988267441182.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,254

Underlying: Common Stock · 12,303 shares

Expires not disclosed

F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 12:46 UTC General Motors Co GM · Entity 2958 PurchaseCommon Stock 1,561 $32.02 $49,983.22
Disclosure

SEC source: 0001467858-20-000053 · wf-form4_158291196089779.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,561

F1 · price: The price in Column 4 is the weighted average purchase price of the shares. The shares were purchased in multiple transactions at prices from $32.015 to $32.020, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares purchased at each price point within the ranges set forth in this footnote.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:56 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 3,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000011 · wf-form4_157808855966293.xml · derivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,951

Underlying: Common Stock · 3,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · price: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · derivative.exercise_date: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · derivative.expiration_date: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:56 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 10,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000011 · wf-form4_157808855966293.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,592

Underlying: Common Stock · 10,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 659.121 $57.50 $37,899.46
Disclosure

SEC source: 0001562180-19-001961 · primarydocument.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,754.1257

Underlying: Common Stock · 659.121 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 222.3965 $57.50 $12,787.80
Disclosure

SEC source: 0001562180-19-001961 · primarydocument.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,095.0047

Underlying: Common Stock · 222.3965 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 6.2534 $57.50 $359.57
Disclosure

SEC source: 0001562180-19-001961 · primarydocument.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,294.0161

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:31 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 516.7464 $54.48 $28,152.34
Disclosure

SEC source: 0001562180-19-001400 · primarydocument.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,872.6082

Underlying: Common Stock · 516.7464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:34 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 2,847 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000022 · wf-form4_154655484357839.xml · derivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,342

Underlying: Common Stock · 2,847 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · derivative.exercise_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · derivative.expiration_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:34 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 10,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000022 · wf-form4_154655484357839.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,495

Underlying: Common Stock · 10,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:40 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 279.5273 $46.65 $13,039.95
Disclosure

SEC source: 0001562180-18-005052 · primarydocument.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,355.8618

Underlying: Common Stock · 279.5273 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:40 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 7.6915 $46.65 $358.81
Disclosure

SEC source: 0001562180-18-005052 · primarydocument.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,287.7627

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:59 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 676.9423 $48.53 $32,852.01
Disclosure

SEC source: 0001562180-18-004995 · primarydocument.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,076.3345

Underlying: Common Stock · 676.9423 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 283.4397 $44.92 $12,732.11
Disclosure

SEC source: 0001562180-18-004172 · primarydocument.xml · derivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,395.0712

Underlying: Common Stock · 283.4397 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 7.9699 $44.92 $358.01
Disclosure

SEC source: 0001562180-18-004172 · primarydocument.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,280.0712

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 19:43 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 849.5696 $44.14 $37,500.00
Disclosure

SEC source: 0001562180-18-003945 · primarydocument.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,111.6315

Underlying: Common Stock · 849.5696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 19:46 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 1,023.1924 $36.65 $37,500.00
Disclosure

SEC source: 0001562180-18-003056 · primarydocument.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,603.9464

Underlying: Common Stock · 1,023.1924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:55 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001995 · primarydocument.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,820

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:29 UTC Amendment BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 915.3039 $40.97 $37,500.00
Disclosure

SEC source: 0001127602-18-011997 · form4a.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,580.754

Underlying: Common Stock · 915.3039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:53 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 915.3039 $40.97 $37,500.00
Disclosure

SEC source: 0001127602-18-011978 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,580.754

Underlying: Common Stock · 915.3039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 23:57 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 770.4095 $37.85 $29,160.00
Disclosure

SEC source: 0001127602-18-008502 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,665.4501

Underlying: Common Stock · 770.4095 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:40 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 2,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000009 · wf-form4_151502284173712.xml · derivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,312

Underlying: Common Stock · 2,274 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:40 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 10,237 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000009 · wf-form4_151502284173712.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,038

Underlying: Common Stock · 10,237 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 22:15 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 793.1472 $38.29 $30,369.61
Disclosure

SEC source: 0001127602-17-034955 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,578.3269

Underlying: Common Stock · 793.1472 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 16:33 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 855.4157 $40.53 $34,670.00
Disclosure

SEC source: 0001127602-17-027690 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,480.1595

Underlying: Common Stock · 855.4157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 17:30 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 911.3001 $41.15 $37,500.00
Disclosure

SEC source: 0001127602-17-021668 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,326.9423

Underlying: Common Stock · 911.3001 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 17:14 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015661 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,607

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:42 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 500.4003 $74.94 $37,500.00
Disclosure

SEC source: 0001127602-17-011939 · form4.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,207.8211

Underlying: Common Stock · 500.4003 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:42 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 105.1281 $74.94 $7,878.30
Disclosure

SEC source: 0001127602-17-011939 · form4.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,707.4208

Underlying: Common Stock · 105.1281 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:42 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 3.061 $74.94 $229.39
Disclosure

SEC source: 0001127602-17-011939 · form4.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,613.6571

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 20:51 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005369 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,602.2927

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:18 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 2,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000018 · wf-form4_148357549891599.xml · derivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,801

Underlying: Common Stock · 2,031 shares

Expires not disclosed

F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:18 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 12,236 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000018 · wf-form4_148357549891599.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,770

Underlying: Common Stock · 12,236 shares

Expires not disclosed

F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 17:17 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 344.037 $76.30 $26,250.02
Disclosure

SEC source: 0001127602-16-070366 · form4.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,272.9506

Underlying: Common Stock · 344.037 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 17:17 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 101.9333 $76.30 $7,777.51
Disclosure

SEC source: 0001127602-16-070366 · form4.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,928.9136

Underlying: Common Stock · 101.9333 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 17:17 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 3.0014 $76.30 $229.01
Disclosure

SEC source: 0001127602-16-070366 · form4.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,610.5961

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:18 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 98.5299 $78.30 $7,714.89
Disclosure

SEC source: 0001127602-16-062626 · form4.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,826.9803

Underlying: Common Stock · 98.5299 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:18 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 383.1418 $78.30 $30,000.00
Disclosure

SEC source: 0001127602-16-062626 · form4.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,728.4504

Underlying: Common Stock · 383.1418 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:18 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 2.9201 $78.30 $228.64
Disclosure

SEC source: 0001127602-16-062626 · form4.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,607.5947

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
August 12, 2016 Filed Sep 12, 2016 17:00 UTC Amendment BALL Corp BLL · Entity 3320 GiftCommon Stock 6,213 $80.47 $499,960.11
Disclosure

SEC source: 0001127602-16-062368 · form4a.xml · nonDerivative · entry 3

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Solso Revocable Trust

Disclosed balance after: 4,095

F1 · kind: Due to an administrative error, reporting person's gift transaction was taken out of his common stock ownership when it should have been taken out of his Revocable Trust. Correcting Entry.

Read SEC document
August 12, 2016 Filed Sep 12, 2016 17:00 UTC Amendment BALL Corp BLL · Entity 3320 GiftCommon Stock 6,213 $80.47 $499,960.11
Disclosure

SEC source: 0001127602-16-062368 · form4a.xml · nonDerivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,604.6746

F1 · kind: Due to an administrative error, reporting person's gift transaction was taken out of his common stock ownership when it should have been taken out of his Revocable Trust. Correcting Entry.

Read SEC document
August 12, 2016 Filed Sep 12, 2016 17:00 UTC Amendment BALL Corp BLL · Entity 3320 GiftCommon Stock 6,213 $80.47 $499,960.11
Disclosure

SEC source: 0001127602-16-062368 · form4a.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,391.6746

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.