Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date September 23, 2022 · Filed October 04, 2022
Section 16 reporting ended · disclosed 2022-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,351.7719 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 61,351.7719 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 3,400.395 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,400.395 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 37,353.4174 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 37,353.4174 F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,335 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,335 F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,000 F6: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 4,098 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,098 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 15,436 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,436 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 11,881 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 11,881 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 9,375 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 9,375 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 7,273 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,273 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 6,651 |
Reported balance
Holding disclosure · report date 2022-09-23 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 6,651 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 2,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002320 · form4.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,335 Underlying: Common Stock · 2,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,337 | $97.10 | $129,822.70 |
DisclosureSEC source: 0001062993-22-002320 · form4.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,253.6486 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,416 | $97.10 | $428,793.60 |
DisclosureSEC source: 0001062993-22-002320 · form4.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,590.6486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:03 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 6,651 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001807 · form4.xml · derivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 Underlying: Common Stock · 6,651 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:03 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001807 · form4.xml · derivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,171 Underlying: Common Stock · 1,663 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:17 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000169 · edgar.xml · derivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:39 UTC | BALL Corp BLL · Entity 3320 | PurchaseCommon Stock | 4,000 | $88.69 | $354,759.20 |
DisclosureSEC source: 0000009389-21-000135 · edgar.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,117.007 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:06 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000071 · edgar.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,508 Underlying: Common Stock · 1,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:06 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 331 | $85.40 | $28,267.40 |
DisclosureSEC source: 0000009389-21-000071 · edgar.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,072.3135 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:06 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 1,144 | $85.40 | $97,697.60 |
DisclosureSEC source: 0000009389-21-000071 · edgar.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,403.3135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:52 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 3,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000030 · edgar.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652 Underlying: Common Stock · 3,605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:52 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,132 | $88.02 | $99,638.64 |
DisclosureSEC source: 0000009389-21-000030 · edgar.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,253.1377 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:52 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 3,696 | $88.02 | $325,321.92 |
DisclosureSEC source: 0000009389-21-000030 · edgar.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,385.1377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:12 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 7,273 | $0.00 Strike: $85.33 | $0.00 |
DisclosureSEC source: 0000009389-21-000018 · edgar.xml · derivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,273 Underlying: Common Stock · 7,273 shares Expires 2031-01-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:12 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,688 | $85.33 | $144,037.04 |
DisclosureSEC source: 0000009389-21-000018 · edgar.xml · derivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,257 Underlying: Common Stock · 1,688 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:08 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0000009389-20-000059 · edgar.xml · derivative · entry 8 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Exercise of Incentive Stock Options (ISOs). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:08 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 12,296 | $0.00 Strike: $38.38 | $0.00 |
DisclosureSEC source: 0000009389-20-000059 · edgar.xml · derivative · entry 7 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 12,296 shares Expires 2027-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:08 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 24,990 | $93.39 | $2,333,693.65 |
DisclosureSEC source: 0000009389-20-000059 · edgar.xml · nonDerivative · entry 5 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,668.5391 F6 · price: This transaction was executed in multiple trades at prices ranging from $93.08 to $93.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:08 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 809 | $93.26 | $75,447.34 |
DisclosureSEC source: 0000009389-20-000059 · edgar.xml · nonDerivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,658.5391 F5 · kind: Shares withheld for the cost of the Incentive Stock Options (ISOs) on the exercise of the Table II ISOs. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:08 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,000 | $18.85 | $75,400.00 |
DisclosureSEC source: 0000009389-20-000059 · edgar.xml · nonDerivative · entry 3 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,467.5391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Common stock acquired upon the exercise of Incentive Stock Options. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:08 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 8,243 | $93.26 | $768,742.18 |
DisclosureSEC source: 0000009389-20-000059 · edgar.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,467.5391 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:08 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 12,296 | $38.38 | $471,859.00 |
DisclosureSEC source: 0000009389-20-000059 · edgar.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,710.5391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 5,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006013 · primarydocument.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,569 Underlying: Common Stock · 5,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,311 | $84.43 | $195,117.73 |
DisclosureSEC source: 0001562180-20-006013 · primarydocument.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,402.6121 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 5,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006013 · primarydocument.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,713.6121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 17,600 | $0.00 Strike: $24.54 | $0.00 |
DisclosureSEC source: 0001562180-20-004402 · primarydocument.xml · derivative · entry 8 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,600 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 14,468 | $0.00 Strike: $33.05 | $0.00 |
DisclosureSEC source: 0001562180-20-004402 · primarydocument.xml · derivative · entry 7 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,468 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 13,802 | $0.00 Strike: $33.08 | $0.00 |
DisclosureSEC source: 0001562180-20-004402 · primarydocument.xml · derivative · entry 6 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,802 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:53 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 30,508 | $74.08 | $2,260,032.64 |
DisclosureSEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,425.2608 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 13,802 | $33.08 | $456,501.15 |
DisclosureSEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 3 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,933.2608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 17,600 | $24.54 | $431,816.00 |
DisclosureSEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,131.2608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 14,468 | $33.05 | $478,167.40 |
DisclosureSEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,531.2608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 12:15 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 35,000 | $72.98 | $2,554,384.00 |
DisclosureSEC source: 0001562180-20-004403 · primarydocument.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,425.2608 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.98 to $73.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 22:08 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002590 · primarydocument.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,823 Underlying: Common Stock · 686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Lapse of restricted stock units. F4 · derivative.exercise_date: Lapse of restricted stock units. F4 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 22:08 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 379 | $63.84 | $24,195.36 |
DisclosureSEC source: 0001562180-20-002590 · primarydocument.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,028.934 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 22:08 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002590 · primarydocument.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,407.934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 9 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,735 Underlying: Common Stock · 948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 3,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 8 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Underlying: Common Stock · 3,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 17,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 7 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,331 Underlying: Common Stock · 17,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 6 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,833 Underlying: Common Stock · 4,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,184 | $72.18 | $85,461.12 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,537.1756 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 2,700 | $72.18 | $194,886.00 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 3 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,721.1756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 5,661 | $72.18 | $408,610.98 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,021.1756 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 17,502 | $72.18 | $1,263,294.36 |
DisclosureSEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,682.1756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001256 · primarydocument.xml · derivative · entry 9 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Underlying: Common Stock · 948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001256 · primarydocument.xml · derivative · entry 8 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,631 Underlying: Common Stock · 2,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 17,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001256 · primarydocument.xml · derivative · entry 7 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,331 Underlying: Common Stock · 17,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001256 · primarydocument.xml · derivative · entry 6 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,833 Underlying: Common Stock · 4,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,184 | $72.18 | $85,461.12 |
DisclosureSEC source: 0001562180-20-001256 · primarydocument.xml · nonDerivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,537.1756 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 2,700 | $72.18 | $194,886.00 |
DisclosureSEC source: 0001562180-20-001256 · primarydocument.xml · nonDerivative · entry 3 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,721.1756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.