Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date December 01, 2017 · Filed December 01, 2017
Section 16 reporting ended · disclosed 2017-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,505.095 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,505.095 F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | Direct | 21,317.4211 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,317.4211 |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 70,004.2771 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 70,004.2771 F2: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F3: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 41,580 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 41,580 F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 18,930 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 18,930 |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 14,468 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 14,468 |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 16,394 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,394 |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $18.85 · Expires 2022-01-25 | Direct | 31,600 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 31,600 |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $22.97 · Expires 2023-01-30 | Direct | 25,600 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 25,600 |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 24,200 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 24,200 |
Filing footnotes · ownership attribution and instrument terms
F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F2: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F3: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 14:58 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 60.318 | $74.94 | $4,520.23 |
DisclosureSEC source: 0001127602-17-012061 · form4.xml · derivative · entry 1 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,831.2741 Underlying: Common Stock · 60.318 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:09 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 4,078.2607 | $76.26 | $311,008.16 |
DisclosureSEC source: 0001127602-17-003727 · form4.xml · derivative · entry 5 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,770.9561 Underlying: Common Stock · 4,078.2607 shares Expires not disclosed F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F7 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F8 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F8 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:09 UTC | BALL Corp BLL · Entity 3320 | OtherRestricted Stock Units · Derivative | 2,650 | $76.26 | $202,089.00 |
DisclosureSEC source: 0001127602-17-003727 · form4.xml · derivative · entry 4 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,790 Underlying: Common Stock · 2,650 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:09 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 533 | $76.26 | $40,646.58 |
DisclosureSEC source: 0001127602-17-003727 · form4.xml · nonDerivative · entry 2 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,594.9771 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:09 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 1,484 | $76.26 | $113,169.84 |
DisclosureSEC source: 0001127602-17-003727 · form4.xml · nonDerivative · entry 1 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,127.9771 F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 18:06 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,824 | $76.75 | $139,992.00 |
DisclosureSEC source: 0001127602-17-002569 · form4.xml · derivative · entry 2 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,440 Underlying: Common Stock · 1,824 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 18:06 UTC | BALL Corp BLL · Entity 3320 | GrantStock Appreciation Rights (sars) · Derivative | 8,197 | $0.00 Strike: $76.75 | $0.00 |
DisclosureSEC source: 0001127602-17-002569 · form4.xml · derivative · entry 1 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,197 Underlying: Common Stock · 8,197 shares Expires 2027-01-25 F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:44 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 52.2052 | $76.30 | $3,983.26 |
DisclosureSEC source: 0001127602-16-070301 · form4.xml · derivative · entry 1 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,692.6954 Underlying: Common Stock · 52.2052 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:43 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 50.7876 | $78.30 | $3,976.67 |
DisclosureSEC source: 0001127602-16-062599 · form4.xml · derivative · entry 2 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,640.4902 Underlying: Common Stock · 50.7876 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F5 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:43 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 8,000 | $78.30 | $626,400.00 |
DisclosureSEC source: 0001127602-16-062599 · form4.xml · derivative · entry 1 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,715 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.exercise_date: Restricted Units awarded under the Ball Corporation Deposit Share Program. F2 · derivative.expiration_date: Restricted Units awarded under the Ball Corporation Deposit Share Program. Read SEC document |
| July 27, 2016 Filed Nov 9, 2016 16:15 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 6,901 | $71.15 | $491,006.15 |
DisclosureSEC source: 0001127602-16-066511 · form4.xml · derivative · entry 1 Barker Shawn M · CIK 0001480066 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,616 Underlying: Common Stock · 6,901 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016. F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.