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Fisher Daniel William

Disclosed activity across 2 companies

Tapewire entity
47862
SEC CIK
0001693093

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BALL CorpBALL · Entity 3320Director · Chairman & C.E.O.August 28, 2025August 29, 2025
CUMMINS INCCMI · Entity 2961DirectorMay 12, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BALL Corp

Report date August 28, 2025 · Filed August 29, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectHeld by Reporting Person's Spouse10,036 Last balance in matching sequence After 2025-08-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-08-28 · Exercise / conversion · Acquired 3,400 · Balance 13,436

F1: The reporting person expressly disclaims beneficial ownership of these securities.

Row 2 · 2025-08-28 · Sale · Disposed 3,400 · Balance 10,036

F2: Shares sold upon exercise of stock options.

F1: The reporting person expressly disclaims beneficial ownership of these securities.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27IndirectBy Spouse0 Reported balance After 2025-08-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-08-28 · Exercise / conversion · Disposed 3,400 · Balance 0

F1: The reporting person expressly disclaims beneficial ownership of these securities.

Common StockSEC Table I · non-derivativeDirect152,848.3241 Reported balance Holding disclosure · report date 2025-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 152,848.3241

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person expressly disclaims beneficial ownership of these securities.

F2: Shares sold upon exercise of stock options.

CUMMINS INC

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect2,602.8954 Reported balance After 2026-05-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 306 · Balance 2,602.8954

F1: Includes 16.1052 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 16.1052 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 13, 2026 14:44 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 306 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-005226 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,602.8954

F1 · balance_after: Includes 16.1052 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:14 UTC BALL Corp BALL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 3,400 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0000009389-25-000018 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,400 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:14 UTC BALL Corp BALL · Entity 3320 SaleCommon Stock 3,400 $51.55 $175,270.00
Disclosure

SEC source: 0000009389-25-000018 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 10,036

F2 · shares: Shares sold upon exercise of stock options.

F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:14 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 3,400 $33.05 $112,370.00
Disclosure

SEC source: 0000009389-25-000018 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 13,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:51 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017652 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,600

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:51 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 919 $54.37 $49,966.03
Disclosure

SEC source: 0001127602-25-017652 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,740.2373

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:51 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 2,100 $54.37 $114,177.00
Disclosure

SEC source: 0001127602-25-017652 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,659.2373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:48 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005169 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,280.7902

F1 · balance_after: Includes 12.2785 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 00:05 UTC BALL Corp BALL · Entity 3320 GrantStock Options (Right to Buy) · Derivative 127,919 $0.00 Strike: $51.35 $0.00
Disclosure

SEC source: 0001127602-25-006726 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,919

Underlying: Common Stock · 127,919 shares

Expires not disclosed

F4 · security: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F4 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F5 · derivative.exercise_date: The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.

F6 · derivative.expiration_date: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 00:05 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 37,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006726 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,642

Underlying: Common Stock · 37,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F2 · shares: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F3 · price: N/A

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:46 UTC BALL Corp BALL · Entity 3320 GrantDeferred Compensation · Derivative 4,897.5149 $55.13 $270,000.00
Disclosure

SEC source: 0001127602-25-005320 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,013.8139

Underlying: Common Stock · 4,897.5149 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · shares: Shares awarded under the Deferred Compensation Company Stock Plan for deferred incentive compensation and the Company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:50 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,120 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002749 · form4.xml · derivative · entry 8

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 0

Underlying: Common Stock · 1,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · shares: Prorated vesting upon retirement of restricted stock units awarded under the Deposit Share Program.

F6 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines or as otherwise permitted in the applicable Plan.

F6 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines or as otherwise permitted in the applicable Plan.

F7 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:50 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 1,120 $55.70 $62,384.00
Disclosure

SEC source: 0001127602-25-002749 · form4.xml · nonDerivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 10,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Prorated vesting upon retirement of restricted stock units awarded under the Deposit Share Program.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:50 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 382 $55.70 $21,277.40
Disclosure

SEC source: 0001127602-25-002749 · form4.xml · nonDerivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 8,916

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:50 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 590 $55.70 $32,863.00
Disclosure

SEC source: 0001127602-25-002749 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 9,298

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:50 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 20,389 $55.70 $1,135,667.30
Disclosure

SEC source: 0001127602-25-002749 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,444.0763

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 22:52 UTC BALL Corp BALL · Entity 3320 GrantCommon Stock 52,590 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002516 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,833.0763

F1 · shares: The Human Resources Committee determined on 01/28/2025 the achievement of the performance factors for the performance contingent restricted stock units granted on January 26, 2022 and April 27, 2022 (11,482 and 14,813 of which were previously reported in Table II of Form 4), and the shares will vest on January 31, 2025, subject to continued employment.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · balance_after: The reported transaction involved the award of performance contingent restricted stock units. The reporting person has previously reported awards of performance contingent restricted stock units in Table II of Form 4. The total reported in Column 5 includes all of the performance contingent restricted stock units awarded to the Reporting Person for which performance has been determined.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · derivative · entry 8

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 5,964

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Convert without costs to shares of common stock on a one for one basis.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Lapse of restricted stock units.

F8 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · derivative · entry 7

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,840

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Convert without costs to shares of common stock on a one for one basis.

F5 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F5 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 258 $58.24 $15,025.92
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 9,888

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 900 $58.24 $52,416.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 10,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 916 $58.24 $53,347.84
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,227

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 2,100 $58.24 $122,304.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2024 Filed Nov 20, 2024 21:45 UTC BALL Corp BALL · Entity 3320 SaleCommon Stock 5,802 $59.77 $346,794.82
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 5

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,043

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.760 to $59.835. The price reported reflects the weighted average price. The reporting person will, upon request, provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC BALL Corp BALL · Entity 3320 Exercise / conversionStock Appreciation Rights (SARS) · Derivative 19,378 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · derivative · entry 8

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,378 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC BALL Corp BALL · Entity 3320 Exercise / conversionStock Appreciation Rights (SARS) · Derivative 22,536 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · derivative · entry 7

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,536 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 14,384 $60.86 $875,410.24
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,845

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 19,378 $33.05 $640,442.90
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 16,734 $60.86 $1,018,431.24
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,848.735

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

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November 18, 2024 Filed Nov 20, 2024 21:45 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 22,536 $33.08 $745,378.20
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,582.735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

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July 15, 2024 Filed Jul 17, 2024 22:41 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013896 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,864

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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July 15, 2024 Filed Jul 17, 2024 22:41 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 115 $61.11 $7,027.65
Disclosure

SEC source: 0001062993-24-013896 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 11,100.1655

F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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July 15, 2024 Filed Jul 17, 2024 22:41 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 400 $61.11 $24,444.00
Disclosure

SEC source: 0001062993-24-013896 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 11,215.1655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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June 15, 2024 Filed Jun 18, 2024 23:12 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012799 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F7 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F7 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

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June 15, 2024 Filed Jun 18, 2024 23:12 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 919 $66.01 $60,663.19
Disclosure

SEC source: 0001062993-24-012799 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,046.7334

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

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June 15, 2024 Filed Jun 18, 2024 23:12 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 2,100 $66.01 $138,621.00
Disclosure

SEC source: 0001062993-24-012799 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,965.7334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

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May 14, 2024 Filed May 17, 2024 19:00 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006172 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,673.5117

F1 · balance_after: Includes 1.6200 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

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March 14, 2024 Filed Mar 15, 2024 22:56 UTC BALL Corp BALL · Entity 3320 PurchaseCommon Stock 3,869 $64.56 $249,767.16
Disclosure

SEC source: 0001062993-24-006562 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,865.7317

F1 · price: This transaction was executed in multiple trades at prices ranging from $64.49 to $64.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

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February 27, 2024 Filed Feb 28, 2024 02:02 UTC CUMMINS INC CMI · Entity 2961 PurchaseCommon 562 $266.57 $149,810.15
Disclosure

SEC source: 0001225208-24-003168 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067.8916

F1 · balance_after: Includes 1.8961 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

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February 16, 2024 Filed Feb 22, 2024 00:26 UTC BALL Corp BALL · Entity 3320 GrantDeferred Compensation · Derivative 2,086.2309 $57.52 $120,000.00
Disclosure

SEC source: 0001062993-24-004032 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,828.1103

Underlying: Common Stock · 2,086.2309 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

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January 24, 2024 Filed Jan 27, 2024 00:06 UTC BALL Corp BALL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 4,659 $0.00 Strike: $55.87 $0.00
Disclosure

SEC source: 0001062993-24-001442 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,659

Underlying: Common Stock · 4,659 shares

Expires 2034-01-24

F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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January 24, 2024 Filed Jan 27, 2024 00:06 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 1,503 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-001442 · form4.xml · derivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,155

Underlying: Common Stock · 1,503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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January 24, 2024 Filed Jan 27, 2024 00:06 UTC BALL Corp BALL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 178,314 $0.00 Strike: $55.87 $0.00
Disclosure

SEC source: 0001062993-24-001442 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,314

Underlying: Common Stock · 178,314 shares

Expires 2034-01-24

F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

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January 24, 2024 Filed Jan 27, 2024 00:06 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 57,544 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-001442 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,689

Underlying: Common Stock · 57,544 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

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October 09, 2023 Filed Oct 10, 2023 14:26 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 441 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009431 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441

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October 09, 2023 Filed Oct 18, 2023 22:06 UTC Amendment CUMMINS INC CMI · Entity 2961 GrantCommon 504 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009587 · doc4a.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504

F1 · shares: The reporting person filed a Form 4 on October 10, 2023 which mistakenly showed an award of 441 shares was granted on October 9, 2023, when the award was actually for 504 shares, as reported in this amendment.

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July 15, 2023 Filed Jul 18, 2023 23:05 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-015018 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,652

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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July 15, 2023 Filed Jul 18, 2023 23:05 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 115 $56.28 $6,472.20
Disclosure

SEC source: 0001062993-23-015018 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,657.2904

F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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July 15, 2023 Filed Jul 18, 2023 23:05 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 400 $56.28 $22,512.00
Disclosure

SEC source: 0001062993-23-015018 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,772.2904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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January 25, 2023 Filed Jan 28, 2023 00:11 UTC BALL Corp BALL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 4,956 $0.00 Strike: $56.64 $0.00
Disclosure

SEC source: 0001062993-23-001532 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,956

Underlying: Common Stock · 4,956 shares

Expires 2033-01-25

F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.