Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BALL CorpBLL · Entity 3320 | SVP & COO Global MF & HHP Pkg | September 18, 2018 | October 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BALL Corp
Report date September 18, 2018 · Filed October 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 51,472.9978 |
Reported balance
After 2018-09-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-18 · Other · Acquired 114.3335 · Balance 51,472.9978 F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F2: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F3: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2018 Filed Oct 4, 2018 21:08 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 114.3335 | $44.92 | $5,135.86 |
DisclosureSEC source: 0001562180-18-004168 · primarydocument.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,472.9978 Underlying: Common Stock · 114.3335 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:24 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 3,170.4095 | $37.85 | $120,000.00 |
DisclosureSEC source: 0001127602-18-008490 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,094.2017 Underlying: Common Stock · 3,170.4095 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 21:31 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 4,384 | $38.90 | $170,532.34 |
DisclosureSEC source: 0001127602-18-006392 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,240.2905 Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:02 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 18,900 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001127602-18-005563 · form4.xml · derivative · entry 5 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,900 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARs). Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:02 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 6,800 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001127602-18-005563 · form4.xml · derivative · entry 4 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,800 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARs). Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:02 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 15,480 | $37.53 | $580,964.40 |
DisclosureSEC source: 0001127602-18-005563 · form4.xml · nonDerivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,624.2905 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for the payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:02 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 25,700 | $25.23 | $648,282.50 |
DisclosureSEC source: 0001127602-18-005563 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,104.2905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:37 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003369 · form4.xml · derivative · entry 4 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,897 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:37 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,915 | $38.28 | $73,306.20 |
DisclosureSEC source: 0001127602-18-003369 · form4.xml · nonDerivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,404.2905 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:37 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 6,288 | $38.28 | $240,704.64 |
DisclosureSEC source: 0001127602-18-003369 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,319.2905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II performance restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:30 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 30,871 | $0.00 Strike: $38.84 | $0.00 |
DisclosureSEC source: 0001127602-18-002595 · form4.xml · derivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,871 Underlying: Common Stock · 30,871 shares Expires 2028-01-24 F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:30 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 7,209 | $38.84 | $279,997.56 |
DisclosureSEC source: 0001127602-18-002595 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,041 Underlying: Common Stock · 7,209 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 22:53 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 1,349 | $38.05 | $51,329.45 |
DisclosureSEC source: 0001127602-17-035376 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,008.123 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:18 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034926 · form4.xml · derivative · entry 4 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,832 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restricted stock units. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:18 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 640 | $39.40 | $25,216.00 |
DisclosureSEC source: 0001127602-17-034926 · form4.xml · nonDerivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,357.123 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:18 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 2,000 | $39.40 | $78,800.00 |
DisclosureSEC source: 0001127602-17-034926 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,997.123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II restricted stock units. Read SEC document |
| May 08, 2017 Filed May 8, 2017 23:04 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 5,000 | $0.00 Strike: $20.04 | $0.00 |
DisclosureSEC source: 0001127602-17-017280 · form4.xml · derivative · entry 4 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARs). Read SEC document |
| May 08, 2017 Filed May 8, 2017 23:04 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,456 | $79.61 | $195,522.16 |
DisclosureSEC source: 0001127602-17-017280 · form4.xml · nonDerivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,927.4656 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| May 08, 2017 Filed May 8, 2017 23:04 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 5,000 | $20.04 | $100,200.00 |
DisclosureSEC source: 0001127602-17-017280 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,383.4656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:12 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 41.1883 | $74.94 | $3,086.65 |
DisclosureSEC source: 0001127602-17-012072 · form4.xml · derivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,784.5947 Underlying: Common Stock · 41.1883 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:12 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 320 | $74.94 | $23,980.80 |
DisclosureSEC source: 0001127602-17-012072 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,416 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:17 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 336.338 | $74.33 | $25,000.00 |
DisclosureSEC source: 0001127602-17-005581 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,743.4064 Underlying: Common Stock · 336.338 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:38 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 4,162.2607 | $76.26 | $317,414.00 |
DisclosureSEC source: 0001127602-17-003706 · form4.xml · derivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,407.0684 Underlying: Common Stock · 4,162.2607 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Lapsed performance contingent restricted stock units, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan, deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match. F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:38 UTC | BALL Corp BLL · Entity 3320 | OtherRestricted Stock Units · Derivative | 1,950 | $76.26 | $148,707.00 |
DisclosureSEC source: 0001127602-17-003706 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,096 Underlying: Common Stock · 1,950 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:28 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,127 | $76.75 | $239,997.25 |
DisclosureSEC source: 0001127602-17-002556 · form4.xml · derivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,046 Underlying: Common Stock · 3,127 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:28 UTC | BALL Corp BLL · Entity 3320 | GrantStock Appreciation Rights (sars) · Derivative | 14,052 | $0.00 Strike: $76.75 | $0.00 |
DisclosureSEC source: 0001127602-17-002556 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,052 Underlying: Common Stock · 14,052 shares Expires 2027-01-25 F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 16:02 UTC | BALL Corp BLL · Entity 3320 | OtherRestricted Stock Units · Derivative | 1,000 | $76.17 | $76,170.00 |
DisclosureSEC source: 0001127602-17-001711 · form4.xml · derivative · entry 4 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,919 Underlying: Common Stock · 1,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restricted stock units. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 16:02 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 373 | $76.17 | $28,411.41 |
DisclosureSEC source: 0001127602-17-001711 · form4.xml · nonDerivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,337.156 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 16:02 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 1,000 | $76.17 | $76,170.00 |
DisclosureSEC source: 0001127602-17-001711 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,710.156 F1 · kind: Common stock acquired upon the lapse of Table II restricted stock units. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:39 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 32.7336 | $76.30 | $2,497.57 |
DisclosureSEC source: 0001127602-16-070357 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,244.8077 Underlying: Common Stock · 32.7336 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:47 UTC Amendment | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 31.8446 | $78.30 | $2,493.43 |
DisclosureSEC source: 0001127602-16-062601 · form4a.xml · derivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,212.0741 Underlying: Common Stock · 31.8446 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:47 UTC Amendment | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,680 | $78.30 | $444,744.00 |
DisclosureSEC source: 0001127602-16-062601 · form4a.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,530 Underlying: Common Stock · 5,680 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:34 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 31.8446 | $78.30 | $2,493.43 |
DisclosureSEC source: 0001127602-16-062597 · form4.xml · derivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,212.0741 Underlying: Common Stock · 31.8446 shares Expires not disclosed F3 · derivative.exercise_price: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:34 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,680 | $78.30 | $444,744.00 |
DisclosureSEC source: 0001127602-16-062597 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,530 Underlying: Common Stock · 5,680 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program. Read SEC document |
| July 27, 2016 Filed Nov 9, 2016 17:27 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,389 | $71.15 | $383,427.35 |
DisclosureSEC source: 0001127602-16-066524 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,239 Underlying: Common Stock · 5,389 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016. F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.